0001104659-23-127756.txt : 20231220 0001104659-23-127756.hdr.sgml : 20231220 20231220164608 ACCESSION NUMBER: 0001104659-23-127756 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 GROUP MEMBERS: PENSIONS CAIXA 2, FONDO DE PENSIONES GROUP MEMBERS: PENSIONS CAIXA 30, FONDO DE PENSIONES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian IV Income Fund, L.L.C. CENTRAL INDEX KEY: 0001976719 ORGANIZATION NAME: IRS NUMBER: 920964074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94165 FILM NUMBER: 231501852 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian IV Unlevered BDC, L.L.C. DATE OF NAME CHANGE: 20230505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Vidacaixa, S.A.U. De Seguros Y Reaseguros CENTRAL INDEX KEY: 0001985779 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PASEO DE LA CASTELLANA 189 STREET 2: 1ST AND 2ND FLOORS CITY: MADRID STATE: U3 ZIP: 28046 BUSINESS PHONE: 93 887 25 25 MAIL ADDRESS: STREET 1: PASEO DE LA CASTELLANA 189 STREET 2: 1ST AND 2ND FLOORS CITY: MADRID STATE: U3 ZIP: 28046 SC 13D/A 1 tm2333267d1_sc13da.htm SC 13D/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13D

(Amendment No. 1)*

THE SECURITIES EXCHANGE ACT OF 1934

New Mountain Guardian IV Income Fund, L.L.C.

(Name of Issuer)

Units of Limited Liability Company Interests

(Title of Class of Securities)

N/A

(CUSIP Number)

Paseo de la Castellana 189

1st and 2nd Floors
Madrid Spain 28046

Attention: Javier Feliu Martin

93 887 25 25

(Name, Address and Telephone Number of Person Authorized to Receive

Notices and Communications)

December 18, 2023

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

CUSIP No. N/A

	1	Name of Reporting Persons Pensions Caixa 2, Fondo De Pensiones

	2	Check the Appropriate Box if a Member of a Group*
		(a)		¨
		(b)		¨

	3	SEC Use Only

	4	Source of Funds* WC (See Item 3)

	5	Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

	6	Citizenship or Place of Organization Spain

Number of Units Beneficially Owned by Each Reporting Person With			7	Sole Voting Power 0

			8	Shared Voting Power 13,500

			9	Sole Dispositive Power 0

			10	Shared Dispositive Power 13,500

	11	Aggregate Amount Beneficially Owned by Each Reporting Person 13,500

	12	Check Box if the Aggregate Amount in Row (11) Excludes Certain Units * ¨

	13	Percent of Class Represented by Amount in Row (11) 0.1%

	14	Type of Reporting Person OO

SCHEDULE 13D

CUSIP No. N/A

	1	Name of Reporting Persons Pensions Caixa 30, Fondo De Pensiones

	2	Check the Appropriate Box if a Member of a Group*
		(a)			¨
		(b)			¨

	3	SEC Use Only

	4	Source of Funds* WC (See Item 3)

	5	Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

	6	Citizenship or Place of Organization Spain

Number of Units Beneficially Owned by Each Reporting Person With			7	Sole Voting Power 0

			8	Shared Voting Power 816,500

			9	Sole Dispositive Power 0

			10	Shared Dispositive Power 816,500

	11	Aggregate Amount Beneficially Owned by Each Reporting Person 816,500

	12	Check Box if the Aggregate Amount in Row (11) Excludes Certain Units * ¨

	13	Percent of Class Represented by Amount in Row (11) 7.7%

	14	Type of Reporting Person OO

SCHEDULE 13D

CUSIP No. N/A

	1	Name of Reporting Persons Vidacaixa, S.A.U. De Seguros Y Reaseguros

	2	Check the Appropriate Box if a Member of a Group*
		(a)		¨
		(b)		¨

	3	SEC Use Only

	4	Source of Funds* WC (See Item 3)

	5	Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

	6	Citizenship or Place of Organization Spain

Number of Units Beneficially Owned by Each Reporting Person With			7	Sole Voting Power 0

			8	Shared Voting Power 1,375,000

			9	Sole Dispositive Power 0

			10	Shared Dispositive Power 1,375,000

	11	Aggregate Amount Beneficially Owned by Each Reporting Person 1,375,000

	12	Check Box if the Aggregate Amount in Row (11) Excludes Certain Units * ¨

	13	Percent of Class Represented by Amount in Row (11) 13.0%

	14	Type of Reporting Person OO

Explanatory Note

This Amendment No. 1 (“Amendment No. 1”) to Schedule 13D relates to the units of limited liability company interests (the “Units”) of New Mountain Guardian IV Income Fund, L.L.C. (the “Issuer”), and amends and supplements the initial statement on Schedule 13D filed on October 27, 2023 (as amended, the “Schedule 13D”). The principal executive office of the Issuer is 1633 Broadway, 48th Floor, New York, New York 10019. Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously reported in the Schedule 13D. Capitalized terms used but not defined in this Amendment No. 1 shall have the same meanings ascribed to them in the Schedule 13D.

This Amendment No. 1 is being filed to update the aggregate percentage of the Issuer’s Units owned by the Reporting Persons due to dilution caused by the Issuer’s issuance of additional Units from time to time since the date of the filing of the initial statement on Schedule 13D and not in connection with the purchase or disposition of any Units by the Reporting Persons.

Item 5. Interest in Securities of the Issuer.

Item 5(a) of this Schedule 13D is hereby amended and restated as follows:

The information set forth in the cover pages of this Schedule 13D is hereby incorporated by reference into this Item 5.

(a) As of the date hereof, Pension Fund 2 directly holds 13,500 Units representing approximately 0.1% of the outstanding Units, Pension Fund 30 directly holds 816,500 Units representing approximately 7.7% of the outstanding Units and VidaCaixa directly holds 545,000 Units representing approximately 5.2% of the outstanding Units. The ownership percentages assumes that there are 10,560,000 Units outstanding following the issuance of all capital drawdown notices to date, based on information provided by the Issuer.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

December 20, 2023

	PENSIONS CAIXA 2, FONDO DE PENSIONES
	By:	VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager

	By:	/s/ Eduardo Martínez de Aragón Remírez de Esparza
	Name:	Eduardo Martínez de Aragón Remírez de Esparza
	Title:	Deputy Investment Director

	PENSIONS CAIXA 30, FONDO DE PENSIONES
	By:	VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager

	By:	/s/ Eduardo Martínez de Aragón Remírez de Esparza
	Name:	Eduardo Martínez de Aragón Remírez de Esparza
	Title:	Deputy Investment Director

VIDACAIXA, S.A.U. DE SEGUROS Y REASEGUROS

	By:	/s/ Eduardo Martínez de Aragón Remírez de Esparza
	Name:	Eduardo Martínez de Aragón Remírez de Esparza
	Title:	Deputy Investment Director