SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Chong Kian Fatt

(Last) (First) (Middle)
SEAGATE TECHNOLOGY PLC
47488 KATO ROAD

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/25/2023
3. Issuer Name and Ticker or Trading Symbol
Seagate Technology Holdings plc [ STX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Global Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 314 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (1) 09/09/2023 Restricted Share Unit 1,365 $0.0 D
Restricted Share Unit (2) 09/09/2024 Restricted Share Unit 5,388 $0.0 D
Restricted Share Unit (3) 09/09/2025 Restricted Share Unit 3,593 $0.0 D
Restricted Share Unit (4) 09/09/2023 Restricted Share Unit 1,720 $0.0 D
Restricted Share Unit (5) 09/09/2026 Restricted Share Unit 3,220 $0.0 D
Explanation of Responses:
1. Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "2012 Plan"). Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2020 and each one-year anniversary thereafter.
2. Consists of a grant of RSUs awarded to the Reporting Person under the 2012 Plan. Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2021 and each one-year anniversary thereafter.
3. Consists of a grant of RSUs awarded to the Reporting Person under the 2012 Plan. Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2022 and each one-year anniversary thereafter.
4. Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "2022 Plan"). Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, September 9, 2023.
5. Consists of a grant of RSUs awarded to the Reporting Person under the 2022 Plan. Subject to the Reporting Person's continuous employment, 25% of such RSUs will vest starting on the first anniversary, September 9, 2023, and the remaining 75% of the number of RSUs granted shall vest thereafter in twelve quarterly installments, each equal to 6.25% of the number of RSUs granted, such that the RSUs shall be fully vested approximately four years following the grant date.
Remarks:
/s/ Abraham S. Barrera, Attorney-in-Fact for Kian Fatt Chong 08/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.