0000019617-22-000516.txt : 20221114 0000019617-22-000516.hdr.sgml : 20221114 20221114091249 ACCESSION NUMBER: 0000019617-22-000516 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00694 FILM NUMBER: 221381000 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000019617 XXXXXXXX 09-30-2022 09-30-2022 JPMORGAN CHASE & CO
383 MADISON AVENUE NEW YORK NY 10017
13F COMBINATION REPORT 028-00694 0001692234 028-17598 Russell Investments Group, Ltd. N
Michael T. Lees Executive Director 201-595-6242 Michael T. Lees NEW YORK NY 11-14-2022 16 24311 696376356 false 1 0001387526 028-12125 J.P. Morgan Trust Co of Delaware 2 0000835271 028-00123 JPMorgan Chase Bank, N.A. 4 0001363391 028-11937 J.P. Morgan Investment Management Inc. 5 0001362244 028-11925 J.P. Morgan Securities LLC 6 0001373636 028-12006 J.P. Morgan Securities plc 8 0001362941 028-11947 JPMorgan Asset Management (UK) Ltd 10 0001548249 028-14957 JPMorgan Asset Management (Canada) Inc. 11 0001503764 028-16931 J.P. Morgan Private Investments Inc. 13 0001657983 028-17025 J.P. Morgan (Suisse) SA 14 0001657977 028-17027 J.P. Morgan GT Corp 15 0001657968 028-17029 JPMorgan Asset Management (Asia Pacific) Ltd 16 0001549547 028-14958 JPMorgan Asset Management (Japan) Ltd 17 0001657966 028-17030 JPMorgan Asset Management (Singapore) Ltd 18 0001657967 028-17031 JPMorgan Asset Management (Taiwan) Ltd 19 0001657969 028-17032 JPMorgan Funds (Asia) Ltd 22 0001068829 028-07312 SECURITY CAPITAL RESEARCH & MANAGEMENT INC
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51529 SH DFND 5 51529 0 0 AGREE RLTY CORP COMMON 008492100 55131 815787 SH DFND 4 710541 0 105246 AGREE RLTY CORP COMMON 008492100 1673 24762 SH DFND 5 57 0 24705 AGREE RLTY CORP COMMON 008492100 11029 163201 SH DFND 2 163173 0 28 AGRIFY CORP COMMON 00853E107 0 2 SH DFND 5 2 0 0 AGRIFY CORP COMMON 00853E107 0 10 SH DFND 6 10 0 0 AGROFRESH SOLUTIONS INC COMMON 00856G109 0 12 SH DFND 5 12 0 0 AIM IMMUNOTECH INC COMMON 00901B105 0 3 SH DFND 5 3 0 0 AIR LEASE CORP COMMON 00912X302 81 2624 SH OTR 1 0 0 2624 AIR LEASE CORP COMMON 00912X302 230 7402 SH OTR 13 0 7402 0 AIR LEASE CORP COMMON 00912X302 4138 133430 SH DFND 8 133430 0 0 AIR LEASE CORP COMMON 00912X302 4693 151333 SH DFND 2 151060 0 273 AIR LEASE CORP COMMON 00912X302 9370 302175 SH DFND 5 82339 0 219836 AIR LEASE CORP COMMON 00912X302 110868 3575226 SH DFND 4 3319717 0 255509 AIR LEASE CORP COMMON 00912X302 1321 42614 SH DFND 5 42614 0 0 AIR LEASE CORP COMMON 00912X302 391 12622 SH DFND 1 0 0 12622 AIR PRODS & CHEMS INC COMMON 009158106 7 28 SH OTR 11 0 28 0 AIR PRODS & CHEMS INC COMMON 009158106 1050 4510 SH