0001386252-23-000002.txt : 20231113 0001386252-23-000002.hdr.sgml : 20231113 20231113111024 ACCESSION NUMBER: 0001386252-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Financial Management Company, LLC CENTRAL INDEX KEY: 0001971875 IRS NUMBER: 261539827 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23184 FILM NUMBER: 231396506 BUSINESS ADDRESS: STREET 1: 29 BROADWAY 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124178247 MAIL ADDRESS: STREET 1: 29 BROADWAY 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001971875 XXXXXXXX 09-30-2023 09-30-2023 Empire Financial Management Company, LLC

29 BROADWAY 12TH FLOOR NEW YORK NY 10006

13F HOLDINGS REPORT 028-23184 N Gregg Zeoli 2124178247 Gregg Zeoli New York NY 11-13-2023 0 187 229486301 false INFORMATION TABLE 2 Q323-filing.xml ALPS ETF TRUST ALERIAN MLP 00162Q452 455760 10800 SH SOLE 0 0 10800 AT&T INC COM 00206R102 585729 38996 SH SOLE 0 0 38996 ABBOTT LABORATORIES COM 002824100 3590355 37071 SH SOLE 0 0 37071 ABBVIE INC COM 00287Y109 1198054 8037 SH SOLE 0 0 8037 ALLIANT ENERGY CORPORATION COM 018802108 436092 9000 SH SOLE 0 0 9000 ALLSTATE CORP COM 020002101 235436 2113 SH SOLE 0 0 2113 ALPHABET INC CAP STK CL A 02079K305 5684558 43440 SH SOLE 0 0 43440 AMAZON.COM INC COM 023135106 1549338 12188 SH SOLE 0 0 12188 AMERICAN CENTURY ETF TRUST INTL SMCP VLU 025072802 1832225 31672 SH SOLE 0 0 31672 AMERICAN ELECTRIC POWER COM 025537101 861098 11447 SH SOLE 0 0 11447 AMERICAN EXPRESS COMPANY COM 025816109 2251014 15088 SH SOLE 0 0 15088 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 588543 9711 SH SOLE 0 0 9711 AMGEN INC COM 031162100 1675718 6235 SH SOLE 0 0 6235 AMICUS THERAPEUTICS INC COM 03152W109 243200 20000 SH SOLE 0 0 20000 APPLE INC COM 037833100 6963165 40670 SH SOLE 0 0 40670 APPLIED MATERIALS INC COM 038222105 804125 5808 SH SOLE 0 0 5808 ASTRAZENECA PLC SPONSORED ADR 046353108 812640 12000 SH SOLE 0 0 12000 AUTOMATIC DATA PROCESSING INC COM 053015103 3135038 13031 SH SOLE 0 0 13031 AUTOZONE INC COM 053332102 459738 181 SH SOLE 0 0 181 AXOGEN INC COM 05463X106 300000 60000 SH SOLE 0 0 60000 BP P L C SPONSORED ADR SPONSORED ADR 055622104 307346 7937 SH SOLE 0 0 7937 BANK OF AMERICA CORP COM 060505104 1953102 71333 SH SOLE 0 0 71333 BECTON DICKINSON & CO COM 075887109 398401 1541 SH SOLE 0 0 1541 BERKLEY W R CORPORATION COM 084423102 424748 6690 SH SOLE 0 0 6690 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1230954 3514 SH SOLE 0 0 3514 BIOCRYST PHARMACEUTICALS INC COM 09058V103 336300 47500 SH SOLE 0 0 47500 BIOGEN INC COM 09062X103 257010 1000 SH SOLE 0 0 1000 BLACKROCK ETF TRUST II FLEXIBLE INCOME 092528603 1676823 33244 SH SOLE 0 0 