CHIEF COMPLIANCE OFFICER

0001085146-24-004665.txt : 20241007 0001085146-24-004665.hdr.sgml : 20241007 20241007135003 ACCESSION NUMBER: 0001085146-24-004665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241007 DATE AS OF CHANGE: 20241007 EFFECTIVENESS DATE: 20241007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Williams & Novak, LLC CENTRAL INDEX KEY: 0001998419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23534 FILM NUMBER: 241357139 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 626-773-2014 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001998419 XXXXXXXX 09-30-2024 09-30-2024 false Williams & Novak, LLC

30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362

13F HOLDINGS REPORT 028-23534 000324173 801-128269 N MICHAEL DE LUZ CHIEF COMPLIANCE OFFICER 626-689-7181 /s/MICHAEL DE LUZ WESTLAKE VILLAGE CA 10-07-2024 0 129 107153462 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 8X8 INC NEW COM 282914100 BBG001S6JC97 45594 22350 SH SOLE 0 0 22350 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 423477 2144 SH SOLE 0 0 2144 ACCURAY INC COM 004397105 BBG001SFHKJ0 110736 61520 SH SOLE 0 0 61520 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 727922 4389 SH SOLE 600 0 3789 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 524977 3140 SH SOLE 0 0 3140 AMAZON COM INC COM 023135106 BBG001S5PQL7 560853 3010 SH SOLE 0 0 3010 AMGEN INC COM 031162100 BBG001S5NNL6 420162 1304 SH SOLE 0 0 1304 AMKOR TECHNOLOGY INC COM 031652100 BBG001S64YF8 379777 12411 SH SOLE 0 0 12411 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 566774 13760 SH SOLE 2400 0 11360 ANGIODYNAMICS INC COM 03475V101 BBG001S5RPY3 156261 20085 SH SOLE 0 0 20085 APPLE INC COM 037833100 BBG001S5N8V8 2960964 12708 SH SOLE 500 0 12208 ASSERTIO HOLDINGS INC COM NEW 04546C205 BBG00T442DT1 14750 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 1780746 3869 SH SOLE 0 0 3869 BROADCOM INC COM 11135F101 BBG00KHY5SY8 474375 2750 SH SOLE 0 0 2750 CARPARTS COM INC COM 14427M107 BBG001SMNR49 115191 127100 SH SOLE 0 0 127100 CISCO SYS INC COM 17275R102 BBG001S6HC62 280310 5267 SH SOLE 0 0 5267 CONAGRA BRANDS INC COM 205887102 BBG001S5PGY5 211022 6489 SH SOLE 1500 0 4989 CONDUENT INC COM 206787103 BBG00C1BZMV6 67361 16715 SH SOLE 0 0 16715 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 421984 476 SH SOLE 0 0 476 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 BBG01254CL28 432679 10018 SH SOLE 0 0 10018 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 218590 7975 SH SOLE 0 0 7975 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 BBG00Y2PGDN6 226841 7138 SH SOLE 0 0 7138 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 295115 8606 SH SOLE 0 0 8606 DIMENSIONAL ETF TRUST US EQUITY MARKET 25434V401 BBG011DXXNJ2 684750 11009 SH SOLE 0 0 11009 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 678730 16280 SH SOLE 0 0 16280 EGAIN CORP COM NEW 28225C806 BBG001SD2461 66453 13030 SH SOLE 0 0 13030 FEDEX CORP COM 31428X106 BBG001S5R3M5 237281 867 SH SOLE 150 0 717 FIDELITY COVINGTON TRUST ENHANCED LARGE 316092113 BBG01K4JD281 2030623 63279 SH SOLE 0 0 63279 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 BBG005FHWFG8 360113 6538 SH SOLE 0 0 6538 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 BBG005FHWXW1 259572 4065 SH SOLE 0 0 4065 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 BBG005FHVV56 254582 3497 SH SOLE 0 0 3497 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 BBG005FHWBL1 823466 4719 SH SOLE 0 0 4719 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 BBG00QQ88F95 218716 5050 SH SOLE 0 0 5050 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 9095525 194598 SH SOLE 0 0 194598 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 BBG00393GRN5 328032 4085 SH SOLE 0 0 4085 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 965784 38432 SH SOLE 0 0 38432 