0001225208-20-013864.txt : 20201124 0001225208-20-013864.hdr.sgml : 20201124 20201124162135 ACCESSION NUMBER: 0001225208-20-013864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Marianne CENTRAL INDEX KEY: 0001566079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 201344436 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2020-11-24 0000019617 JPMORGAN CHASE & CO JPM 0001566079 Lake Marianne 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Executive Vice President Common Stock 2020-11-24 4 S 0 15808.0000 120.0100 D 63420.0000 I By GRATs Common Stock 72182.0000 D Sale pursuant to 10b5-1 Plan dated April 24, 2020. Balance reflects a) 27,381 shares transferred from a Grantor Retained Annutiy Trust (GRAT) to the Grantor and b) 36,796 shares transferred from the Grantor to a GRAT on April 24, 2020. These transfers are exempt from Section 16 pursuant to Rule 16a-13. /s/ David K.F. Gillis under POA 2020-11-24