33244 BLACKSTONE INC COM 09260D107 757773 7072 SH SOLE 0 0 7072 BOEING CO COM 097023105 310521 1620 SH SOLE 0 0 1620 BRISTOL MYERS SQUIBB CO COM 110122108 1732246 29845 SH SOLE 0 0 29845 BRITISH AMERICAN TOBACCO SPONSORED ADR 110448107 601061 19136 SH SOLE 0 0 19136 BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 290904 1624 SH SOLE 0 0 1624 BROADCOM INC COM 11135F101 1944502 2341 SH SOLE 0 0 2341 CIGNA GROUP (THE) COM 125523100 513495 1795 SH SOLE 0 0 1795 CSX CORPORATION COM 126408103 591199 19226 SH SOLE 0 0 19226 CVS HEALTH CORPORATION COM 126650100 1023769 14662 SH SOLE 0 0 14662 CAMPBELL SOUP CO COM 134429109 348926 8493 SH SOLE 0 0 8493 CARDINAL HEALTH INC COM 14149Y108 535435 6167 SH SOLE 0 0 6167 CATALENT INC COM 148806102 227650 5000 SH SOLE 0 0 5000 CHEVRON CORPORATION COM 166764100 3123274 18522 SH SOLE 0 0 18522 CISCO SYSTEMS INC COM 17275R102 897469 16694 SH SOLE 0 0 16694 COCA COLA COMPANY COM 191216100 1784554 31878 SH SOLE 0 0 31878 CODEXIS INC COM 192005106 328860 174000 SH SOLE 0 0 174000 COLGATE PALMOLIVE COMPANY COM 194162103 663926 9336 SH SOLE 0 0 9336 CONOCOPHILLIPS COM 20825C104 1007244 8407 SH SOLE 0 0 8407 CONSOLIDATED EDISON INC COM 209115104 1186311 13870 SH SOLE 0 0 13870 CONSTELLATION ENERGY COM 21037T109 2061721 18901 SH SOLE 0 0 18901 CORNING INC COM 219350105 307034 10076 SH SOLE 0 0 10076 CROCS INC COM 227046109 380271 4310 SH SOLE 0 0 4310 CROWN CASTLE INC COM 22822V101 436682 4745 SH SOLE 0 0 4745 CUMMINS INC COM 231021106 523630 2292 SH SOLE 0 0 2292 DEERE & CO COM 244199105 504557 1337 SH SOLE 0 0 1337 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 831380 5573 SH SOLE 0 0 5573 DOLLAR GENERAL CORPORATION COM 256677105 465041 4395 SH SOLE 0 0 4395 DOW INC COM 260557103 2675306 51887 SH SOLE 0 0 51887 DUKE ENERGY CORPORATION COM NEW 26441C204 1833025 20768 SH SOLE 0 0 20768 DUPONT DE NEMOURS INC COM 26614N102 241117 3232 SH SOLE 0 0 3232 EOG RES INC COM 26875P101 642419 5068 SH SOLE 0 0 5068 ETF SERIES SOLUTIONS DISTILLATE US 26922A321 11959164 267902 SH SOLE 0 0 267902 ETF SERIES SOLUTIONS US GBL GLD PRE 26922A719 827033 55730 SH SOLE 0 0 55730 ETF SERIES SOLUTIONS DISTILLATE INTNL 26922B501 3662020 168868 SH SOLE 0 0 168868 ETFIS SERIES TRUST I VIRTUS INFRCAP 26923G822 1000690 51742 SH SOLE 0 0 51742 EDWARDS LIFESCIENCES CORP COM 28176E108 207840 3000 SH SOLE 0 0 3000 EMERSON ELECTRIC CO COM 291011104 988587 10237 SH SOLE 0 0 10237 ENBRIDGE INC COM 29250N105 200500 6041 SH SOLE 0 0 6041 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 596275 42500 SH SOLE 0 0 42500 EVERSOURCE ENERGY COM 30040W108 294088 5057 SH SOLE 0 0 5057 EXELON CORPORATION COM 30161N101 2192244 58011 