JPMORGAN CHASE & CO NYSE Depositary Shares representing interests in shares of 5.45% Non-Cumulative Preferred Stock Series P NYSE Depositary Shares representing interests in shares of 6.30% Non-Cumulative Preferred Stock Series W NYSE Depositary Shares representing interests in shares of 6.125% Non-Cumulative Preferred Stock Series NYSE Depositary Shares representing interests in shares of 6.10% Non-Cumulative Preferred Stock Series NYSE Depositary Shares representing interests in shares of 6.15% Non-Cumulative Preferred Stock Series NYSE Depositary Shares representing interests in shares of 5.75% Non-Cumulative Preferred Stock Series NYSE Depositary Shares representing interests in shares of 6.00% Non-Cumulative Preferred Stock Series NYSE NYSEArca Guarantee of Callable Step-Up FRNs due April 26, 2028 of JPMorgan Chase Financial Company LLC NYSE Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC NYSEArca false 0000019617 0000019617 2019-08-20 2019-08-20 0000019617 us-gaap:CommonStockMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof5.45NonCumulativePreferredStockSeriesPMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.30NonCumulativePreferredStockSeriesWMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.125NonCumulativePreferredStockSeriesYMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.10NonCumulativePreferredStockSeriesAAMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.15NonCumulativePreferredStockSeriesBBMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember 2019-08-20 2019-08-20 0000019617 jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember 2019-08-20 2019-08-20 0000019617 jpm:AlerianMLPIndexETNsDueMay242024Member 2019-08-20 2019-08-20 0000019617 jpm:GuaranteeofCallableSteUpFixedRateNotesDueApril262028ofJPMorganChaseFinancialCompanyLLCMember 2019-08-20 2019-08-20 0000019617 jpm:GuaranteeofCushing30MLPIndexETNsDueJune152037ofJPMorganChaseFinancialCompanyLLCMember 2019-08-20 2019-08-20

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): August 20, 2019

 

JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-05805

 

13-2624428

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. employer

identification no.)

383 Madison Avenue, New York, New York

 

10179

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (212) 270-6000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on

which registered

         

Common stock

 

JPM

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 5.45% Non-Cumulative Preferred Stock Series P

 

JPM PR A

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 6.30% Non-Cumulative Preferred Stock Series W

 

JPM PR E

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 6.125% Non-Cumulative Preferred Stock Series Y

 

JPM PR F

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 6.10% Non-Cumulative Preferred Stock Series AA

 

JPM PR G

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 6.15% Non-Cumulative Preferred Stock Series BB

 

JPM PR H

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 5.75% Non-Cumulative Preferred Stock Series DD

 

JPM PR D

 

The New York Stock Exchange

         

Depositary Shares representing interests in shares of 6.00% Non-Cumulative Preferred Stock Series EE

 

JPM PR C

 

The New York Stock Exchange

         

Alerian MLP Index ETNs due May 24, 2024

 

AMJ

 

NYSE Arca, Inc.

         

Guarantee of Callable Step-Up FRNs due April 26, 2028 of JPMorgan Chase Financial Company LLC

 

JPM/28

 

The New York Stock Exchange

         

Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC

 

PPLN

 

NYSE Arca, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 8.01      Other Events

On August 20, 2019, JPMorgan Chase & Co. (“JPMorgan Chase”) issued a press release announcing that it has commenced a cash tender offer (the “Offer”) to purchase any and all of its securities listed in the table below.

CUSIP Number

 

Title of Security

46625HKA7

 

2.250% Notes due 2020

46625HKB5

 

Floating Rate Notes due 2020

46625HHQ6

 

4.950% Notes due 2020

46625HLW8

 

2.750% Notes due 2020

46625HHS2

 

4.40% Notes due 2020

A copy of the press release is attached as Exhibit 99 hereto and is incorporated herein by reference.

This Current Report on Form 8-K is neither an offer to sell nor a solicitation of offers to buy any securities. The Offer is being made only pursuant to the Offer to Purchase and the related Notice of Guaranteed Delivery. The Offer is not being made to holders of securities in any jurisdiction in which the making or acceptance thereof would not be in compliance with the securities, blue sky or other laws of such jurisdiction.

Item 9.01      Financial Statements and Exhibits

(d) Exhibits
 

99

   

JPMorgan Chase press release dated August 20, 2019 announcing the commencement of the Offer.

         
 

104

   

The cover page of this Current Report on Form 8-K, formatted in inline XBRL.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMORGAN CHASE & CO.

 

(Registrant)

     

By:

 

/s/ Stephen B. Grant

 

Stephen B. Grant

 

Assistant Corporate Secretary

Dated: August 20, 2019

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