0001021408-01-509120.txt : 20011101
0001021408-01-509120.hdr.sgml : 20011101
ACCESSION NUMBER: 0001021408-01-509120
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011031
GROUP MEMBERS: GEORGE J. GILLESPIE III
GROUP MEMBERS: J. PETER SIMON
GROUP MEMBERS: SIMON CLAT NO. 3
GROUP MEMBERS: SIMON CLAT NO. 7
GROUP MEMBERS: WILLIAM E. SIMON JR.
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIEF CONSOLIDATED MINING CO
CENTRAL INDEX KEY: 0000019913
STANDARD INDUSTRIAL CLASSIFICATION: MINERAL ROYALTY TRADERS [6795]
IRS NUMBER: 870122295
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-36578
FILM NUMBER: 1772021
BUSINESS ADDRESS:
STREET 1: PO BOX 51
CITY: EUREKA
STATE: UT
ZIP: 84628
BUSINESS PHONE: 4354336606
MAIL ADDRESS:
STREET 1: PO BOX 51
CITY: EUREAK
STATE: UT
ZIP: 84628
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ALHAM INC
CENTRAL INDEX KEY: 0000900208
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 310 SOUTH STREET
STREET 2: PO BOX 1913
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
BUSINESS PHONE: 2018980290
MAIL ADDRESS:
STREET 1: 310 SOUTH ST
STREET 2: PO BOX 1913
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
SC 13G
1
dsc13g.txt
SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
SCHEDULE 13G
(Amendment No. 3 )*
--------
Under the Securities Exchange Act of 1934
Chief Consolidated Mining Company
---------------------------------
(Name of Issuer)
Common Stock, par value $.50 per share
--------------------------------------
(Title of Class of Securities)
168628 10 5
--------------
(CUSIP Number)
October 25, 2001
----------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
---------------------------- -------------------------------
CUSIP No. 168628 10 5 Page 2 of 7 Pages
---------------
---------------------------- -------------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alham, Inc.
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Delaware
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 250,000
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 0
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 250,000
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
250,000
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[X]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
2.5%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
CO
------------------------------------------------------------------------------
SCHEDULE 13G
----------------------------- -----------------------------
CUSIP No. 168628 10 5 Page 3 of 7 Pages
---------------
----------------------------- -----------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
William E. Simon Jr.
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 560,950
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
560,950
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
560,950
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
5.5%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
IN
------------------------------------------------------------------------------
SCHEDULE 13G
------------------------------ -------------------------
CUSIP No. 168628 10 5 Page 3 of 7 Pages
----------------
------------------------------ -------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
J. Peter Simon
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 560,950
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
560,950
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
560,950
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
5.5%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
IN
------------------------------------------------------------------------------
SCHEDULE 13G
-------------------------------- --------------------------
CUSIP No. 168628 10 5 Page 3 of 7 Pages
-----------------
-------------------------------- --------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
George J. Gillespie III
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 560,950
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
560,950
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
560,950
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
5.5%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
IN
------------------------------------------------------------------------------
SCHEDULE 13G
------------------------------- ----------------------------
CUSIP No. 168628 10 5 Page 3 of 7 Pages
----------------
------------------------------- ----------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Simon CLAT No. 3
13-7281040
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 308,600
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 0
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 308,600
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
308,600
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[X]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
3.0%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
00
------------------------------------------------------------------------------
SCHEDULE 13G
------------------------------- ------------------------------
CUSIP No. 168628 10 5 Page 3 of 7 Pages
----------------
------------------------------- ------------------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Simon CLAT No.7
13-7281044
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
2 (a) [X]
(b) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 2,350
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 0
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 2,350
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
2,350
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (SEE INSTRUCTIONS)
[X]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
.02%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
12
00
------------------------------------------------------------------------------
SCHEDULE 13G
Item 1. (a) Name of Issuer:
Chief Consolidated Mining Company
(b) Address of Issuer's Principal Executive Offices:
500 Fifth Avenue South, Suite 1021
New York, NY 10110
Item 2. (a) Names of Persons Filing:
(A) Alham, Inc.
(B) William E. Simon, Jr.
(C) J. Peter Simon
(D) George J. Gillespie, III
(E) Simon CLAT No. 3
(F) Simon CLAT No. 7
(b) Address of Principal Business Office:
(A), (B), (C), (E) and (F) 310 South Street, Morristown, NJ
07962-1913
(D) Cravath, Swaine & Moore World Wide Plaza, 825 Eighth Avenue,
New York, New York 10019-7475
(c) Citizenship:
(A) Delaware
(B) United States
(C) United States
(D) United States
(E) California
(F) California
(d) Title of Class of Securities:
Common Stock, par value $.50 per share
(e) CUSIP Number:
168628 10 5
Item 3. If this statement is filed pursuant to (S)(S)240.13d-l(b) or 240.13d-2
(b) or (c), check whether the person filing is a:
(a) [_] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) [_] Insurance company as defined in section 3(a)(l 9) of the Act
(15 U.S.C. 78c).
(d) [_] Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [_] An investment adviser in accordance with (S)240.13d-l(b)(1)
(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance
with (S)240.13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance
with (S)240.13d-1 (b)(1)(ii)(G);
(h) [_] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [_] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [_] Group, in accordance with (S)240.13d-l(b)(1)(ii)(J).