SH SOLE 0 0 58011 EXXON MOBIL CORP COM 30231G102 1892860 16098 SH SOLE 0 0 16098 META PLATFORMS INC CL A 30303M102 292104 973 SH SOLE 0 0 973 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 227150 5500 SH SOLE 0 0 5500 FLEXSHARES TR MORNSTAR USMKT 33939L100 269411 1654 SH SOLE 0 0 1654 FLEXSHARES TR STOX US ESG SLCT 33939L696 225831 2143 SH SOLE 0 0 2143 FLEXSHARES INTL QLTDV DEF 33939L811 332784 17092 SH SOLE 0 0 17092 FLEXSHARES TR QUALT DIVD IDX 33939L860 653685 11719 SH SOLE 0 0 11719 FORD MOTOR CO COM 345370860 217702 17528 SH SOLE 0 0 17528 FREEPORT MCMORAN INC CL B 35671D857 254392 6822 SH SOLE 0 0 6822 GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK 36266G107 298287 4384 SH SOLE 0 0 4384 GENERAL DYNAMICS CORP COM 369550108 306706 1388 SH SOLE 0 0 1388 GENERAL ELECTRIC COMPANY COM NEW 369604301 680103 6152 SH SOLE 0 0 6152 GENERAL MILLS INC COM 370334104 1402448 21916 SH SOLE 0 0 21916 GENERAL MOTORS COMPANY COM 37045V100 263760 8000 SH SOLE 0 0 8000 GILEAD SCIENCES INC COM 375558103 254796 3400 SH SOLE 0 0 3400 GSK PLC SPONSORED ADR 37733W204 958885 26452 SH SOLE 0 0 26452 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 469560 28000 SH SOLE 0 0 28000 GOLDMAN SACHS GROUP INC COM 38141G104 806660 2493 SH SOLE 0 0 2493 GOLDMAN SACHS ETF TRUST ACTIVEBETA US LG 381430503 501168 5950 SH SOLE 0 0 5950 HERSHEY COMPANY (THE) COM 427866108 1230492 6150 SH SOLE 0 0 6150 HOME DEPOT INC COM 437076102 2844299 9413 SH SOLE 0 0 9413 HONEYWELL INTL INC COM 438516106 1388875 7518 SH SOLE 0 0 7518 HUNTINGTON INGALLS INDUSTRIES COM 446413106 318531 1557 SH SOLE 0 0 1557 HUNTSMAN CORP COM 447011107 248017 10164 SH SOLE 0 0 10164 INTEL CORP COM 458140100 332898 9364 SH SOLE 0 0 9364 INTERNATIONAL BUSINESS COM 459200101 3813479 27180 SH SOLE 0 0 27180 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 582685 3838 SH SOLE 0 0 3838 ISHARES RUSSELL 1000 GROWTH RUS 1000 GRW ETF 464287614 484633 1822 SH SOLE 0 0 1822 ISHARES SILVER SHARES ISHARES 46428Q109 265009 13029 SH SOLE 0 0 13029 ISHARES TR MSCI USA MMENTM 46432F396 353021 2527 SH SOLE 0 0 2527 ISHARES TR CORE DIV GRWTH 46434V621 376378 7599 SH SOLE 0 0 7599 JPMORGAN CHASE & CO COM 46625H100 5461549 37660 SH SOLE 0 0 37660 JABIL INC COM 466313103 732282 5771 SH SOLE 0 0 5771 J P MORGAN EXCHANGE TRADED DIV RTN INT EQ 46641Q209 1427228 28234 SH SOLE 0 0 28234 J P MORGAN EXCHANGE TRADED EQUITY PREMIUM 46641Q332 1762231 32902 SH SOLE 0 0 32902 J P MORGAN EXCHANGE TRADED JPMORGAN DIVER 46641Q407 2068265 22020 SH SOLE 0 0 22020 J P MORGAN EXCHANGE-TRADED FD NASDAQ EQT PREM 46654Q203 485631 10348 SH SOLE 0 0 10348 JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 