0000831001-11-000339.txt : 20111114
0000831001-11-000339.hdr.sgml : 20111111
20111114142949
ACCESSION NUMBER: 0000831001-11-000339
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIGROUP GLOBAL MARKETS HOLDINGS INC
CENTRAL INDEX KEY: 0000200245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 112418067
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01109
FILM NUMBER: 111201070
BUSINESS ADDRESS:
STREET 1: 388 GREENWICH ST
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 2128166000
MAIL ADDRESS:
STREET 1: 388 GREENWICH ST
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC
DATE OF NAME CHANGE: 19971128
FORMER COMPANY:
FORMER CONFORMED NAME: SALOMON INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PHIBRO CORP
DATE OF NAME CHANGE: 19820526
13F-NT
1
nt_1109.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Citigroup Global Markets Holdings Inc.
Address: 388 Greenwich Street
New York, New York 10013
Form 13F File Number: 28-1109
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ali L. Karshan
Title: Assistant Secretary
Phone: 212-559-1000
Signature, Place, and Date of Signing:
/s/ Ali L. Karshan New York, New York November 14, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ X ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number 28-2427
Name: Citigroup Inc.