CHIEF COMPLIANCE OFFICER

0001085146-24-001832.txt : 20240416 0001085146-24-001832.hdr.sgml : 20240416 20240415211521 ACCESSION NUMBER: 0001085146-24-001832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240415 EFFECTIVENESS DATE: 20240416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Williams & Novak, LLC CENTRAL INDEX KEY: 0001998419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23534 FILM NUMBER: 24845964 BUSINESS ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 626-773-2014 MAIL ADDRESS: STREET 1: 30700 RUSSELL RANCH ROAD STREET 2: SUITE 250 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001998419 XXXXXXXX 03-31-2024 03-31-2024 false Williams & Novak, LLC

30700 RUSSELL RANCH ROAD SUITE 250 WESTLAKE VILLAGE CA 91362

13F HOLDINGS REPORT 028-23534 000324173 801-128269 N MICHAEL DE LUZ CHIEF COMPLIANCE OFFICER 626-689-7181 /s/MICHAEL DE LUZ WESTLAKE VILLAGE CA 04-15-2024 0 88 88003312 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACCURAY INC COM 004397105 BBG001SFHKJ0 76339 26975 SH SOLE 0 0 26975 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 226298 1620 SH SOLE 0 0 1620 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 442520 3140 SH SOLE 0 0 3140 AMAZON COM INC COM 023135106 BBG001S5PQL7 402641 2650 SH SOLE 0 0 2650 AMGEN INC COM 031162100 BBG001S5NNL6 215151 747 SH SOLE 0 0 747 AMKOR TECHNOLOGY INC COM 031652100 BBG001S64YF8 427885 12861 SH SOLE 0 0 12861 ANGIODYNAMICS INC COM 03475V101 BBG001S5RPY3 178870 22815 SH SOLE 0 0 22815 APPLE INC COM 037833100 BBG001S5N8V8 1980941 10289 SH SOLE 0 0 10289 ASSERTIO HOLDINGS INC COM NEW 04546C205 BBG00T442DT1 13375 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 1627875 3 SH SOLE 0 0 3 BROADCOM INC COM 11135F101 BBG00KHY5SY8 311434 279 SH SOLE 0 0 279 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 304297 461 SH SOLE 0 0 461 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 BBG005FHWFG8 291235 6538 SH SOLE 0 0 6538 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 BBG005FHWXW1 217681 4065 SH SOLE 0 0 4065 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 BBG005FHVV56 223439 3454 SH SOLE 0 0 3454 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 BBG005FHWBL1 689185 4798 SH SOLE 0 0 4798 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 BBG00QQ88F95 312904 8940 SH SOLE 0 0 8940 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 1371071 29780 SH SOLE 0 0 29780 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 312951 12650 SH SOLE 0 0 12650 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 BBG00B0SKXY1 927030 9882 SH SOLE 0 0 9882 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 BBG001T06LL9 1194044 47800 SH SOLE 0 0 47800 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 BBG001SSH3K8 691109 21278 SH SOLE 0 0 21278 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 BBG001SJW5Z0 312778 5774 SH SOLE 0 0 5774 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1446015 3531 SH SOLE 200 0 3331 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 370629 9496 SH SOLE 0 0 9496 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 617986 12218 SH SOLE 0 0 12218 ISHARES INC EM MKT SM-CP ETF 464286475 BBG001T2TH39 1407269 24343 SH SOLE 0 0 24343 ISHARES INC EMNG MKTS EQT 46434G889 BBG00BM64QL2 812968 18968 SH SOLE 0 0 18968 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 315595 9844 SH SOLE 0 0 9844 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 948065 17110 SH SOLE 0 0 17110 ISHARES INC MSCI GBL GOLD MN 46434G855 BBG002GKR7K6 2159147 87842 SH SOLE 0 0 87842 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 1820133 83569 SH SOLE 0 0 83569 ISHARES TR CALIF MUN BD ETF 464288356 BBG001T03XM5 2578330 44500 SH SOLE 0 0 44500 ISHARES TR CORE 1 5 YR USD 46432F859 BBG003HC6JD6 4706892 98967 SH SOLE 0 0 98967 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 1778912 33053 SH SOLE 0 0 33053 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 2197101 31231 SH SOLE 0 0 31231 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 698350 10970 SH SOLE 0 0 10970 ISHARES TR CORE MSCI PAC 46434V696 BBG006MJG5T0 782795 13154 SH SOLE 0 0 13154 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 