0001225208-21-000861.txt : 20210115 0001225208-21-000861.hdr.sgml : 20210115 20210115162002 ACCESSION NUMBER: 0001225208-21-000861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gordon CENTRAL INDEX KEY: 0001311487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 21532344 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-01-13 0000019617 JPMORGAN CHASE & CO JPM 0001311487 Smith Gordon 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Co-President & COO, CEO CCB Common Stock 2021-01-13 4 M 0 31705.0000 0 A 510408.0000 D Common Stock 2021-01-13 4 M 0 25724.0000 0 A 536132.0000 D Common Stock 2021-01-13 4 F 0 28339.0000 139.4450 D 507793.0000 D Common Stock 21075.0000 I By Family Trust Common Stock 16501.0000 I By GRATs Restricted Stock Units 2021-01-13 4 M 0 25724.0000 0.0000 D 2021-01-13 Common Stock 25724.0000 0.0000 D Restricted Stock Units 2021-01-13 4 M 0 31705.0000 0.0000 D 2022-01-13 Common Stock 31705.0000 31706.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Balance reflects a transfer of 16,525 shares from a Grantor Retained Annuitry Trust to the Grantor on July 30, 2020. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022. /s/ David K.F. Gillis under POA 2021-01-15