SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Pensions Caixa 2, Fondo De Pensiones

(Last) (First) (Middle)
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS

(Street)
MADRID U3 28046

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/21/2023
3. Issuer Name and Ticker or Trading Symbol
New Mountain Guardian IV Income Fund, L.L.C. [ NONE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/21/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
LLC Interests 5,400 I See Footnote(1)
LLC Interests 326,600 I See Footnote(2)
LLC Interests 218,000 I See Footnote(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Pensions Caixa 2, Fondo De Pensiones

(Last) (First) (Middle)
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS

(Street)
MADRID U3 28046

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Pensions Caixa 30, Fondo De Pensiones

(Last) (First) (Middle)
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS

(Street)
MADRID U3 28046

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Vidacaixa, S.A.U. De Seguros Y Reaseguros

(Last) (First) (Middle)
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS

(Street)
MADRID U3 28046

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
2. Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
3. Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Remarks:
This Form 3 amendment is being filed to remove CaixaBank, S.A. as a Reporting Person.
PENSIONS CAIXA 2, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director 08/01/2023
PENSIONS CAIXA 30, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director 08/01/2023
VIDACAIXA, S.A.U. DE SEGUROS Y REASEGUROS, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director 08/01/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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