2308067 35547 SH SOLE 0 0 35547 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 281993 590 SH SOLE 0 0 590 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 1111167 17951 SH SOLE 0 0 17951 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 1500685 19866 SH SOLE 0 0 19866 ISHARES TR GLOB HLTHCRE ETF 464287325 BBG001SJX8Q3 209429 2415 SH SOLE 0 0 2415 ISHARES TR INTERNATIONAL SL 46434V266 BBG008LP7B65 1952733 60776 SH SOLE 0 0 60776 ISHARES TR MSCI ACWI EX US 464288240 BBG001S56R18 528774 10360 SH SOLE 0 0 10360 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 587257 5417 SH SOLE 0 0 5417 ISHARES TR US TELECOM ETF 464287713 BBG001SFC820 312722 13740 SH SOLE 0 0 13740 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 BBG00M8D2458 619028 12200 SH SOLE 0 0 12200 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 251568 1605 SH SOLE 0 0 1605 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 293723 375 SH SOLE 0 0 375 LISTED FD TR SWAN HEDGED EQTY 53656F599 BBG00YN70Y45 420174 21525 SH SOLE 4000 0 17525 LOOP INDS INC COM 543518104 BBG003FMFSJ0 37800 10000 SH SOLE 0 0 10000 MICROSOFT CORP COM 594918104 BBG001S5TD05 1031478 2743 SH SOLE 0 0 2743 MODINE MFG CO COM 607828100 BBG001S5T913 443542 7430 SH SOLE 0 0 7430 NATURES SUNSHINE PRODS INC COM 639027101 BBG001S61DP6 200564 11600 SH SOLE 0 0 11600 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 BBG0069NW5X3 196038 16929 SH SOLE 0 0 16929 PIMCO CALIF MUN INCOME FD COM 72200N106 BBG001SJ4WY3 2001517 214755 SH SOLE 0 0 214755 PIMCO CALIF MUN INCOME FD II COM 72200M108 BBG001SKRFR0 1382204 238311 SH SOLE 0 0 238311 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 BBG00HM85ST2 201088 10482 SH SOLE 0 0 10482 PIMCO EQUITY SER RAFI DYN ML US 72202L363 BBG00HM85V33 5841590 139484 SH SOLE 0 0 139484 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 BBG00HM85DQ8 1595949 54712 SH SOLE 0 0 54712 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 2540341 27478 SH SOLE 0 0 27478 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 2546840 25522 SH SOLE 0 0 25522 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 1548579 16342 SH SOLE 0 0 16342 PIMCO ETF TR INTER MUN BD ACT 72201R866 BBG001SF6Y39 912912 17290 SH SOLE 0 0 17290 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 BBG001T6Q6C7 387706 7750 SH SOLE 0 0 7750 PIMCO MUN INCOME FD III COM 72201A103 BBG001SL3DN3 323349 43755 SH SOLE 0 0 43755 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 457630 8114 SH SOLE 0 0 8114 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 202234 1131 SH SOLE 0 0 1131 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 407673 2118 SH SOLE 0 0 2118 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 310460 1624 SH SOLE 0 0 1624 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2906996 6116 SH SOLE 0 0 6116 STRATEGY SHS DAY HAGAN NED 86280R803 BBG00RB01VG0 472454 13260 SH SOLE 2000 0 11260 SYPRIS SOLUTIONS INC COM 871655106 BBG001S6BZF7 8470963 4172888 SH SOLE 0 0 4172888 TAYSHA GENE THERAPIES INC COM SHS 877619106 BBG00TJXFDQ0 79650 45000 SH SOLE 0 0 45000 TRUBRIDGE INC COM 205306103 BBG001S7FQ16 230664 20595 SH SOLE 0 0 20595 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 365370 694 SH SOLE 0 0 694 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 761296 24550 SH SOLE 0 0 24550 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 BBG001SZDBR1 872547 16900 SH SOLE 0 0 16900 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 1195188 16250 SH SOLE 9851 0 6399 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 508608 10303 SH SOLE 6166 0 4137 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 899371 2059 SH SOLE 0 0 2059 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1138893 4801 SH SOLE 1784 0 3017 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 BBG001TCH518 249664 3200 SH SOLE 0 0 3200 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 312514 1834 SH SOLE 0 0 1834 VANGUARD WORLD FD FINANCIALS ETF 92204A405 BBG001SHTTM0 564170 6115 SH SOLE 0 0 6115 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 BBG001S6MDB8 91350 10500 SH SOLE 0 0 10500 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 545560 8545 SH SOLE 0 0 8545