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Insider Trading Arrangements
3 Months Ended 12 Months Ended
Dec. 31, 2023
shares
Dec. 31, 2023
shares
Trading Arrangements, by Individual    
Material Terms of Trading Arrangement  
Director and executive officer trading arrangements
The following table provides information concerning Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) adopted in the fourth quarter of 2023 by any director or any executive officer who is subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934. These trading arrangements are intended to satisfy the affirmative defense of Rule 10b5-1(c). Certain of the Firm's directors and executive officers may participate in employee stock purchase plans, 401(k) plans or dividend reinvestment plans of the Firm that have been designed to comply with Rule 10b5-1(c). No non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) were adopted by any director or executive officer during the fourth quarter of 2023. Additionally, no Rule 10b5-1 or non-Rule 10b5-1 trading arrangements were terminated by any director or executive officer in the fourth quarter of 2023.
NameTitleAdoption date
Duration(b)
Aggregate number of shares to be sold
Lori BeerChief Information OfficerNovember 13, 2023November 13, 2023 - May 17, 20247,840 
James Dimon(a)
Chairman and CEOOctober 26, 2023October 26, 2023 - August 23, 20241,000,000 
Stacey FriedmanGeneral CounselNovember 7, 2023November 7, 2023 - May 17, 20246,030 
(a)Transaction by trusts of which Mr. Dimon has either a direct or indirect pecuniary interest.
(b)Sales under the trading arrangement will not commence until completion of the required cooling off period under Rule 10b5-1. Subject to compliance with Rule 10b5-1, duration could cease earlier than the final date shown above to the extent that the aggregate number of shares to be sold under the trading arrangement have been sold.
Non-Rule 10b5-1 Arrangement Adopted false  
Rule 10b5-1 Arrangement Terminated false  
Non-Rule 10b5-1 Arrangement Terminated false  
Lori Beer [Member]    
Trading Arrangements, by Individual    
Name Lori Beer  
Title Chief Information Officer  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date November 13, 2023  
Arrangement Duration 186 days  
Aggregate Available 7,840 7,840
James Dimon [Member]    
Trading Arrangements, by Individual    
Name James Dimon(a)  
Title Chairman and CEO  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date October 26, 2023  
Arrangement Duration 302 days  
Aggregate Available 1,000,000 1,000,000
Stacey Friedman [Member]    
Trading Arrangements, by Individual    
Name Stacey Friedman  
Title General Counsel  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date November 7, 2023  
Arrangement Duration 192 days  
Aggregate Available 6,030 6,030