SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kruger Julie Marie

(Last) (First) (Middle)
55 WAUGH DRIVE
SUITE 1000

(Street)
HOUSTON TX 77007

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2023
3. Issuer Name and Ticker or Trading Symbol
KIRBY CORP [ KEX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Human Resources
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.10 per share 1,844 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 646 (2) D
Restricted Stock Units (3) (3) Common Stock 948 (2) D
Restricted Stock Units (4) (4) Common Stock 972 (2) D
Restricted Stock Units (5) (5) Common Stock 2,080 (2) D
Explanation of Responses:
1. The restricted stock units ("RSUs") will vest in two equal installments on January 24, 2024 and January 24, 2025. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.
2. Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.
3. The RSUs will vest in three equal installments on January 24, 2024, January 24, 2025 and January 24, 2026. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.
4. The RSUs will vest in four equal installments on February 3, 2024, February 3, 2025, February 3, 2026 and February 3, 2027. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.
5. The RSUs will vest in five equal installments on February 3, 2024, February 3, 2025, February 3, 2026, February 3, 2027 and February 3, 2028. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable after the vesting dates.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney.
Ronald A. Dragg, Agent and Attorney-in-Fact 03/08/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.