CHIEF COMPLIANCE OFFICER

0001085146-24-002918.txt : 20240712 0001085146-24-002918.hdr.sgml : 20240712 20240712144606 ACCESSION NUMBER: 0001085146-24-002918 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240712 DATE AS OF CHANGE: 20240712 EFFECTIVENESS DATE: 20240712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Williams & Novak, LLC CENTRAL INDEX KEY: 0001998419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23534 FILM NUMBER: 241114207 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 626-773-2014 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001998419 XXXXXXXX 06-30-2024 06-30-2024 false Williams & Novak, LLC

30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362

13F HOLDINGS REPORT 028-23534 000324173 801-128269 N MICHAEL DE LUZ CHIEF COMPLIANCE OFFICER 626-689-7181 /s/MICHAEL DE LUZ WESTLAKE VILLAGE CA 07-12-2024 0 129 107415731 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 8X8 INC NEW COM 282914100 BBG001S6JC97 76634 34520 SH SOLE 0 0 34520 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 360020 2099 SH SOLE 0 0 2099 ACCURAY INC COM 004397105 BBG001SFHKJ0 176358 96900 SH SOLE 0 0 96900 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 548822 3013 SH SOLE 300 0 2713 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 575939 3140 SH SOLE 0 0 3140 AMAZON COM INC COM 023135106 BBG001S5PQL7 659369 3412 SH SOLE 200 0 3212 AMGEN INC COM 031162100 BBG001S5NNL6 662789 2121 SH SOLE 151 0 1970 AMKOR TECHNOLOGY INC COM 031652100 BBG001S64YF8 496688 12411 SH SOLE 0 0 12411 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 345178 8919 SH SOLE 1200 0 7719 ANGIODYNAMICS INC COM 03475V101 BBG001S5RPY3 268408 44365 SH SOLE 0 0 44365 APPLE INC COM 037833100 BBG001S5N8V8 2338724 11104 SH SOLE 200 0 10904 ASSERTIO HOLDINGS INC COM NEW 04546C205 BBG00T442DT1 15500 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 1848906 4545 SH SOLE 0 0 4545 BROADCOM INC COM 11135F101 BBG00KHY5SY8 652041 406 SH SOLE 40 0 366 CARPARTS COM INC COM 14427M107 BBG001SMNR49 114450 114450 SH SOLE 0 0 114450 CISCO SYS INC COM 17275R102 BBG001S6HC62 249998 5262 SH SOLE 0 0 5262 CONDUENT INC COM 206787103 BBG00C1BZMV6 65119 19975 SH SOLE 0 0 19975 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 404595 476 SH SOLE 0 0 476 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 BBG01254CL28 416938 10037 SH SOLE 0 0 10037 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 205726 7952 SH SOLE 0 0 7952 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 BBG00Y2PGDN6 235813 7948 SH SOLE 0 0 7948 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 230843 7160 SH SOLE 0 0 7160 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 BBG011DXXNJ2 406584 6909 SH SOLE 0 0 6909 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 BBG005FHWFG8 341480 6538 SH SOLE 0 0 6538 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 BBG005FHWXW1 235526 4065 SH SOLE 0 0 4065 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 BBG005FHVV56 236944 3454 SH SOLE 0 0 3454 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 BBG005FHWBL1 822953 4798 SH SOLE 0 0 4798 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 BBG00QQ88F95 298351 7300 SH SOLE 0 0 7300 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 4983785 110923 SH SOLE 0 0 110923 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 BBG00393GRN5 352968 4665 SH SOLE 0 0 4665 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 1380606 56467 SH SOLE 0 0 56467 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 BBG001SXT9D9 133738 11421 SH SOLE 0 0 11421 FRANKLIN TEMPLETON ETF TR HIGH YIELD CORP 35473P629 BBG00L2CL6V3 318947 13452 SH SOLE 0 0 13452 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 BBG00B0SKXY1 1332922 12463 SH SOLE 0 0 12463 HOME DEPOT INC COM 437076102 BBG001S5RTW7 219002 636 SH SOLE 0 0 636 INFORMATION SVCS GROUP INC COM 45675Y104 BBG001SRNBD3 128125 43580 SH SOLE 0 0 43580 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 BBG001T06LL9 1633154 66200 SH SOLE 0 0 66200 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 BBG001SSH3K8 626192 19375 SH SOLE 0 0 19375 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 BBG001SJW5Z0 297623 5682 SH SOLE 0 0 5682 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 204196 5570 SH SOLE 0 0 5570 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1129262 2357 SH SOLE 0 0 2357 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 417730 9509 SH SOLE 0 0 9509 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 621055 11602 SH SOLE 0 0 11602 ISHARES INC EM MKT SM-CP ETF 464286475 BBG001T2TH39 1538015 25166 SH SOLE 0 0 25166 ISHARES INC EMNG MKTS EQT 46434G889 BBG00BM64QL2 728985 15620 SH SOLE 0 0 15620 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 347501 10364 SH SOLE 0 0 10364 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 1052576 17780 SH SOLE 0 0 17780 ISHARES INC MSCI GBL GOLD MN 46434G855 BBG002GKR7K6 2111713 76484 SH SOLE 0 0 76484 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 2435911 91679 SH SOLE 0 0 91679 ISHARES TR CALIF MUN BD ETF 464288356 BBG001T03XM5 2960035 52040 SH SOLE 0 0 52040 ISHARES TR CORE 1 5 YR USD 46432F859 BBG003HC6JD6 966585 20405 SH SOLE 0 0 20405 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 1784412 30974 SH SOLE 0 0 30974 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 2271816 31275 SH SOLE 0 0 31275 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 616031 9385 SH SOLE 0 0 9385 ISHARES TR CORE MSCI PAC 46434V696 BBG006MJG5T0 750863 12265 SH SOLE 0 0 12265 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 2265895 33539 SH SOLE 0 0 33539 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 319801 584 SH SOLE 0 0 584 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 309168 3185 SH SOLE 0 0 3185 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 838674 13606 SH SOLE 0 0 13606 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 1723321 21875 SH SOLE 0 0 21875 ISHARES TR GLOB HLTHCRE ETF 464287325 BBG001SJX8Q3 224209 2415 SH SOLE 0 0 2415 ISHARES TR INTERNATIONAL SL 46434V266 BBG008LP7B65 2089097 64819 SH SOLE 0 0 64819 ISHARES TR MSCI ACWI EX US 464288240 BBG001S56R18 546601 10288 SH SOLE 0 0 10288 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 659225 6187 SH SOLE 0 0 6187 ISHARES TR US TELECOM ETF 464287713 BBG001SFC820 347411 15995 SH SOLE 0 0 15995 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 350787 6189 SH SOLE 709 0 5480 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 BBG00M8D2458 345066 6800 SH SOLE 0 0 6800 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 237720 4319 SH SOLE 0 0 4319 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 395363 2705 SH SOLE 0 0 2705 JPMORGAN CHASE & CO. COM 46625H100 BBG001S8CRC3 487244 2409 SH SOLE 0 0 2409 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 399319 375 SH SOLE 0 0 375 LISTED FD TR SWAN HEDGED EQTY 53656F599 BBG00YN70Y45 318518 14975 SH SOLE 0 0 14975 LOOP INDS INC COM 543518104 BBG003FMFSJ0 20900 10000 SH SOLE 0 0 10000 MARKETWISE INC COM CL A 57064P107 BBG00VWBGV05 90410 77940 SH SOLE 0 0 77940 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 275810 547 SH SOLE 45 0 502 MICROSOFT CORP COM 594918104 BBG001S5TD05 1252807 2803 SH SOLE 0 0 2803 MODINE MFG CO COM 607828100 BBG001S5T913 599087 5980 SH SOLE 0 0 5980 NATURES SUNSHINE PRODS INC COM 639027101 BBG001S61DP6 159742 10600 SH SOLE 0 0 10600 PEPSICO INC COM 713448108 BBG001S695T1 299206 1814 SH SOLE 101 0 1713 PIMCO CALIF MUN INCOME FD COM 72200N106 BBG001SJ4WY3 2022992 214755 SH SOLE 0 0 214755 PIMCO CALIF MUN INCOME FD II COM 72200M108 BBG001SKRFR0 1394119 238311 SH SOLE 0 0 238311 PIMCO DYNAMIC INCOME STRATEG COM SHS BEN INT 69346N107 BBG00MF4SGN5 280216 12577 SH SOLE 0 0 12577 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 