OTR 1 681 0 3829 AIR PRODS & CHEMS INC COMMON 009158106 14580 62647 SH OTR 2 40027 0 22620 AIR PRODS & CHEMS INC COMMON 009158106 2231 9585 SH OTR 13 0 9585 0 AIR PRODS & CHEMS INC COMMON 009158106 15 66 SH OTR 4 0 66 0 AIR PRODS & CHEMS INC COMMON 009158106 61752 265338 SH DFND 5 13904 0 251434 AIR PRODS & CHEMS INC COMMON 009158106 464 1993 SH DFND 15 1993 0 0 AIR PRODS & CHEMS INC COMMON 009158106 1348486 5794207 SH DFND 4 5591017 0 203190 AIR PRODS & CHEMS INC COMMON 009158106 1718 7381 SH DFND 16 1356 0 6025 AIR PRODS & CHEMS INC COMMON 009158106 112434 483108 SH DFND 8 468122 11097 3889 AIR PRODS & CHEMS INC COMMON 009158106 127328 547104 SH DFND 2 539845 0 7259 AIR PRODS & CHEMS INC COMMON 009158106 4284 18406 SH DFND 2 18406 0 0 AIR PRODS & CHEMS INC COMMON 009158106 73 312 SH DFND 19 312 0 0 AIR PRODS & CHEMS INC COMMON 009158106 1387 5960 SH DFND 1 3517 0 2443 AIR PRODS & CHEMS INC COMMON 009158106 15639 67198 SH DFND 5 67198 0 0 AIR PRODS & CHEMS INC COMMON 009158106 12144 52180 SH DFND 6 52180 0 0 AIR PRODS & CHEMS INC COMMON 009158106 10674 45863 SH DFND 11 45863 0 0 AIR PRODS & CHEMS INC COMMON 009158106 3316 14248 SH DFND 10 14248 0 0 AIR PRODS & CHEMS INC OPTION 009158906 4887 21000 SH Call DFND 5 21000 0 0 AIR PRODS & CHEMS INC OPTION 009158956 8937 38400 SH Put DFND 5 38400 0 0 AIR TRANS SVCS GROUP INC BOND 00922RAB1 1755 1750000 PRN OTR 4 0 1750000 0 AIR TRANS SVCS GROUP INC BOND 00922RAB1 74758 74538000 PRN DFND 4 72788000 0 1750000 AIR TRANS SVCS GROUP INC BOND 00922RAB1 40 40000 PRN DFND 8 40000 0 0 AIR TRANS SVCS GROUP INC BOND 00922RAB1 827 825000 PRN DFND 5 825000 0 0 AIR TRANSPORT SERVICES GRP I COMMON 00922R105 33186 1377564 SH DFND 4 1377547 0 17 AIR TRANSPORT SERVICES GRP I COMMON 00922R105 778 32280 SH DFND 2 32280 0 0 AIRBNB INC COMMON 009066101 658 6268 SH OTR 1 0 0 6268 AIRBNB INC COMMON 009066101 61 579 SH DFND 16 579 0 0 AIRBNB INC COMMON 009066101 3141 29904 SH DFND 6 29904 0 0 AIRBNB INC COMMON 009066101 3803 36208 SH DFND 8 8856 25072 2280 AIRBNB INC COMMON 009066101 69527 661913 SH DFND 4 607690 0 54223 AIRBNB INC COMMON 009066101 186 1771 SH DFND 10 1771 0 0 AIRBNB INC COMMON 009066101 1221 11620 SH DFND 2 3413 0 8207 AIRBNB INC COMMON 009066101 370 3519 SH DFND 1 0 0 3519 AIRBNB INC COMMON 009066101 26983 256885 SH DFND 5 734 0 256151 AIRBNB INC COMMON 009066101 273 2601 SH DFND 2 2601 0 0 AIRBNB INC OPTION 009066901 5399 51400 SH Call DFND 5 51400 0 0 AIRBNB INC OPTION 009066951 10735 102200 SH Put DFND 5 102200 0 0 AIRBNB INC BOND 009066AB7 8122 9800000 PRN OTR 4 0 9800000 0 AIRBNB INC BOND 009066AB7 9912 11960000 PRN DFND 8 9051000 