0001225208-13-012392.txt : 20130515 0001225208-13-012392.hdr.sgml : 20130515 20130515190711 ACCESSION NUMBER: 0001225208-13-012392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erdoes Mary E. CENTRAL INDEX KEY: 0001473446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 13849133 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-05-14 0000019617 JPMORGAN CHASE & CO JPM 0001473446 Erdoes Mary E. JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10022 1 Managing Director Common Stock 2013-05-14 4 M 0 400000.0000 19.4900 A 554374.0000 D Common Stock 2013-05-14 4 M 0 100000.0000 34.7800 A 654374.0000 D Common Stock 2013-05-14 4 F 0 378639.0000 50.0400 D 275735.0000 D Stock Appreciation Rights 19.4900 2013-05-14 4 M 0 400000.0000 0.0000 D 2019-01-20 Common Stock 400000.0000 100000.0000 D Stock Appreciation Rights 34.7800 2013-05-14 4 M 0 100000.0000 0.0000 D 2015-10-20 Common Stock 100000.0000 0.0000 D Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. /s/ Anthony Horan under POA 2013-05-15