0001225208-18-001143.txt : 20180117 0001225208-18-001143.hdr.sgml : 20180117 20180117172051 ACCESSION NUMBER: 0001225208-18-001143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180113 FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scher Peter CENTRAL INDEX KEY: 0001726591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 18532253 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-01-13 0000019617 JPMORGAN CHASE & CO JPM 0001726591 Scher Peter JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Executive Vice President Common Stock 2018-01-13 4 M 0 15287.0000 0 A 15310.0000 D Common Stock 2018-01-13 4 M 0 14981.0000 0 A 30291.0000 D Common Stock 2018-01-13 4 F 0 13234.0000 111.8450 D 17057.0000 D Common Stock 2018-01-16 4 M 0 73116.0000 35.6100 A 90173.0000 D Common Stock 2018-01-16 4 S 0 17057.0000 112.2000 D 73116.0000 D Common Stock 2018-01-16 4 F 0 46584.0000 112.2500 D 26532.0000 D Restricted Stock Units 2018-01-13 4 M 0 14981.0000 0.0000 D 2018-01-13 Common Stock 14981.0000 0.0000 D Restricted Stock Units 2018-01-13 4 M 0 15287.0000 0.0000 D 2019-01-13 Common Stock 15287.0000 15287.0000 D Stock Appreciation Rights 35.6100 2018-01-16 4 M 0 73116.0000 0.0000 D 2022-01-18 Common Stock 73116.0000 0.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Exercise of Stock Appreciation Rights (SARs) pursuant to SAR Exercise Plan dated December 22, 2017. Sale pursuant to 10b5-1 Plan dated December 22, 2017. Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. /s/ Holly Youngwood under POA 2018-01-17