CUSIP No. 29286M105
|
Page 2 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Ventures III, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,456,735 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,456,735 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,456,735 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.2% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN |
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 3 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Ventures III (International), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
48,472 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
48,472 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
48,472 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.2% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 4 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Ventures IV, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
386,987 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
386,987 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
386,987 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.7% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 5 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Ventures IV (International), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
93,023 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
93,023 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
93,023 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 6 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Merck Lumira Biosciences Fund, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,222,989 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,222,989 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,222,989 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.2% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 7 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Merck Lumira Biosciences Fund (Québec), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
173,647 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
173,647 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
173,647 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.7% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 8 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Ventures III GP, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.5% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 9 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira III GP Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.5% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 10 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira III GP Holdings Co.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,505,207 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.5% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 11 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira IV GP 2020 Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
480,010 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
480,010 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
480,010 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.1% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 12 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Capital GP, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.0% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 13 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira GP Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.0% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 14 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira GP Holdings Co.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,396,636 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
6.0% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 15 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Lumira Capital Investment Management Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 16 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Peter van der Velden
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canadian
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 17 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Benjamin Rovinski
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canadian
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 18 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Daniel Hetu
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canadian
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 19 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Gerald Brunk
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 20 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Vasco Larcina
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canadian
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 21 of 30 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Jacki Jenuth
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Canadian
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,381,853 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
14.4% (2)(3)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 29286M105
|
Page 22 of 30 Pages
|
Item 1. |
Security and Issuer.
|
Item 2. |
Identity and Background.
|
(a) |
Lumira Ventures III, L.P., formed in Canada (“Lumira III”);
|
(b) |
Lumira Ventures III (International), L.P., formed in Canada (“Lumira III Int’l”);
|
(c) |
Lumira Ventures IV, L.P., formed in Canada (“Lumira IV”);
|
(d) |
Lumira Ventures IV (International), L.P., formed in Canada (“Lumira IV Int’l”);
|
(e) |
Merck Lumira Biosciences Fund, L.P., formed in Canada (“Merck-Lumira”);
|
(f) |
Merck Lumira Biosciences Fund (Québec), L.P., formed in Canada (“Merck-Lumira B” and, together with Lumira III, Lumira III Int’l, Lumira IV, Lumira IV Int’l, and Merck-Lumira, the “Lumira Entities”);
|
(g) |
Lumira Ventures III GP, L.P., formed in Canada;
|
(h) |
Lumira III GP Inc., formed in Canada;
|
(i) |
Lumira III GP Holdings Co., formed in Canada;
|
(j) |
Lumira IV GP 2020 Inc., formed in Canada;
|
(k) |
Lumira Capital GP, L.P., formed in Canada;
|
(l) |
Lumira GP Inc., formed in Canada;
|
(m) |
Lumira GP Holdings Co., formed in Canada;
|
(n) |
Lumira Capital Investment Management Inc., formed in Canada (“Lumira Mgmt”);
|
(o) |
Peter van der Velden, an individual and a Canadian citizen;
|
(p) |
Benjamin Rovinski, an individual and a Canadian citizen;
|
(q) |
Daniel Hetu, an individual and a Canadian citizen;
|
(r) |
Gerald Brunk, an individual and a United States citizen;
|
(s) |
Vasco Larcina, an individual and a Canadian citizen; and
|
(t) |
Jacki Jenuth, an individual and a Canadian citizen.
|
Item 3. |
Source and Amount of Funds or Other Consideration.
|
CUSIP No. 29286M105
|
Page 23 of 30 Pages
|
(a) |
1,341,790 Common Shares and 114,945 Warrants held by Lumira III,
|
(b) |
44,647 Common Shares and 3,825 Warrants held by Lumira III Int’l,
|
(c) |
348,686 Common Shares and 38,301 Warrants held by Lumira IV,
|
(d) |
83,816 Common Shares and 9,207 Warrants held by Lumira IV Int’l,
|
(e) |
1,077,386 Common Shares and 145,603 Warrants held by Merck-Lumira, and
|
(f) |
152,974 Common Shares and 20,673 Warrants held by Merck-Lumira B.
