X0306 4 2013-08-02 0000019617 JPMORGAN CHASE & CO JPM 0001311487 Smith Gordon JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Executive Vice President Common Stock 2013-08-02 4 M 0 500000.0000 50.5900 A 685689.0000 D Common Stock 2013-08-02 4 M 0 80000.0000 19.4900 A 765689.0000 D Common Stock 2013-08-02 4 F 0 530542.0000 56.2650 D 235147.0000 D Stock Appreciation Rights 19.4900 2013-08-02 4 M 0 80000.0000 0.0000 D 2019-01-20 Common Stock 80000.0000 40000.0000 D Stock Appreciation Rights 50.5900 2013-08-02 4 M 0 500000.0000 0.0000 D 2008-06-18 2017-06-18 Common Stock 500000.0000 500000.0000 D Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. SARs vest and become exercisable in five equal annual installments beginning June 18, 2008. Shares resulting from exercise must be held at least until 5 years after the grant. /s/ Anthony Horan under POA 2013-08-05