10-12B 1 mblc_1012b.htm FORM 10-12B mblc_1012b.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10

 

GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

ReElement Technologies LLC

(Exact name of registrant as specified in its charter)

 

Indiana

 

85-1848285

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification Number)

 

12115 Visionary Way Fishers Indiana

 

46038

(Address of Principal Executive Offices)

 

(Zip Code)

  

Registrant’s telephone number, including area code:

(317) 813-9167

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class to be so Registered

 

Name of Each Exchange on

Which Each Class is to be Registered

Common Stock, par value $0.0001 per share

 

 NASDDAQ Capital Market

 

 

 

 

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company.

 

See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

 

 

Emerging growth company 

  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

ReElement Technologies LLC. Information Required in Registration Statement

Cross-Reference Sheet between the Information Statement and Items of Form 10

 

This Registration Statement on Form 10 incorporates by reference information contained in our Information Statement, which is Exhibit  99.1  to this Registration Statement on Form 10

 

Item No.

 

Name of Item

 

Location in Information Statement

1.

 

Business

 

See “Information Statement Summary,” “Business,” “The Spin-Off,”

“Capitalization,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and “Where You Can Find More Information”

1A.

 

Risk Factors

 

See “Risk Factors” and “Cautionary Statement Concerning

Forward-Looking Statements”

2.

 

Financial Information

 

See “Capitalization,” “Selected Historical and Unaudited Pro Forma Combined Financial Data,” “Unaudited Pro Forma Combined Financial Statements” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”

3.

 

Properties

 

See “Business—Properties”

4.

 

Security Ownership of Certain Beneficial Owners and Management

 

See “Security Ownership of Certain Beneficial Owners and Management”

5.

 

Directors and Executive Officers

 

See “Management and Board of Directors”

6.

 

Executive Compensation

 

See “Management and Board of Directors” and “Compensation

Discussion and Analysis”

7.

 

Certain Relationships and Related Transactions, and Director

Independence

 

See “Risk Factors,” “Management and Board of Directors” and “Certain

Relationships and Related Party Transactions”

8.

 

Legal Proceedings

 

See “Business—Legal Proceedings”

9.

 

Market Price of and Dividends on the Registrant’s Common Equity and

Related Shareholder Matters

 

See “The Spin-Off,” “Dividend Policy,” “Security Ownership of Certain Beneficial Owners and Management” and “Description of Our Capital Stock”

10.

 

Recent Sales of Unregistered Securities

 

See “Description of Our Capital Stock”

11.

 

Description of Registrant’s Securities to be Registered

 

See “Description of Our Capital Stock”

12.

 

Indemnification of Directors and Officers

 

See “Description of Our Capital Stock” and “Certain Relationships and Related Party Transactions—Agreements with American Resources Corp—Separation and Distribution Agreement”

13.

 

Financial Statements and Supplementary Data

 

See “Selected Historical and Unaudited Pro Forma Combined Financial Data,” “Unaudited Pro Forma Combined Financial Statements” and “Index To Combined Financial Statements” and the financial statements referenced therein

14.

 

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

 

None

15.

 

Financial Statements and Exhibits

 

(a) Combined Financial Statements

 

 

 

 

See “Index To Combined Financial Statements,” “Unaudited Pro Forma Combined Financial Statements” and the financial statements referenced therein

 

 

 

 

(b) Exhibits

 

 

 

 

See the Exhibit Index of this Registration Statement on Form 10

 

 
2

 

 

EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Exhibit Description

2.1

 

Form of Separation and Distribution Agreement between American Resources Corp. and the registrant**

2.2

 

Form of Transition Services Agreement between American Resources Corp and the registrant*

3.1

 

Form of Amended and Restated Certificate of Amendment of the registrant

3.2

 

Form of Second Amended and Restated Operating Agreement of the registrant

10.01

 

Offer Letter of Mark C. Jensen**

10.02

 

Offer Letter of Kirk P. Taylor**

10.03

 

Form of Internal Hire Offer Letter**

10.04

 

Form of External Hire Offer Letter **

21.1

 

List of subsidiaries of the registrant**

99.1

 

Preliminary Information Statement

 

*

Certain schedules and similar attachments have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant hereby undertakes to furnish copies of any of the omitted schedules and similar attachments upon request by the U.S. Securities and Exchange Commission.

 

 

**

To be filed by amendment.

 

 
3

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused its Registration Statement on Form 10 to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  ReElement Technologies LLC
       

Dated: January 24, 2023

By: /s/ Mark C. Jensen

 

Name:

Mark C. Jensen  
  Title:  Chief Executive Officer  
       

 

 

 

 

 

 
4