|
Item 4. |
Purpose of Transaction.
|
CUSIP No. 29286M105
|
Page 24 of 30 Pages
|
Item 5. |
Interest in Securities of the Issuer.
|
Lumira III
|
1,456,735 Common Shares
|
Lumira III Int’l
|
48,472 Common Shares
|
Lumira IV
|
386,987 Common Shares
|
Lumira IV Int’l
|
93,023 Common Shares
|
Merck-Lumira
|
1,222,989 Common Shares
|
Merck-Lumira B
|
173,647 Common Shares
|
Lumira Ventures III GP, L.P.
|
1,505,207 Common Shares
|
Lumira III GP Inc.
|
1,505,207 Common Shares
|
Lumira III GP Holdings Co.
|
1,505,207 Common Shares
|
Lumira IV GP 2020 Inc.
|
480,010 Common Shares
|
Lumira Capital GP, L.P.
|
1,396,636 Common Shares
|
Lumira GP Inc.
|
1,396,636 Common Shares
|
Lumira GP Holdings Co.
|
1,396,636 Common Shares
|
Lumira Mgmt
|
3,381,853 Common Shares
|
Peter van der Velden
|
3,381,853 Common Shares
|
Benjamin Rovinski
|
3,381,853 Common Shares
|
Daniel Hetu
|
3,381,853 Common Shares
|
Gerald Brunk
|
3,381,853 Common Shares
|
Vasco Larcina
|
3,381,853 Common Shares
|
Jacki Jenuth
|
3,381,853 Common Shares
|
Lumira III
|
6.2%
|
Lumira III Int’l
|
0.2%
|
Lumira IV
|
1.7%
|
Lumira IV Int’l
|
0.4%
|
Merck-Lumira
|
5.2%
|
Merck-Lumira B
|
0.7%
|
Lumira Ventures III GP, L.P.
|
6.5%
|
Lumira III GP Inc.
|
6.5%
|
Lumira III GP Holdings Co.
|
6.5%
|
Lumira IV GP 2020 Inc.
|
2.1%
|
Lumira Capital GP, L.P.
|
6.0%
|
Lumira GP Inc.
|
6.0%
|
Lumira GP Holdings Co.
|
6.0%
|
Lumira Mgmt
|
14.4%
|
Peter van der Velden
|
14.4%
|
Benjamin Rovinski
|
14.4%
|
Daniel Hetu
|
14.4%
|
Gerald Brunk
|
14.4%
|
Vasco Larcina
|
14.4%
|
Jacki Jenuth
|
14.4%
|
Lumira III
|
0 Common Shares
|
Lumira III Int’l
|
0 Common Shares
|
Lumira IV
|
0 Common Shares
|
Lumira IV Int’l
|
0 Common Shares
|
Merck-Lumira
|
0 Common Shares
|
Merck-Lumira B
|
0 Common Shares
|
Lumira Ventures III GP, L.P.
|
0 Common Shares
|
Lumira III GP Inc.
|
0 Common Shares
|
Lumira III GP Holdings Co.
|
0 Common Shares
|
Lumira IV GP 2020 Inc.
|
0 Common Shares
|
Lumira Capital GP, L.P.
|
0 Common Shares
|
Lumira GP Inc.
|
0 Common Shares
|
Lumira GP Holdings Co.
|
0 Common Shares
|
Lumira Mgmt
|
0 Common Shares
|
Peter van der Velden
|
0 Common Shares
|
Benjamin Rovinski
|
0 Common Shares
|
Daniel Hetu
|
0 Common Shares
|
Gerald Brunk
|
0 Common Shares
|
Vasco Larcina
|
0 Common Shares
|
Jacki Jenuth
|
0 Common Shares
|
CUSIP No. 29286M105
|
Page 25 of 30 Pages
|
Lumira III
|
1,456,735 Common Shares
|
Lumira III Int’l
|
48,472 Common Shares
|
Lumira IV
|
386,987 Common Shares
|
Lumira IV Int’l
|
93,023 Common Shares
|
Merck-Lumira
|
1,222,989 Common Shares
|
Merck-Lumira B
|
173,647 Common Shares
|
Lumira Ventures III GP, L.P.
