-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QG76+H3ELWes8ASMqbGruz7UskcZ9B9Hwr0vQDd5WM1nGbWlT72ozSH+d9vohREU 4yOf6+PFURI14sParyPZTA== 0001225208-08-001409.txt : 20080122 0001225208-08-001409.hdr.sgml : 20080121 20080122180842 ACCESSION NUMBER: 0001225208-08-001409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080122 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIMON JAMES CENTRAL INDEX KEY: 0001195345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 08542958 BUSINESS ADDRESS: STREET 1: BANK ONE CORPORATION, STREET 2: 1 BANK ONE PLAZA IL1-0027 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0202 4 2008-01-22 0000019617 J P MORGAN CHASE & CO JPM 0001195345 DIMON JAMES JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 1 Chairman & CEO Stock Appreciation Rights 39.83 2008-01-22 4 A 0 2000000 0 A 2018-01-22 Common Stock 2000000 2000000 D These options, which have a ten-year term, will become exercisable no earlier than January 22, 2013, or five years after the effective date of January 22, 2008 (the Effective Date). Moreover, the number of options that will become exercisable (ranging anywhere from none to the full 2,000,000 options granted) and their exercisability date or dates will be determined by the Board based on an assessment of the performance of Mr. Dimon and the Company. That assessment will be made by the Board in the year prior to the fifth anniversary of the Effective Date, relying on such factors that in its sole discretion the Board deems appropriate. Any remaining options not deemed exercisable will be canceled. If Mr. Dimon's employment terminates for any reason, all outstanding, unexercisable options will be canceled. /s/ Anthony Horan under POA 2008-01-22 -----END PRIVACY-ENHANCED MESSAGE-----