EX-99.1 2 v020096_ex99-1.htm Unassociated Document

JPM SBIC/Santarus, Inc. Exhibit 99.1

 
 
Name and Address of Reporting Person(1)
 
 
Designated Reporter(1))
 
 
Statement for Month/Day/Year
 
 
Deemed Execution Date
(Month/Day/Year)
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title and Amount of
Security
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
Nature of Indirect
Beneficial Ownership
 
Disclaims
Pecuniary Interest
J.P. Morgan Partners (BHCA), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC
December 31, 2004
N/A
Santarus, Inc. (“SNTS”)
See Table I
Row 1
See Table II
Rows 1-6
I
See Explanatory
Note 2 below
No
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC
December 31, 2004
N/A
Santarus, Inc. (“SNTS”)
See Table I
Row 1
See Table II
Rows 1-6
I
See Explanatory
Note 3 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC
December 31, 2004
N/A
Santarus, Inc. (“SNTS”)
See Table I
Row 1
See Table II
Rows 1-6
I
See Explanatory
Note 4 below
No
J.P. Morgan Partners Global Investors (SBIC), LLC
c/o J.P. Morgan Patners, LLC
1221 Avenue of the Americas - 40thFloor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC
December 31, 2004
N/A
Santarus, Inc. (“SNTS”)
See Table I
Row 2
N/A
D
   
J.P. Morgan Partners Global Investors (Selldown), L.P.
c/o J.P. Morgan Patners, LLC
1221 Avenue of the Americas - 40thFloor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC
December 31, 2004
N/A
Santarus, Inc. (“SNTS”)
See Table I
Row 3
N/A
D
   

Explanatory Note:

1)
The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of the Reporting Persons disclaims beneficial ownership of the Issuer’s securities to the extent it exceeds such Person’s pecuniary interest. Each of the Reporting Persons are members of the private equity business unit of JPMorgan Chase & Co., a publicly traded company.
 
2)
The amounts shown in Table I Row 1 and Table II Rows 1-6 represent the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners (SBIC), LLC (“JPM SBIC”). The Reporting Person is the sole member of JPM SBIC.

3)
The amounts shown in Table I Row 1-2 and Table II Rows 1-6 represent the beneficial ownership of the Issuer's equity securities by JPM SBIC, a portion of which may be deemed attributable to the Reporting Person because it is the sole general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"), the sole member of JPM SBIC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA.

4)
The amounts shown in Table I Row 1 and Table II Rows 1-6 represent the beneficial ownership of the Issuer’s equity securities by JPM SBIC, a portion of which may be deemed attributable to the Reporting Person because it is the general partner of JPMP Master Fund Manager, L.P. (“MF Manager”), the general partner of JPM BHCA the sole member of JPM SBIC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA and MF Manager.