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 BBG001SXT9D9 133322 10700 SH SOLE 0 0 10700 FRANKLIN TEMPLETON ETF TR HIGH YIELD CORP 35473P629 BBG00L2CL6V3 391413 16012 SH SOLE 0 0 16012 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 BBG00B0SKXY1 1409608 12481 SH SOLE 0 0 12481 INFORMATION SVCS GROUP INC COM 45675Y104 BBG001SRNBD3 130994 39695 SH SOLE 0 0 39695 INFUSYSTEM HLDGS INC COM 45685K102 BBG001SQTYK1 69613 10390 SH SOLE 0 0 10390 INSTALLED BLDG PRODS INC COM 45780R101 BBG005TJKF09 579966 2355 SH SOLE 450 0 1905 INVESCO ACTIVELY MANAGED EXC TOTAL RETURN 46090A804 BBG00KJR1JM8 1450235 30026 SH SOLE 0 0 30026 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 BBG001T06LL9 1554960 62000 SH SOLE 0 0 62000 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 BBG001SSH3K8 476634 13560 SH SOLE 0 0 13560 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 BBG001SJW5Z0 996144 18115 SH SOLE 0 0 18115 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 209989 5570 SH SOLE 0 0 5570 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1093277 2240 SH SOLE 0 0 2240 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 471951 9496 SH SOLE 0 0 9496 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 639318 11136 SH SOLE 0 0 11136 ISHARES INC EM MKT SM-CP ETF 464286475 BBG001T2TH39 1490390 23364 SH SOLE 0 0 23364 ISHARES INC EMNG MKTS EQT 46434G889 BBG00BM64QL2 621927 12491 SH SOLE 0 0 12491 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 373708 10264 SH SOLE 0 0 10264 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 1033737 16916 SH SOLE 0 0 16916 ISHARES INC MSCI GBL GOLD MN 46434G855 BBG002GKR7K6 1922523 58241 SH SOLE 0 0 58241 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 2310528 81328 SH SOLE 0 0 81328 ISHARES TR CALIF MUN BD ETF 464288356 BBG001T03XM5 2900561 49915 SH SOLE 0 0 49915 ISHARES TR CORE 1 5 YR USD 46432F859 BBG003HC6JD6 359502 7385 SH SOLE 0 0 7385 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 1901513 30332 SH SOLE 0 0 30332 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 2212718 28350 SH SOLE 0 0 28350 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 593910 8385 SH SOLE 0 0 8385 ISHARES TR CORE MSCI PAC 46434V696 BBG006MJG5T0 816726 12265 SH SOLE 0 0 12265 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 2368174 32606 SH SOLE 0 0 32606 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 380391 659 SH SOLE 0 0 659 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 856608 12653 SH SOLE 0 0 12653 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 1727430 20523 SH SOLE 0 0 20523 ISHARES TR GLOB HLTHCRE ETF 464287325 BBG001SJX8Q3 237056 2415 SH SOLE 0 0 2415 ISHARES TR INTERNATIONAL SL 46434V266 BBG008LP7B65 1976432 56069 SH SOLE 0 0 56069 ISHARES TR MSCI ACWI EX US 464288240 BBG001S56R18 566707 9904 SH SOLE 0 0 9904 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 845962 7788 SH SOLE 0 0 7788 ISHARES TR US TELECOM ETF 464287713 BBG001SFC820 453164 17940 SH SOLE 0 0 17940 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 553082 9294 SH SOLE 1429 0 7865 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 BBG00F7XD8R5 212366 4330 SH SOLE 0 0 4330 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 293056 4868 SH SOLE 0 0 4868 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 438372 2705 SH SOLE 0 0 2705 JPMORGAN CHASE & CO. COM 46625H100 BBG001S8CRC3 507962 2409 SH SOLE 0 0 2409 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 306030 375 SH SOLE 0 0 375 LOOP INDS INC COM 543518104 BBG003FMFSJ0 18400 10000 SH SOLE 0 0 10000 MARKETWISE INC COM CL A 57064P107 BBG00VWBGV05 101782 152300 SH SOLE 0 0 152300 MICROSOFT CORP COM 594918104 BBG001S5TD05 1107171 2573 SH SOLE 0 0 2573 MODINE MFG CO COM 607828100 BBG001S5T913 750198 5650 SH SOLE 0 0 5650 NATURES SUNSHINE PRODS INC COM 639027101 BBG001S61DP6 146415 10750 SH SOLE 0 0 10750 PEPSICO INC COM 713448108 BBG001S695T1 