1800000 1109000 AIRBNB INC BOND 009066AB7 30369 36642000 PRN DFND 4 26842000 0 9800000 AIRBNB INC BOND 009066AB7 5225 6304000 PRN DFND 5 6304000 0 0 AIRBNB INC BOND 009066AB7 414 500000 PRN DFND 15 500000 0 0 AIRBNB INC BOND 009066AB7 3092 3731000 PRN DFND 16 0 0 3731000 AIRGAIN INC COMMON 00938A104 0 15 SH DFND 5 15 0 0 AIRGAIN INC COMMON 00938A104 0 6 SH DFND 6 6 0 0 AIRSCULPT TECHNOLOGIES INC COMMON 009496100 43 6618 SH DFND 2 6618 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 30 372 SH OTR 1 0 0 372 AKAMAI TECHNOLOGIES INC COMMON 00971T101 2 19 SH OTR 2 0 0 19 AKAMAI TECHNOLOGIES INC COMMON 00971T101 2413 30041 SH DFND 5 1483 0 28558 AKAMAI TECHNOLOGIES INC COMMON 00971T101 137 1707 SH DFND 10 1707 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 556 6925 SH DFND 2 6925 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 624 7771 SH DFND 6 7771 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 2547 31709 SH DFND 8 18944 8171 4594 AKAMAI TECHNOLOGIES INC COMMON 00971T101 12853 160025 SH DFND 4 90768 0 69257 AKAMAI TECHNOLOGIES INC COMMON 00971T101 42 519 SH DFND 1 34 0 485 AKAMAI TECHNOLOGIES INC COMMON 00971T101 80 991 SH DFND 16 991 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 44100 549060 SH DFND 5 549060 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 5155 64182 SH DFND 2 63954 0 228 AKAMAI TECHNOLOGIES INC OPTION 00971T901 32594 405800 SH Call DFND 5 405800 0 0 AKAMAI TECHNOLOGIES INC OPTION 00971T951 107629 1340000 SH Put DFND 5 1340000 0 0 AKAMAI TECHNOLOGIES INC BOND 00971TAJ0 2908 2853000 PRN DFND 5 2853000 0 0 AKAMAI TECHNOLOGIES INC BOND 00971TAJ0 4466 4382000 PRN DFND 8 3922000 0 460000 AKAMAI TECHNOLOGIES INC BOND 00971TAJ0 4689 4600000 PRN DFND 4 0 4600000 0 AKAMAI TECHNOLOGIES INC BOND 00971TAJ0 1717 1685000 PRN DFND 16 0 0 1685000 AKAMAI TECHNOLOGIES INC BOND 00971TAL5 7290 7770000 PRN DFND 4 0 7770000 0 AKAMAI TECHNOLOGIES INC BOND 00971TAL5 8543 9106000 PRN DFND 5 9106000 0 0 AKAMAI TECHNOLOGIES INC BOND 00971TAL5 2939 3132000 PRN DFND 8 3132000 0 0 AKEBIA THERAPEUTICS INC COMMON 00972D105 4 11391 SH DFND 6 11391 0 0 AKERNA CORP COMMON 00973W102 0 31 SH DFND 6 31 0 0 AKERNA CORP COMMON 00973W102 0 63 SH DFND 5 63 0 0 AKERO THERAPEUTICS INC COMMON 00973Y108 36 1058 SH OTR 1 0 0 1058 AKERO THERAPEUTICS INC COMMON 00973Y108 822 24141 SH DFND 4 14447 0 9694 AKERO THERAPEUTICS INC COMMON 00973Y108 84 2467 SH DFND 6 2467 0 0 AKERO THERAPEUTICS INC COMMON 00973Y108 47 1377 SH DFND 1 0 0 1377 AKERO THERAPEUTICS INC COMMON 00973Y108 521 15305 SH DFND 2 15305 0 0 AKERO THERAPEUTICS INC COMMON 00973Y108 6510 191181 SH DFND 5 