SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Holt Adrian James

(Last) (First) (Middle)
200 S. WILCOX DRIVE

(Street)
KINGSPORT TN 37660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2023
3. Issuer Name and Ticker or Trading Symbol
EASTMAN CHEMICAL CO [ EMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chf HR Ofcr
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 02/24/2024(1) 02/23/2033 Common Stock 4,084 $83.84 D
Employee Stock Option (right to buy) 02/25/2023(2) 02/24/2032 Common Stock 3,375 $120.8 D
Employee Stock Option (right to buy) 02/26/2022(3) 02/25/2031 Common Stock 4,475 $109.26 D
Employee Stock Option (right to buy) 02/28/2021 02/27/2030 Common Stock 1,935 $61.51 D
Employee Stock Option (right to buy) 10/15/2020 10/15/2029 Common Stock 3,430 $72.92 D
Employee Stock Option (right to buy) 02/28/2020 02/27/2029 Common Stock 2,301 $82.69 D
Restricted Stock Units 12/01/2024(4) 12/01/2024 Common Stock 4,869 (4) D
Explanation of Responses:
1. One-third of option becomes exercisable on each of February 24, 2024, February 24, 2025, and February 24, 2026.
2. One-third of option became exercisable on February 25, 2023 and one-third becomes exercisable on each February 25, 2024, and February 25, 2025.
3. Remaining Option becomes exercisable on February 26, 2024.
4. Restricted Stock Unit represents a contingent right to receive one share of issuer common stock subject to continued employment.
Remarks:
EXHIBIT LIST: EX-24 Power of Attorney (Holt - 5/12/23)
/s/ Mark D. Austin, by Power of Attorney for Adrian James Holt 05/12/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.