Item 4. Ownership
(a) Amount Beneficially Owned:
(A) Alham, Inc. beneficially owns 250,000 shares, all of which
are held by Alham, Inc. Alham, Inc. disclaims beneficial ownership of shares
owned directly by Simon CLAT No. 3 and Simon CLAT No. 7 (together, the "CLATs"),
but is included as a reporting person because it may be considered a member of a
group including itself and the CLATs due to the fact that certain Trustees of
one controlling shareholder and the Executors of another controlling shareholder
(and the director) of Alham, Inc. have shared power to direct the voting and
disposition of shares owned by the CLATs by virtue of their position as trustees
of the CLATs.
(B) As Trustee of CLAT No. 3 and CLAT No. 7 and as a Member of
Alham, Inc.'s Board of Directors, William E. Simon, Jr. beneficially owns
560,950 shares, of which 308,600 shares are owned directly by Simon CLAT No. 3,
2,350 shares are owned by Simon CLAT No.7 and 250,000 shares are owned by Alham,
Inc. As trustee of the CLATs, Mr. Simon has the shared power to direct the vote
and disposition of the shares held in trust. Moreover, Mr. Simon has shared
power to direct the vote and disposition of all shares held by Alham, Inc. by
virtue of his position on the Board of Directors and by virtue of his position
as Executor and Trustee of the controlling shareholders.
(C) As Trustee of CLAT No. 3 and CLAT No. 7 and as a Trustee and
Executor of the controlling shareholders of Alham, Inc., J. Peter Simon
beneficially owns 560,950 shares, of which 308,600 shares are owned directly by
Simon CLAT No. 3, 2,350 shares are owned by Simon CLAT No.7 and 250,000 shares
are owned by Alham, Inc. As trustee of the CLATs, Mr. Simon has the shared power
to direct the vote and disposition of the shares held in trust. Moreover, Mr.
Simon has shared power to direct the vote and disposition of all shares held by
Alham, Inc. by virtue of his position as a Trustee and Executor of the
controlling shareholders.
(D) As Trustee of CLAT No. 3 and CLAT No. 7 and as an Executor of
a controlling shareholder of Alham, Inc., George J. Gillespie, III beneficially
owns 560,950 shares, of which 308,600 shares are owned directly by Simon CLAT
No. 3, 2,350 shares are owned by Simon CLAT No.7 and 250,000 shares are owned by
Alham, Inc. As trustee of the CLATs, Mr. Gillespie has the shared power to
direct the vote and disposition of the shares held in trust. Moreover, Mr.
Gillespie has shared power to direct the vote and disposition of all shares held
by Alham, Inc. by virtue of his position as an Executor of a controlling
shareholder of Alham, Inc.
(E) Simon CLAT No. 3 beneficially owns 308,600 shares, all of
which are held directly by Simon CLAT No. 3. These shares were acquired from the
Estate of William E. Simon pursuant to the terms of a will governing the estate.
Simon CLAT No. 3 disclaims beneficial ownership of shares owned directly by
Alham, Inc. and Simon CLAT No. 7, but is included as a reporting person because
it may be considered a member of a group including itself and those entities due
to the fact that the trustees have shared power to direct the voting and
disposition of shares owned by Alham, Inc. and Simon CLAT No. 7.
(F) Simon CLAT No. 7 beneficially owns 2,350 shares, all of which
are held directly by Simon CLAT No. 7. These shares were acquired by the Estate
of William E. Simon from Marital Trust No. 2 u/w Carol G. Simon pursuant to the
terms of a will governing the estate of Carol G. Simon. Simon CLAT No. 7
disclaims beneficial ownership of shares owned directly by Alham, Inc. and Simon
CLAT No. 3, but is included as a reporting person because it may be considered a
member of a group including itself and those entities due to the fact that the
trustees have shared power to direct the voting and disposition of shares owned
by Alham, Inc. and Simon CLAT No. 3.
(b) Percent of Class:
(A) 2.5%
(B) 5.5%
(C) 5.5%
(D) 5.5%
(E) 3.0%
(F) 0.02%
(c) Number of Shares as to which Such Person has:
(i) sole power to vote or to direct the vote:
(A) 250,000
(B) 0
(C) 0
(D) 0
(E) 308,600
(F) 2,350
(ii) shared power to vote or direct the vote:
(A) 0
(B) 560,950
(C) 560,950
(D) 560,950
(E) 0
(F) 0
(iii) sole power to dispose or to direct the disposition of:
(A) 250,000
(B) 0
(C) 0
(D) 0
(E) 308,600
(F) 2,350
(iv) shared power to dispose or to direct the disposition of:
(A) 0
(B) 560,950
(C) 560,950
(D) 560,950
(E) 0
(F) 0
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURES
After reasonable inquiry and to the best of their knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
ALHAM, INC.
By: /s/ Christine W. Jenkins
-------------------------------
Date: October 29, 2001 Name: Christine W. Jenkins
Title: Vice President
/s/ William E. Simon, Jr.
--------------------------------
William E. Simon, Jr.
Individually and as trustee of Simon
CLAT No. 3 and Simon CLAT No. 7
/s/ J. Peter Simon
-------------------------
J. Peter Simon
Individually and as trustee of Simon
CLAT No. 3 and Simon CLAT No. 7
/s/ George J. Gillespie, III
-----------------------------------
George J. Gillespie, III
Individually and as trustee of Simon
CLAT No. 3 and Simon CLAT No. 7