-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TuPbsVT9J+5aRg/OuFO+mn1VSf1jfP9/pIW+1xzDwctqNstrMINytMUUd7Ocqwvf IRxsLvZni2KkNbgab8v/Qw== 0000019617-99-000181.txt : 19991103 0000019617-99-000181.hdr.sgml : 19991103 ACCESSION NUMBER: 0000019617-99-000181 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991101 ITEM INFORMATION: FILED AS OF DATE: 19991102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHASE MANHATTAN CORP /DE/ CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-05805 FILM NUMBER: 99739179 BUSINESS ADDRESS: STREET 1: 270 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 8-K 1 8-K DATED NOVEMBER 1, 1999 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 1, 1999 Commission file number 1-5805 ---------------- ------ THE CHASE MANHATTAN CORPORATION (Exact name of registrant as specified in its charter) Delaware 13-2624428 -------- ---------- (State or other jurisdiction (I.R.S. Employer of incorporation) Identification No.) 270 Park Avenue, New York, NY 10017 ----------------------------- ----- (Address of principal executive offices) (Zip Code) (Registrant's telephone number, including area code) (212) 270-6000 Item 5. Other Events The Chase Manhattan Corporation announced on November 1, 1999 that its trading revenues for the fourth quarter of 1999 will be reduced by approximately $60 million ($40 million after tax) as a result of the correction of trading profits reported in prior periods. The need for the correction was discovered in the course of an internal review. There was no defalcation of funds, and no customer accounts were affected. The Corporation also said it had dismissed an employee in New York who had been involved with the matter. A copy of the press release is attached as an exhibit hereto. That press release may contain statements that are forward looking within the meaning of the Private Securities Litigation Reform Act of 1955. Such statements are subject to risks and uncertainties and Chase's actual results may differ materially from those indicated in such forward looking statements. Reference is made to Chase's reports filed with the Securities and Exchange Commission, in particular Chase's Annual Report on Form 10-K for the year ended December 31, 1998, for a discussion of factors that may cause those differences to occur. 2 Exhibit Number Description - ------------------- -------------- 99.1 Press Release 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE CHASE MANHATTAN CORPORATION (Registrant) /s/ Dina Dublon ------------------------------- Dina Dublon Executive Vice President and Chief Financial Officer Dated: November 1, 1999 4 For Immediate Release Investor Contact: John Borden Media Contact: James Finn 212-270-7318 212-270-7438 CHASE TO REDUCE FORTH QUARTER TRADING REVENUES BY $60 MILLION NEW YORK, November 1, 1999 - The Chase Manhattan Corporation announced today that its trading revenues for the fourth quarter of 1999 will be reduced by approximately $60 million ($40 million after tax) as a result of the correction of trading profits reported in prior periods. The need for the correction was discovered in the course of an internal review. There was no defalcation of funds, and no customer accounts were affected. The Corporation also said it had dismissed an employee in New York who had been involved with the matter. Chase's report pre-tax trading revenues for the first three-quarters of 1999 were approximately $2.2 billion. # # # -----END PRIVACY-ENHANCED MESSAGE-----