|
1,505,207 Common Shares
|
Lumira III GP Inc.
|
1,505,207 Common Shares
|
Lumira III GP Holdings Co.
|
1,505,207 Common Shares
|
Lumira IV GP 2020 Inc.
|
480,010 Common Shares
|
Lumira Capital GP, L.P.
|
1,396,636 Common Shares
|
Lumira GP Inc.
|
1,396,636 Common Shares
|
Lumira GP Holdings Co.
|
1,396,636 Common Shares
|
Lumira Mgmt
|
3,381,853 Common Shares
|
Peter van der Velden
|
3,381,853 Common Shares
|
Benjamin Rovinski
|
3,381,853 Common Shares
|
Daniel Hetu
|
3,381,853 Common Shares
|
Gerald Brunk
|
3,381,853 Common Shares
|
Vasco Larcina
|
3,381,853 Common Shares
|
Jacki Jenuth
|
3,381,853 Common Shares
|
Lumira III
|
0 Common Shares
|
Lumira III Int’l
|
0 Common Shares
|
Lumira IV
|
0 Common Shares
|
Lumira IV Int’l
|
0 Common Shares
|
Merck-Lumira
|
0 Common Shares
|
Merck-Lumira B
|
0 Common Shares
|
Lumira Ventures III GP, L.P.
|
0 Common Shares
|
Lumira III GP Inc.
|
0 Common Shares
|
Lumira III GP Holdings Co.
|
0 Common Shares
|
Lumira IV GP 2020 Inc.
|
0 Common Shares
|
Lumira Capital GP, L.P.
|
0 Common Shares
|
Lumira GP Inc.
|
0 Common Shares
|
Lumira GP Holdings Co.
|
0 Common Shares
|
Lumira Mgmt
|
0 Common Shares
|
Peter van der Velden
|
0 Common Shares
|
Benjamin Rovinski
|
0 Common Shares
|
Daniel Hetu
|
0 Common Shares
|
Gerald Brunk
|
0 Common Shares
|
Vasco Larcina
|
0 Common Shares
|
Jacki Jenuth
|
0 Common Shares
|
Lumira III
|
1,456,735 Common Shares
|
Lumira III Int’l
|
48,472 Common Shares
|
Lumira IV
|
386,987 Common Shares
|
Lumira IV Int’l
|
93,023 Common Shares
|
Merck-Lumira
|
1,222,989 Common Shares
|
Merck-Lumira B
|
173,647 Common Shares
|
Lumira Ventures III GP, L.P.
|
1,505,207 Common Shares
|
Lumira III GP Inc.
|
1,505,207 Common Shares
|
Lumira III GP Holdings Co.
|
1,505,207 Common Shares
|
Lumira IV GP 2020 Inc.
|
480,010 Common Shares
|
Lumira Capital GP, L.P.
|
1,396,636 Common Shares
|
Lumira GP Inc.
|
1,396,636 Common Shares
|
Lumira GP Holdings Co.
|
1,396,636 Common Shares
|
Lumira Mgmt
|
3,381,853 Common Shares
|
Peter van der Velden
|
3,381,853 Common Shares
|
Benjamin Rovinski
|
3,381,853 Common Shares
|
Daniel Hetu
|
3,381,853 Common Shares
|
Gerald Brunk
|
3,381,853 Common Shares
|
Vasco Larcina
|
3,381,853 Common Shares
|
Jacki Jenuth
|
3,381,853 Common Shares
|
CUSIP No. 29286M105
|
Page 26 of 30 Pages
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
Item 7. |
Material to be Filed as Exhibits.
|
Exhibit No.
|
Description
|
1
|
Joint Filing Agreement, dated as of November 7, 2023, by and among the Reporting Persons.
|
2
|
Registration Rights Agreement, dated as of October 31, 2023, by and among enGene Holdings Inc., Forbion European Acquisition Corp. and each of the Holders identified therein (incorporated by reference to
Exhibit 10.8 of the Issuer’s Current Report on Form 8-K filed with the SEC on October 31, 2023).
