-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jar2fddFRHP5uagts4dutsZSb0IpZJsa6gIRL+ji30mA1vvAI+uKHTA+YhK/QmtS fP5Ny4VJ+iPNqN4FW9mmZg== 0000200245-02-000015.txt : 20020415 0000200245-02-000015.hdr.sgml : 20020415 ACCESSION NUMBER: 0000200245-02-000015 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON SMITH BARNEY HOLDINGS INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112418067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-55650 FILM NUMBER: 02575492 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON INC DATE OF NAME CHANGE: 19920703 424B2 1 k057.txt Pricing Supplement No. 0057 Dated 3/15/2002 Rule 424(b)(2) File No. 333-55650 (To Prospectus dated February 23, 2001 and Prospectus Supplement dated March 1, 2001) SALOMON SMITH BARNEY HOLDINGS INC. Medium-Term Notes, Series K (Registered Notes) Due Nine Months or More from the Date of Issue Principal Amount or Face Amount: $25,000,000.00 Issue Price: 100.00% Proceeds to Company on original issuance: $24,956,250.00 Commission: $43,750.00 Salomon Smith Barney Inc.'s capacity on original issuance: |x| As Agent If as principal | | As principal | | The Registered Notes are being offered at varying prices related to prevailing market prices at the time of resale. | | The Registered Notes are being offered at a fixed initial public offering price % of Principal Amount or Face Amount. Form of Note: |x| Global | | Definitive Original Issue Date: 3/15/2002 Stated Maturity: 3/15/2004 Specified Currency: (If other than U.S. Dollars) Authorized Denominations: (If other than as set forth in the Prospectus Supplement) Interest Payment Dates: The 15th of every March, June, September, December. First Interest Payment Date: June 17, 2002 Accrue to Pay: |X| Yes | | No Indexed Principal Note: | | Yes (See Attached) |X| No Type of Interest on Note: | | Fixed Rate |X| Floating Rate | | Indexed Rate (See Attached) Interest Rate (Fixed Rate Notes): Initial Interest Rate (Floating Rate Notes): Base Rate: | | CD Rate | | Commercial Paper Rate | | Federal Funds Rate | | LIBOR Telerate | | LIBOR Reuters | | Treasury Rate | | Treasury Rate Constant Maturity |X| Prime Rate | | J.J. Kenny Rate | | Euribor | | Eleventh District Cost of Funds | | Other Calculation Agent (If other than Citibank): | | Salomon Smith Barney Inc. | | Other (See Attached) Computation of Interest: | | 30 over 360 | | Actual over Actual |X| Actual over 360 | | Other (See Attached) (If other than as set forth in the Prospectus Supplement) Interest Reset Dates: Daily. Rate Determination Dates: 1 Day New York no rate cutoff. (If other than as set forth in the Prospectus Supplement) Index Maturity: Prime Rate Spread (+/-): -271 basis points Spread Multiplier: Change in Spread, Spread Multiplier or Fixed Interest Rate prior to Stated Maturity: | | Yes (See Attached) |X| No Maximum Interest Rate: Minimum Interest Rate: Amortizing Note: | | Yes (See Attached) |X| No Renewable Note: | | Yes (see attached) |x| No Optional Extension of Maturity: | | Yes (see attached) |x| No Optional Redemption: | | Yes |X| No Optional Redemption Dates: Redemption Prices: Redemption: | | In whole only and not in part | |May be in whole or in part Optional Repayment: | | Yes |X| No Optional Repayment Dates: Optional Repayment Prices: Discount Note: | | Yes |x| No Total Amount of OID: Bond Yield to Call: Bond Yield to Maturity: Yield to Maturity: Cusip: 79548EJG8. -----END PRIVACY-ENHANCED MESSAGE-----