-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6QFO5OJ8p5LuJfwDsfDnpl2zg24ZMB3orlQGmU6I5eIsPO/Y/fXioyg3WBogvKO 28kz9kItNco5gXeT1xSVXA== 0000889812-96-000821.txt : 19960705 0000889812-96-000821.hdr.sgml : 19960705 ACCESSION NUMBER: 0000889812-96-000821 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960703 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04346 FILM NUMBER: 96590802 BUSINESS ADDRESS: STREET 1: SEVEN WORLD TRADE CNTR STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127837000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SI FINANCING TRUST I CENTRAL INDEX KEY: 0001012708 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 333-02897-01 FILM NUMBER: 96590803 BUSINESS ADDRESS: STREET 1: C/O SALOMON BROTHERS INC STREET 2: SEVEN WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127837000 MAIL ADDRESS: STREET 1: C/O SALOMON INC STREET 2: SEVEN WORLD TRADE CTR CITY: NEWYORK STATE: NY ZIP: 10048 8-A12B/A 1 REGISTRATION OF CERTAIN CLASSES OF SECURITIES FORM 8-A/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SALOMON INC - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 22-1660266 - ------------------------------------------------------------------------------- (State of Incorporation or organization) (IRS Employer Identification No.) Seven World Trade Center, New York, New York 10048 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) SI FINANCING TRUST I - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 13-7093413 - ------------------------------------------------------------------------------- (State of Incorporation or organization) (IRS Employer Identification No.) Seven World Trade Center, New York, New York 10048 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) If this Form relates to the If this Form relates to the registration of a class of debt registration of a class of debt securities and is effective upon securities and is to become effective filing pursuant to General simultaneously with the effectiveness Instruction A(c)(1) please check the of a concurrent registration following box / / statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box / / Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which To be so registered each class is to be registered - ------------------- ------------------------------ 13,800,000 Trust The New York Stock Exchange, Inc. Preferred Stock(Service Mark) (TRUPS(Service Mark)) Units (and the Guarantee with respect thereto) 13,800,000 Shares each The New York Stock Exchange, Inc. Depositary representing a 1/20th interest in a share of 9.50% Cumulative Preferred Stock, Series F Securities to be registered pursuant to Section 12(g) of the Act: None - ------------------------------------------------------------------------------- (Title of Class) 2 Item 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE -------------------------------------------- REGISTERED. ---------- For a description of the securities to be registered hereunder, reference is made to the information under the headings "DESCRIPTION OF THE UNITS" and "DESCRIPTION OF THE DEPOSITARY SHARES" in the registrant's Prospectus dated June 27, 1996 (Registration No. 333-02897). Item 2. EXHIBITS -------- 1(a) Certificate of Incorporation, as amended, of the registrant (incorporated herein by reference to Exhibit 4(a) to Current Report on Form 8-K dated February 12, 1996). 1(b) By-laws, as amended, of the registrant (incorporated herein by reference to Exhibit 3(b) to the registrant's Annual Report on Form 10-K for the year ended December 31, 1995). 2(c) Form of Certificate of Trust (incorporated herein by reference to Exhibit 4(c) to Registration Statement No. 333-02897). 2(d) Form of Amended and Restated Declaration of Trust (incorporated herein by reference to Exhibit 4(i) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Trust Preferred Security)). 2(e) Form of Supplemental Indenture between the registrant and Bankers Trust Company (incorporated herein by reference to Exhibit 4(h) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Subordinated Debt Security)). 2(f) Form of Pledge Agreement (incorporated herein by reference to Exhibit 4(k) to Registration Statement No. 333-02897). 2(g) Form of Unit Agreement (incorporated herein by reference to Exhibit 4(l) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Unit)). 2(h) Form of Guarantee with respect to the Preferred Securities between the registrant and Chemical Bank (incorporated herein by reference to Exhibit 4(m) to Registration Statement No. 333-02897). 3 2(i) Form of Purchase Contract between the registrant and holders thereof (included in the the Form of Unit Agreement incorporated herein by reference to Exhibit 4(l) to Registration Statement No. 333-02897). 2(j) Form of Certificate of Designations relating to the registrant's 9.50% Cumulative Preferred Stock, Series F (incorporated herein by reference to Exhibit 4(n) to Registration Statement No. 333-02897). 2(k) Form of Certificate of the registrant's 9.50% Cumulative Preferred Stock, Series F (incorporated herein by reference to Exhibit 4(o) to Registration Statement No. 333-02897). 2(l) Form of Deposit Agreement between the registrant and First Chicago Trust Company of New York, as depositary and the holders of the depositary receipts evidencing the Depositary Shares (incorporated herein by reference to Exhibit 4(p) to Registration Statement No. 333-02897). 4 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. SALOMON INC Dated: July 3, 1996 By:/s/ William J. Jennings ------------------------------ William J. Jennings Senior Vice President 5 INDEX TO EXHIBITS Exhibit No. Exhibit - ----------- ------- 1(a) Certificate of Incorporation, as amended, of the registrant (incorporated herein by reference to Exhibit 4(a) to Current Report on Form 8-K dated February 12, 1996). 1(b) By-laws, as amended, of the registrant (incorporated herein by reference to Exhibit 3(b) to the registrant's Annual Report on Form 10-K for the year ended December 31, 1995). 2(c) Form of Certificate of Trust (incorporated herein by reference to Exhibit 4(c) to Registration Statement No. 333-02897). 2(d) Form of Amended and Restated Declaration of Trust (incorporated herein by reference to Exhibit 4(i) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Trust Preferred Security)). 2(e) Form of Supplemental Indenture between the registrant and Bankers Trust Company (incorporated herein by reference to Exhibit 4(h) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Subordinated Debt Security)). 2(f) Form of Pledge Agreement (incorporated herein by reference to Exhibit 4(k) to Registration Statement No. 333-02897). 2(g) Form of Unit Agreement (incorporated herein by reference to Exhibit 4(l) to Registration Statement No. 333-02897 (including as an exhibit thereto the form of Unit)). 2(h) Form of Guarantee with respect to the Preferred Securities between the registrant and Chemical Bank (incorporated herein by reference to Exhibit 4(m) to Registration Statement No. 333-02897). 2(i) Form of Purchase Contract between the registrant and holders thereof (included in the Form of Unit Agreement incorporated herein by reference to Exhibit 4(l) to Registration Statement No. 333-02897). 6 2(j) Form of Certificate of Designations relating to the registrant's 9.50% Cumulative Preferred Stock, Series F (incorporated herein by reference to Exhibit 4(n) to Registration Statement No. 333-02897). 2(k) Form of Certificate of the registrant's 9.50% Cumulative Preferred Stock, Series F (incorporated herein by reference to Exhibit 4(o) to Registration Statement No. 333-02897). 2(l) Form of Deposit Agreement between the registrant and First Chicago Trust Company of New York, as depositary and the holders of the depositary receipts evidencing the Depositary Shares (incorporated herein by reference to Exhibit 4(p) to Registration Statement No. 333-02897). 7 -----END PRIVACY-ENHANCED MESSAGE-----