|
3
|
Form of enGene Lock-Up Agreement (included in Annex A to the proxy statement/prospectus) (incorporated by reference to Exhibit 10.4 to the Issuer’s Registration Statement on Form S-4 filed with the SEC on August
9, 2023).
|
CUSIP No. 29286M105
|
Page 27 of 30 Pages
|
Date: November 7, 2023
|
||
LUMIRA VENTURES III, L.P.
|
||
By: Lumira Ventures III GP, L.P.
|
||
Its General Partner
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES III (INTERNATIONAL), L.P.
|
||
By: Lumira Ventures III GP, L.P.
|
||
Its General Partner
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES IV, L.P.
|
||
By: Lumira IV GP 2020 Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES IV (INTERNATIONAL), L.P.
|
||
By: Lumira IV GP 2020 Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
MERCK LUMIRA BIOSCIENCES FUND, L.P.
|
||
By: Lumira Capital GP, L.P.
|
||
Its General Partner
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
MERCK LUMIRA BIOSCIENCES FUND (QUÉBEC), L.P.
|
||
By: Lumira Capital GP, L.P.
|
||
Its General Partner
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES III GP, L.P.
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
CUSIP No. 29286M105
|
Page 28 of 30 Pages
|
LUMIRA III GP INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA III GP HOLDINGS CO.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA IV GP 2020 INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA CAPITAL GP, L.P.
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA GP INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA GP HOLDINGS CO.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA CAPITAL INVESTMENT MANAGEMENT INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
/s/ Peter van der Velden
|
||
Name:
|
Peter van der Velden
|
|
/s/ Benjamin Rovinski
|
||
Name:
|
Benjamin Rovinski
|
|
/s/ Daniel Hetu
|
||
Name:
|
Daniel Hetu
|
|
/s/ Gerald Brunk
|
||
Name:
|
Gerald Brunk
|
|
/s/ Vasco Larcina
|
||
Name:
|
Vasco Larcina
|
|
/s/ Jacki Jenuth
|
||
Name:
|
Jacki Jenuth
|
CUSIP No. 29286M105
|
Page 29 of 30 Pages
|
Date: November 7, 2023
|
||
LUMIRA VENTURES III, L.P.
|
||
By: Lumira Ventures III GP, L.P.
|
||
Its General Partner
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES III (INTERNATIONAL), L.P.
|
||
By: Lumira Ventures III GP, L.P.
|
||
Its General Partner
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES IV, L.P.
|
||
By: Lumira IV GP 2020 Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA VENTURES IV (INTERNATIONAL), L.P.
|
||
By: Lumira IV GP 2020 Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
MERCK LUMIRA BIOSCIENCES FUND, L.P.
|
||
By: Lumira Capital GP, L.P.
|
||
Its General Partner
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
MERCK LUMIRA BIOSCIENCES FUND (QUÉBEC), L.P.
|
||
By: Lumira Capital GP, L.P.
|
||
Its General Partner
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
CUSIP No. 29286M105
|
Page 30 of 30 Pages
|
LUMIRA VENTURES III GP, L.P.
|
||
By: Lumira III GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA III GP INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA III GP HOLDINGS CO.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA IV GP 2020 INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA CAPITAL GP, L.P.
|
||
By: Lumira GP Inc.
|
||
Its General Partner
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA GP INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA GP HOLDINGS CO.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
LUMIRA CAPITAL INVESTMENT MANAGEMENT INC.
|
||
By:
|
/s/ Vasco Larcina
|
|
Name:
|
Vasco Larcina
|
|
Title:
|
Chief Financial Officer
|
|
/s/ Peter van der Velden
|
||
Name:
|
Peter van der Velden
|
|
/s/ Benjamin Rovinski
|
||
Name:
|
Benjamin Rovinski
|
|
/s/ Daniel Hetu
|
||
Name:
|
Daniel Hetu
|
|
/s/ Gerald Brunk
|
||
Name:
|
Gerald Brunk
|
|
/s/ Vasco Larcina
|
||
Name:
|
Vasco Larcina
|
|
/s/ Jacki Jenuth
|
||
Name:
|
Jacki Jenuth
|