0 0 191181 AKOUOS INC COMMON 00973J101 1102 163071 SH DFND 8 163071 0 0 AKOUOS INC COMMON 00973J101 11 1578 SH DFND 6 1578 0 0 AKOUSTIS TECHNOLOGIES INC COMMON 00973N102 0 164 SH DFND 6 164 0 0 AKOUSTIS TECHNOLOGIES INC COMMON 00973N102 84 28400 SH DFND 2 28400 0 0 AKOYA BIOSCIENCES INC COMMON 00974H104 101 8617 SH DFND 2 8617 0 0 ALAMO GROUP INC COMMON 011311107 672 5499 SH DFND 2 5499 0 0 ALAMO GROUP INC COMMON 011311107 553 4519 SH DFND 5 4519 0 0 ALAMO GROUP INC COMMON 011311107 6889 56339 SH DFND 4 56290 0 49 ALAMO GROUP INC COMMON 011311107 84 690 SH DFND 5 0 0 690 ALAMOS GOLD INC NEW COMMON 011532108 174 23502 SH DFND 4 0 0 23502 ALARM COM HLDGS INC COMMON 011642105 1705 26284 SH DFND 2 26284 0 0 ALARM COM HLDGS INC COMMON 011642105 80 1230 SH DFND 5 264 0 966 ALARM COM HLDGS INC COMMON 011642105 2320 35775 SH DFND 4 27690 0 8085 ALARM COM HLDGS INC BOND 011642AB1 5310 6432000 PRN OTR 4 0 6432000 0 ALARM COM HLDGS INC BOND 011642AB1 1957 2370000 PRN DFND 5 2370000 0 0 ALARM COM HLDGS INC BOND 011642AB1 17917 21701000 PRN DFND 4 15269000 0 6432000 ALARM COM HLDGS INC BOND 011642AB1 1885 2283000 PRN DFND 8 1214000 1069000 0 ALASKA AIR GROUP INC COMMON 011659109 3 88 SH OTR 2 48 0 40 ALASKA AIR GROUP INC COMMON 011659109 20 516 SH OTR 1 0 0 516 ALASKA AIR GROUP INC COMMON 011659109 19 491 SH DFND 10 491 0 0 ALASKA AIR GROUP INC COMMON 011659109 1778 45418 SH DFND 5 14142 0 31276 ALASKA AIR GROUP INC COMMON 011659109 3486 89045 SH DFND 2 87623 0 1422 ALASKA AIR GROUP INC COMMON 011659109 15 388 SH DFND 1 43 0 345 ALASKA AIR GROUP INC COMMON 011659109 57680 1473316 SH DFND 4 1396922 0 76394 ALASKA AIR GROUP INC COMMON 011659109 1560 39857 SH DFND 5 39857 0 0 ALAUNOS THERAPEUTICS INC COMMON 98973P101 4316 2509237 SH DFND 8 2509237 0 0 ALAUNOS THERAPEUTICS INC COMMON 98973P101 28 16006 SH DFND 6 16006 0 0 ALBANY INTL CORP COMMON 012348108 1832 23238 SH DFND 4 15432 0 7806 ALBANY INTL CORP COMMON 012348108 1346 17073 SH DFND 2 17073 0 0 ALBANY INTL CORP COMMON 012348108 1518 19253 SH DFND 5 0 0 19253 ALBANY INTL CORP COMMON 012348108 918 11649 SH DFND 5 11649 0 0 ALBEMARLE CORP COMMON 012653101 116 437 SH OTR 1 0 0 437 ALBEMARLE CORP COMMON 012653101 45 169 SH OTR 2 66 0 103 ALBEMARLE CORP COMMON 012653101 128 484 SH DFND 1 18 0 466 ALBEMARLE CORP COMMON 012653101 8779 33198 SH DFND 5 33198 0 0 ALBEMARLE CORP COMMON 012653101 36541 138184 SH DFND 5 96244 0 41940 ALBEMARLE CORP COMMON 012653101 12358 46733 SH DFND 2 46483 0 250 ALBEMARLE CORP COMMON 012653101 2893 10939 SH DFND 6 10939 0 0 ALBEMARLE CORP COMMON 012653101 19 70 SH DFND 10 70 0 0 ALBEMARLE CORP COMMON 012653101 