0001225208-16-031663.txt : 20160422 0001225208-16-031663.hdr.sgml : 20160422 20160422161009 ACCESSION NUMBER: 0001225208-16-031663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donnelly John L CENTRAL INDEX KEY: 0001458126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 161586823 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2016-04-21 0000019617 JPMORGAN CHASE & CO JPM 0001458126 Donnelly John L JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Director Human Resources Common Stock 2016-04-21 4 M 0 16873.0000 35.6100 A 120560.2938 D Common Stock 2016-04-21 4 M 0 15385.0000 44.2900 A 135945.2938 D Common Stock 2016-04-21 4 M 0 10460.0000 46.5800 A 146405.2938 D Common Stock 2016-04-21 4 F 0 9203.0000 64.0000 D 137202.2938 D Common Stock 2016-04-21 4 F 0 13292.0000 64.0000 D 123910.2938 D Common Stock 2016-04-21 4 F 0 13567.0000 64.0000 D 110343.2938 D Common Stock 12500.0000 I By Spouse, as Custodian for Children Stock Appreciation Rights 46.5800 2016-04-21 4 M 0 10460.0000 0.0000 D 2023-01-17 Common Stock 10460.0000 20922.0000 D Stock Appreciation Rights 35.6100 2016-04-21 4 M 0 16873.0000 0.0000 D 2022-01-18 Common Stock 16873.0000 16873.0000 D Stock Appreciation Rights 44.2900 2016-04-21 4 M 0 15385.0000 0.0000 D 2021-01-19 Common Stock 15385.0000 0.0000 D Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. /s/ Anthony J. Horan under POA 2016-04-22