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Insider Trading Arrangements
3 Months Ended
Dec. 31, 2025
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement
Trading arrangements
The following table provides information concerning Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) adopted in the fourth quarter of 2025 by any director or officer who is subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934 (each a “Section 16 Director or Officer”). These trading arrangements are intended to satisfy the affirmative defense of Rule 10b5-1(c). Certain of the Firm's Section 16 Directors or Officers may participate in employee stock purchase plans, 401(k) plans or dividend reinvestment plans of the Firm that have been designed to comply with Rule 10b5-1(c). No non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) were adopted by any Section 16 Director or Officer during the fourth quarter of 2025. Additionally, no Rule 10b5-1 or non-Rule 10b5-1 trading arrangements were terminated by any Section 16 Director or Officer in the fourth quarter of 2025.
NameTitleAdoption date
Duration(c)
Aggregate number of shares to be sold(d)
Ashley BaconChief Risk OfficerNovember 12, 2025November 12, 2025 – June 30, 202650% of the net issued shares received as a result of Performance Share Units ("PSUs") vesting on March 25, 2026
Jeremy BarnumChief Financial OfficerNovember 14, 2025November 14, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
Lori BeerChief Information OfficerNovember 13, 2025November 13, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
James Dimon(a)
Chairman and CEONovember 10, 2025November 10, 2025 – August 7, 2026200,000
Mary ErdoesCEO, AWMNovember 12, 2025November 12, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
Marianne Lake(b)
CEO, CCBNovember 12, 2025November 12, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
Robin LeopoldHead of Human ResourcesNovember 14, 2025November 14, 2025 – June 30, 2026865
Douglas PetnoCo-CEO, CIBNovember 14, 2025November 14, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
Jennifer PiepszakChief Operating OfficerNovember 13, 2025November 13, 2025 – June 30, 202650% of the net issued shares received as a result of PSUs vesting on March 25, 2026
Troy RohrbaughCo-CEO, CIBNovember 13, 2025November 13, 2025 – June 30, 202650,000
(a)Transaction by trusts of which Mr. Dimon has either a direct or indirect pecuniary interest.
(b)Transaction by trust of which Ms. Lake has either a direct or indirect pecuniary interest.
(c)Sales under the trading arrangement will not commence until completion of the required cooling off period under Rule 10b5-1. Subject to compliance with Rule 10b5-1, duration could cease earlier than the final date shown above to the extent that the aggregate number of shares to be sold under the trading arrangement have been sold.
(d)Unless otherwise stated, the aggregate number of shares to be sold pursuant to each trading arrangement is dependent on the terms and conditions of, and taxes on, the applicable PSUs, and therefore, is indeterminable at this time.
Non-Rule 10b5-1 Arrangement Adopted false
Rule 10b5-1 Arrangement Terminated false
Non-Rule 10b5-1 Arrangement Terminated false
Ashley Bacon [Member]  
Trading Arrangements, by Individual  
Name Ashley Bacon
Title Chief Risk Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 12, 2025
Expiration Date June 30, 2026
Arrangement Duration 230 days
Jeremy Barnum [Member]  
Trading Arrangements, by Individual  
Name Jeremy Barnum
Title Chief Financial Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 14, 2025
Expiration Date June 30, 2026
Arrangement Duration 228 days
Lori Beer [Member]  
Trading Arrangements, by Individual  
Name Lori Beer
Title Chief Information Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 13, 2025
Expiration Date June 30, 2026
Arrangement Duration 229 days
James Dimon [Member]  
Trading Arrangements, by Individual  
Name James Dimon
Title Chairman and CEO
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 10, 2025
Expiration Date August 7, 2026
Arrangement Duration 270 days
Aggregate Available 200,000
Mary Erdoes [Member]  
Trading Arrangements, by Individual  
Name Mary Erdoes
Title CEO, AWM
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 12, 2025
Expiration Date June 30, 2026
Arrangement Duration 230 days
Marianne Lake [Member]  
Trading Arrangements, by Individual  
Name Marianne Lake
Title CEO, CCB
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 12, 2025
Expiration Date June 30, 2026
Arrangement Duration 230 days
Robin Leopold [Member]  
Trading Arrangements, by Individual  
Name Robin Leopold
Title Head of Human Resources
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 14, 2025
Expiration Date June 30, 2026
Arrangement Duration 228 days
Aggregate Available 865
Douglas Petno [Member]  
Trading Arrangements, by Individual  
Name Douglas Petno
Title Co-CEO, CIB
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 14, 2025
Expiration Date June 30, 2026
Arrangement Duration 228 days
Jennifer Piepszak [Member]  
Trading Arrangements, by Individual  
Name Jennifer Piepszak
Title Chief Operating Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 13, 2025
Expiration Date June 30, 2026
Arrangement Duration 229 days
Troy Rohrbaugh [Member]  
Trading Arrangements, by Individual  
Name Troy Rohrbaugh
Title Co-CEO, CIB
Rule 10b5-1 Arrangement Adopted true
Adoption Date November 13, 2025
Expiration Date June 30, 2026
Arrangement Duration 229 days
Aggregate Available 50,000