BBG00HM85ST2 237621 11612 SH SOLE 0 0 11612 PIMCO EQUITY SER RAFI DYN ML US 72202L363 BBG00HM85V33 6512903 137361 SH SOLE 0 0 137361 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 BBG00HM85DQ8 1904416 62922 SH SOLE 0 0 62922 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 3384988 37165 SH SOLE 0 0 37165 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 492179 4890 SH SOLE 0 0 4890 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 1016582 10738 SH SOLE 0 0 10738 PIMCO ETF TR INTER MUN BD ACT 72201R866 BBG001SF6Y39 1302281 25015 SH SOLE 0 0 25015 PIMCO ETF TR MULTISECTOR BD 72201R585 BBG01GZGT490 5483473 213864 SH SOLE 0 0 213864 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 BBG001T6Q6C7 367542 7370 SH SOLE 0 0 7370 PIMCO MUN INCOME FD III COM 72201A103 BBG001SL3DN3 344789 43755 SH SOLE 0 0 43755 PLAYSTUDIOS INC CLASS A COM 72815G108 BBG00Y1RQ9N1 59036 28520 SH SOLE 0 0 28520 PLAYTIKA HLDG CORP COM 72815L107 BBG00QQ8C798 178610 22695 SH SOLE 0 0 22695 POWERSHARES ACTIVELY MANAGED TOTAL RETURN 46090A804 BBG00KJR1JM8 1415582 30535 SH SOLE 0 0 30535 PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 BBG00DSNH2C4 77088 14600 SH SOLE 0 0 14600 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 277560 1683 SH SOLE 0 0 1683 PROFIRE ENERGY INC COM 74316X101 BBG001SSCTQ0 46008 32400 SH SOLE 0 0 32400 QUALCOMM INC COM 747525103 BBG001S6VS70 521652 2619 SH SOLE 0 0 2619 SCHWAB STRATEGIC TR FUNDAMENTAL US S 808524763 BBG0051NXNX3 200458 3650 SH SOLE 0 0 3650 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 525629 8181 SH SOLE 0 0 8181 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 206294 1131 SH SOLE 0 0 1131 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 479155 2118 SH SOLE 0 0 2118 SILVERCORP METALS INC COM 82835P103 BBG001S6YR97 60816 18100 SH SOLE 0 0 18100 SIRIUS XM HOLDINGS INC COM 82968B103 BBG001S70ZY6 45535 16090 SH SOLE 0 0 16090 SOLO BRANDS INC COM CL A 83425V104 BBG012TKHLF7 42408 18600 SH SOLE 0 0 18600 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 392178 1824 SH SOLE 0 0 1824 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2876747 5286 SH SOLE 0 0 5286 SPDR SER TR NUVEEN BLOOMBERG 78464A284 BBG001V11QG4 459192 18050 SH SOLE 0 0 18050 SPDR SER TR S&P DIVID ETF 78464A763 BBG001SPTBP8 233121 1833 SH SOLE 0 0 1833 SYPRIS SOLUTIONS INC COM 871655106 BBG001S6BZF7 8157540 4248719 SH SOLE 0 0 4248719 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 277401 1596 SH SOLE 0 0 1596 TAYSHA GENE THERAPIES INC COM SHS 877619106 BBG00TJXFDQ0 100800 45000 SH SOLE 0 0 45000 TELEFONAKTIEBOLAGET LM ERICS ADR B SEK 10 294821608 BBG001S5QXT3 75891 12300 SH SOLE 0 0 12300 TRUBRIDGE INC COM 205306103 BBG001S7FQ16 324350 32435 SH SOLE 0 0 32435 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 342223 672 SH SOLE 0 0 672 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 997203 29390 SH SOLE 0 0 29390 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 BBG001SZDBR1 1158251 22425 SH SOLE 0 0 22425 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 919239 1838 SH SOLE 0 0 1838 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 737525 2757 SH SOLE 421 0 2336 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 BBG001TCH518 300192 3200 SH SOLE 0 0 3200 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 316542 1734 SH SOLE 0 0 1734 VANGUARD WORLD FD FINANCIALS ETF 92204A405 BBG001SHTTM0 610766 6115 SH SOLE 0 0 6115 VANGUARD WORLD FD INF TECH ETF 92204A702 BBG001SHTTR5 211609 367 SH SOLE 0 0 367 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 212180 5145 SH SOLE 0 0 5145 VIMEO INC COMMON STOCK 92719V100 BBG00ZNSSLJ8 69359 18595 SH SOLE 0 0 18595 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 BBG001S6MDB8 94909 10700 SH SOLE 0 0 10700 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 422447 6659 SH SOLE 0 0 6659 YEXT INC COM 98585N106 BBG001V12329 56309 10525 SH SOLE 0 0 10525