3731 14110 SH DFND 2 14110 0 0 ALBEMARLE CORP COMMON 012653101 11903 45013 SH DFND 4 37372 0 7641 ALBEMARLE CORP OPTION 012653901 8621 32600 SH Call DFND 5 32600 0 0 ALBERTSONS COS INC COMMON 013091103 64167 2581147 SH DFND 4 2542000 0 39147 ALBERTSONS COS INC COMMON 013091103 562 22587 SH DFND 19 22587 0 0 ALBERTSONS COS INC COMMON 013091103 7161 288040 SH DFND 2 288040 0 0 ALBERTSONS COS INC COMMON 013091103 0 2 SH DFND 2 2 0 0 ALBERTSONS COS INC COMMON 013091103 168 6756 SH DFND 5 0 0 6756 ALBERTSONS COS INC COMMON 013091103 1672 67267 SH DFND 8 67267 0 0 ALBERTSONS COS INC OPTION 013091903 7460 300100 SH Call DFND 5 300100 0 0 ALBIREO PHARMA INC COMMON 01345P106 1 77 SH DFND 4 0 0 77 ALBIREO PHARMA INC COMMON 01345P106 182 9405 SH DFND 2 9405 0 0 ALBIREO PHARMA INC COMMON 01345P106 0 16 SH DFND 6 16 0 0 ALCOA CORP COMMON 013872106 6 185 SH OTR 2 0 0 185 ALCOA CORP COMMON 013872106 0 9 SH OTR 1 0 0 9 ALCOA CORP COMMON 013872106 37956 1127640 SH DFND 4 1082696 0 44944 ALCOA CORP COMMON 013872106 79 2360 SH DFND 16 2360 0 0 ALCOA CORP COMMON 013872106 359 10680 SH DFND 6 10680 0 0 ALCOA CORP COMMON 013872106 1422 42246 SH DFND 5 42246 0 0 ALCOA CORP COMMON 013872106 585 17377 SH DFND 5 17377 0 0 ALCOA CORP COMMON 013872106 11179 332105 SH DFND 2 332105 0 0 ALCOA CORP COMMON 013872106 27897 828791 SH DFND 8 828791 0 0 ALCOA CORP OPTION 013872906 17 500 SH Call DFND 5 500 0 0 ALCON AG COMMON H01301128 10 177 SH OTR 11 0 177 0 ALCON AG COMMON H01301128 2517 43262 SH OTR 1 0 0 43262 ALCON AG COMMON H01301128 618 10628 SH OTR 13 0 10628 0 ALCON AG COMMON H01301128 26 452 SH OTR 4 0 452 0 ALCON AG COMMON H01301128 23933 411369 SH DFND 2 401384 0 9985 ALCON AG COMMON H01301128 1686 28986 SH DFND 1 0 0 28986 ALCON AG COMMON H01301128 26 448 SH DFND 19 448 0 0 ALCON AG COMMON H01301128 18173 312351 SH DFND 4 298008 0 14343 ALCON AG COMMON H01301128 31720 545205 SH DFND 5 2787 0 542418 ALCON AG COMMON H01301128 10604 182258 SH DFND 11 182258 0 0 ALCON AG COMMON H01301128 347 5970 SH DFND 2 5970 0 0 ALCON AG COMMON H01301128 1725 29644 SH DFND 8 19452 8972 1220 ALCON AG COMMON H01301128 102 1756 SH DFND 10 1756 0 0 ALCON AG COMMON H01301128 61 1049 SH DFND 16 1049 0 0 ALCON AG COMMON H01301128 12 198 SH DFND 5 198 0 0 ALCON AG OPTION H01301908 1745 30000 SH Call DFND 2 30000 0 0 ALCON AG OPTION H01301908 692 11900 SH Call DFND 6 11900 0 0 ALCON AG OPTION H01301958 3660 62900 SH Put DFND 6 62900 0 0 ALCON AG OPTION H01301958 2909 50000 SH Put DFND 2 50000 0 0 ALDEYRA THERAPEUTICS INC COMMON 01438T106 0 73 SH DFND 6 73 0 0 ALDEYRA THERAPEUTICS INC COMMON 01438T106 0 20 SH DFND 4 