Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services, LLC |
b. Street 1 | 615 East Wisconsin Avenue |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8003003863 |
h. Briefly describe the books and records kept at this location:
| Financial reports, accounting books, compliance, transfer agent and dividend records |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Arch Indices Investment Advisors LLC |
b. Street 1 | 401 Park Avenue South |
Street 2 | 10th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10016 |
g. Telephone number (including country code if foreign) | 6463892422 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as an adviser |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Ramirez Asset Management, Inc. |
b. Street 1 | 61 Broadway |
Street 2 | 29th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10006 |
g. Telephone number (including country code if foreign) | 8884723102 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as an adviser |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Soundwatch Capital LLC |
b. Street 1 | 137 Rowayton Avenue |
Street 2 | Suite 120 |
c. City | Rowayton |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06853 |
g. Telephone number (including country code if foreign) | 6464429652 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as an adviser |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 North RiverCenter Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 4149055059 |
h. Briefly describe the books and records kept at this location:
| Custodian records |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors LLC |
b. Street 1 | 111 East Kilbourn Ave. |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Distributor and Underwriter Records |
Director Record:
1 |
a. Full Name | Wan-Chong Kung |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Brian Ferrie |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Christopher E. Kashmerick |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Russell Emery |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |