SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Cardenas Alan B

(Last) (First) (Middle)
381 E. EVELYN AVE.

(Street)
MOUNTAIN VIEW CA 94041

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/24/2023
3. Issuer Name and Ticker or Trading Symbol
Coursera, Inc. [ COUR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 147,136(1)(2)(3) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 31,078 shares issuable upon the settlement of an initial award of 55,249 restricted stock units ("RSU"), with 25% of the total RSUs subject to the award vesting on August 15, 2022, and 75% of the award vesting in 12 substantially equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.
2. Includes 34,989 shares issuable upon the settlement of an initial award of 50,891 RSUs, with 25% of the total RSUs subject to the award vesting on February 15, 2023, and 75% of the award vesting in 12 substantially equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.
3. Includes 65,953 shares issuable upon settlement of an initial award of 81,172 RSUs, with 6.25% of the total RSUs subject to the award vesting on November 15, 2022, and the remainder of the award vesting in fifteen substantially equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.
Remarks:
/s/ Lana B. Persaud, Attorney-in-Fact 05/26/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.