47804J842 3314314 103025 SH SOLE 0 0 103025 JOHNSON & JOHNSON COM 478160104 2663168 17098 SH SOLE 0 0 17098 KEYCORP NEW COM 493267108 419925 39026 SH SOLE 0 0 39026 KINDER MORGAN INC COM 49456B101 550419 33197 SH SOLE 0 0 33197 KRAFT HEINZ COMPANY (THE) COM 500754106 431474 12826 SH SOLE 0 0 12826 KRANESHARES TRUST QUADRTC INT RT 500767736 2959761 143957 SH SOLE 0 0 143957 ELI LILLY & CO COM 532457108 5119408 9531 SH SOLE 0 0 9531 LITMAN GREGORY FUNDS TRUST IMGP DBI MANAGED 53700T827 6004032 207752 SH SOLE 0 0 207752 LOCKHEED MARTIN CORP COM 539830109 2399011 5866 SH SOLE 0 0 5866 MGIC INVESTMENT CORP-WISC COM 552848103 338400 20275 SH SOLE 0 0 20275 MPLX LP COM UNIT REP LTD 55336V100 1288523 36225 SH SOLE 0 0 36225 MARTIN MARIETTA MATERIALS INC COM 573284106 774575 1887 SH SOLE 0 0 1887 MASTERCARD INCORPORATED CL A 57636Q104 465590 1176 SH SOLE 0 0 1176 MCDONALDS CORP COM 580135101 425451 1614 SH SOLE 0 0 1614 MERCK & CO INC COM 58933Y105 2673997 25973 SH SOLE 0 0 25973 MICROSOFT CORP COM 594918104 9632712 30507 SH SOLE 0 0 30507 MONDELEZ INTERNATIONAL INC CL A 609207105 1094588 15772 SH SOLE 0 0 15772 MORGAN STANLEY COM NEW 617446448 543187 6651 SH SOLE 0 0 6651 NEXTERA ENERGY INC COM 65339F101 1286389 22454 SH SOLE 0 0 22454 NORFOLK SOUTHERN CORP COM 655844108 1306630 6635 SH SOLE 0 0 6635 NOVARTIS AG SPONSORED ADR 66987V109 1017152 9985 SH SOLE 0 0 9985 NVIDIA CORP COM 67066G104 840438 1932 SH SOLE 0 0 1932 OCCIDENTAL PETE CORP COM 674599105 527697 8133 SH SOLE 0 0 8133 ORACLE CORPORATION COM 68389X105 578958 5466 SH SOLE 0 0 5466 PPG INDUSTRIES INC COM 693506107 623040 4800 SH SOLE 0 0 4800 PPL CORPORATION COM 69351T106 252906 10734 SH SOLE 0 0 10734 PACER FDS TR US LRG CP CASH 69374H360 324956 15192 SH SOLE 0 0 15192 PACER FUNDS TRUST METAURUS CAP 400 69374H436 2757840 90629 SH SOLE 0 0 90629 PACER FDS TR GLOBL CASH ETF 69374H709 3892458 119620 SH SOLE 0 0 119620 PACER FUNDS TRUST LUNT LRGCP MULTI 69374H816 324422 8791 SH SOLE 0 0 8791 PACER FDS TR US CASH COWS 100 69374H881 971793 19660 SH SOLE 0 0 19660 PAYCHEX INC COM 704326107 1637109 14195 SH SOLE 0 0 14195 PEPSICO INC COM 713448108 2874399 16964 SH SOLE 0 0 16964 PFIZER INC COM 717081103 1848625 55731 SH SOLE 0 0 55731 PHILLIPS 66 COM 718546104 417708 3476 SH SOLE 0 0 3476 PROCTER & GAMBLE CO COM 742718109 3453115 23674 SH SOLE 0 0 23674 PROSHARES TRUST S&P MDCP 400 DIV 74347B680 232255 3480 SH SOLE 0 0 3480 PROSHARES S&P 500 DIVIDEND S&P 500 DV ARIST 74348A467 913476 10315 SH SOLE 0 0 10315 PUBLIC SERVICE ENTERPRISE COM 744573106 2357028 41416 SH SOLE 0 0 41416 QUALCOMM INC COM 747525103 2393056 21547 SH SOLE 0 0 21547 QUEST DIAGNOSTICS INC COM 74834L100 559337 4590 SH SOLE 0 0 4590 RTX CORPORATION COM 75513E101 1128751 15683 SH SOLE 0 0 15683 KORU MEDICAL SYSTEMS INC COM 759910102 351000 130000 SH SOLE 0 0 130000 S&P GLOBAL INC COM 78409V104 365044 999 SH SOLE 0 0 999 SJW GROUP COM 784305104 237794 3955 SH SOLE 0 0 3955 NEOS ETF TRUST NEOS ENH INM CAS 78433H501 469265 9406 SH SOLE 0 0 9406 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 892058 2086 SH SOLE 0 0 2086 SPDR SER TR S&P REGL BKG 78464A698 208850 5000 SH SOLE 0 0 5000 SPDR SER TR S&P BIOTECH 78464A870 1044989 14311 SH SOLE 0 0 14311 SABRA HEALTH CARE REIT INC COM 78573L106 616442 44221 SH SOLE 0 0 44221 SELECT SECTOR SPDR TRUST SBI HEALTHCARE 81369Y209 336783 2616 SH SOLE 0 0 2616 SELECT SECTOR SPDR TRUST ENERGY 81369Y506 1113966 12324 SH SOLE 0 0 12324 SELECT SECTOR SPDR TRUST TECHNOLOGY 81369Y803 741947 4526 SH SOLE 0 0 4526 SEMPRA COM 816851109 234295 3444 SH SOLE 0 0 3444 SMUCKER J M COMPANY COM NEW 832696405 1131632 9207 SH SOLE 0 0 9207 SOUTHERN CO COM 842587107 884530 13667 SH SOLE 0 0 13667 SPROTT PHYSICAL GOLD TR UNIT 85207H104 1817995 126955 SH SOLE 0 0 126955 STANLEY BLACK & DECKER INC COM 854502101 598349 7159 SH SOLE 0 0 7159 STARBUCKS CORP COM 855244109 551509 6042 SH SOLE 0 0 6042 STARWOOD PROPERTY TRUST INC COM 85571B105 224460 11600 SH SOLE 0 0 11600 TARGET CORP COM 87612E106 314018 2840 SH SOLE 0 0 2840 TEXAS INSTRUMENTS INCORPORATED COM 882508104 1697544 10675 SH SOLE 0 0 10675 THERMO FISHER SCIENTIFIC INC COM 883556102 528947 1045 SH SOLE 0 0 1045 3M COMPANY COM 88579Y101 741189 7917 SH SOLE 0 0 7917 THE TRAVELERS COMPANIES INC COM 89417E109 2441206 14948 SH SOLE 0 0 14948 UBER TECHNOLOGIES INC COM 90353T100 482895 10500 SH SOLE 0 0 10500 UNILEVER PLC SPON ADR NEW 904767704 228969 4635 SH SOLE 0 0 4635 UNION PACIFIC CORP COM 907818108 487088 2392 SH SOLE 0 0 2392 UNITEDHEALTH GROUP INC COM 91324P102 365033 724 SH SOLE 0 0 724 VANGUARD STAR FD VG TL INTL STK F 921909768 679489 12696 SH SOLE 0 0 12696 VANGUARD INDEX FUNDS GROWTH ETF 922908736 385046 1414 SH SOLE 0 0 1414 VANGUARD INDEX FUNDS TOTAL STK MKT 922908769 1892785 8911 SH SOLE 0 0 8911 VERIZON COMMUNICATIONS COM 92343V104 731452 22568 SH SOLE 0 0 22568 VISA INC COM CL A 92826C839 1474507 6410 SH SOLE 0 0 6410 WALMART INC COM 931142103 497222 3109 SH SOLE 0 0 3109 YUM BRANDS INC COM 988498101 500915 4009 SH SOLE 0 0 4009 BROOKFIELD INFRASTRUCTURE LP INT UNIT G16252101 647094 22010 SH SOLE 0 0 22010 EATON CORPORATION PLC SHS G29183103 1428203 6696 SH SOLE 0 0 6696 MEDTRONIC PLC SHS G5960L103 2055213 26227 SH SOLE 0 0 26227 CHUBB LTD COM H1467J104 498656 2395 SH SOLE 0 0 2395 ASML HOLDING N V N Y REGISTRY SHS N07059210 539801 917 SH SOLE 0 0 917