X0206 3 2023-02-08 0 0001397911 LPL Financial Holdings Inc. LPLA 0001966430 Jambusaria Aneri C/O LPL FINANCIAL HOLDINGS INC. 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Managing Director Common Stock 4128 D Consists of (i) 2,374 restricted stock units that vest on June 5, 2023; (ii) 860 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) 894 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. Vested shares will be issued to the Reporting Person as soon as practicable after the vesting date. The signatory is signing on behalf of Aneri Jambusaria pursuant to a Power of Attorney dated February 15, 2023, which is filed as Exhibit 24.1 to this filing. /s/ Gregory M. Woods, Attorney-in-Fact 2023-02-21