240451 1414 SH SOLE 0 0 1414 PIMCO CALIF MUN INCOME FD COM 72200N106 BBG001SJ4WY3 2138960 214755 SH SOLE 0 0 214755 PIMCO CALIF MUN INCOME FD II COM 72200M108 BBG001SKRFR0 1496593 238311 SH SOLE 0 0 238311 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 BBG00HM85ST2 1199132 56501 SH SOLE 0 0 56501 PIMCO EQUITY SER RAFI DYN ML US 72202L363 BBG00HM85V33 6816040 134707 SH SOLE 0 0 134707 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 BBG00HM85DQ8 1780410 54765 SH SOLE 0 0 54765 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 1349895 14268 SH SOLE 0 0 14268 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 307568 3205 SH SOLE 0 0 3205 PIMCO ETF TR INTER MUN BD ACT 72201R866 BBG001SF6Y39 1383573 26115 SH SOLE 0 0 26115 PIMCO ETF TR MULTISECTOR BD 72201R585 BBG01GZGT490 3079194 115542 SH SOLE 0 0 115542 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 BBG001T6Q6C7 447935 8870 SH SOLE 0 0 8870 PIMCO MUN INCOME FD III COM 72201A103 BBG001SL3DN3 361416 43755 SH SOLE 0 0 43755 PLAYSTUDIOS INC CLASS A COM 72815G108 BBG00Y1RQ9N1 53907 35700 SH SOLE 0 0 35700 PLAYTIKA HLDG CORP COM 72815L107 BBG00QQ8C798 147550 18630 SH SOLE 0 0 18630 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 291496 1683 SH SOLE 0 0 1683 PROFIRE ENERGY INC COM 74316X101 BBG001SSCTQ0 55936 33295 SH SOLE 0 0 33295 QUALCOMM INC COM 747525103 BBG001S6VS70 445361 2619 SH SOLE 0 0 2619 SCHWAB STRATEGIC TR FUNDAMENTAL US S 808524763 BBG0051NXNX3 212963 3575 SH SOLE 0 0 3575 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 548907 8090 SH SOLE 0 0 8090 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 226618 1131 SH SOLE 0 0 1131 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 478160 2118 SH SOLE 0 0 2118 SILVERCORP METALS INC COM 82835P103 BBG001S6YR97 79097 18100 SH SOLE 0 0 18100 SOLO BRANDS INC COM CL A 83425V104 BBG012TKHLF7 33981 24100 SH SOLE 0 0 24100 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 443341 1824 SH SOLE 0 0 1824 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 BBG006LCM0W6 224774 2793 SH SOLE 0 0 2793 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3001339 5231 SH SOLE 0 0 5231 SPDR SER TR NUVEEN BLOOMBERG 78464A284 BBG001V11QG4 710604 27050 SH SOLE 0 0 27050 SPDR SER TR S&P DIVID ETF 78464A763 BBG001SPTBP8 260359 1833 SH SOLE 0 0 1833 SYPRIS SOLUTIONS INC COM 871655106 BBG001S6BZF7 3985939 2491212 SH SOLE 0 0 2491212 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 274572 1581 SH SOLE 0 0 1581 TARGA RES CORP COM 87612G101 BBG001TC94B9 222015 1500 SH SOLE 0 0 1500 TAYSHA GENE THERAPIES INC COM SHS 877619106 BBG00TJXFDQ0 90450 45000 SH SOLE 0 0 45000 TRUBRIDGE INC COM 205306103 BBG001S7FQ16 233818 19550 SH SOLE 0 0 19550 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 392905 672 SH SOLE 0 0 672 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 1018994 25590 SH SOLE 0 0 25590 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 BBG001SZDBR1 1413194 26629 SH SOLE 0 0 26629 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 890707 1688 SH SOLE 0 0 1688 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 705938 2493 SH SOLE 421 0 2072 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 BBG001TCH518 308864 3200 SH SOLE 0 0 3200 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 343436 1734 SH SOLE 0 0 1734 VANGUARD WORLD FD FINANCIALS ETF 92204A405 BBG001SHTTM0 672100 6115 SH SOLE 0 0 6115 VANGUARD WORLD FD INF TECH ETF 92204A702 BBG001SHTTR5 215253 367 SH SOLE 0 0 367 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 231062 5145 SH SOLE 0 0 5145 VIMEO INC COMMON STOCK 92719V100 BBG00ZNSSLJ8 70624 13985 SH SOLE 0 0 13985 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 BBG001S6MDB8 107214 10700 SH SOLE 0 0 10700 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 412436 5973 SH SOLE 0 0 5973 WOODWARD INC COM 980745103 BBG001S6YZC5 336368 1961 SH SOLE 400 0 1561