0 0 20 ALECTOR INC COMMON 014442107 16382 1731728 SH DFND 4 1402936 0 328792 ALECTOR INC COMMON 014442107 977 103329 SH DFND 2 103329 0 0 ALECTOR INC COMMON 014442107 59 6238 SH DFND 6 6238 0 0 ALECTOR INC COMMON 014442107 5135 542796 SH DFND 8 542796 0 0 ALERISLIFE INC COMMON 33832D205 0 165 SH DFND 6 165 0 0 ALERISLIFE INC COMMON 33832D205 0 10 SH DFND 5 10 0 0 ALERUS FINL CORP COMMON 01446U103 183 8282 SH DFND 2 0 0 8282 ALERUS FINL CORP COMMON 01446U103 36 1614 SH DFND 5 1614 0 0 ALERUS FINL CORP COMMON 01446U103 5 236 SH DFND 6 236 0 0 ALEXANDER & BALDWIN INC NEW COMMON 014491104 11085 668557 SH DFND 4 586775 0 81782 ALEXANDER & BALDWIN INC NEW COMMON 014491104 1706 102867 SH DFND 5 102867 0 0 ALEXANDER & BALDWIN INC NEW COMMON 014491104 2551 153854 SH DFND 2 153854 0 0 ALEXANDERS INC COMMON 014752109 742 3552 SH DFND 2 3552 0 0 ALEXANDERS INC COMMON 014752109 636 3042 SH DFND 4 3031 0 11 ALEXANDERS INC COMMON 014752109 0 2 SH DFND 5 2 0 0 ALEXANDERS INC COMMON 014752109 19410 92888 SH DFND 5 92888 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 3 20 SH OTR 4 0 20 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 43 309 SH OTR 1 11 0 298 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 292 2084 SH OTR 2 2074 0 10 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 272 1939 SH OTR 13 0 1939 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 47318 337526 SH DFND 2 335379 0 2147 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 8639 61626 SH DFND 15 61626 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 174159 1242308 SH DFND 22 969909 0 272399 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 23239 165771 SH DFND 8 164266 0 1505 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 5859 41792 SH DFND 5 41792 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 6702 47810 SH DFND 5 15291 0 32519 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 180 1286 SH DFND 1 22 0 1264 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 2728 19459 SH DFND 6 19459 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 116 826 SH DFND 2 826 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 284022 2025980 SH DFND 4 1976517 0 49463 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 280 1995 SH DFND 16 0 0 1995 ALEXANDRIA REAL ESTATE EQ IN OPTION 015271909 5369 38300 SH Call DFND 5 38300 0 0 ALGOMA STL GROUP INC COMMON 015658107 244 37837 SH DFND 5 37837 0 0 ALGOMA STL GROUP INC WARRANT 015658115 67 70090 PRN DFND 4 70090 0 0 ALGONQUIN PWR UTILS CORP COMMON 015857105 71 6480 SH OTR 1 0 0 6480 ALGONQUIN PWR UTILS CORP COMMON 015857105 2042 187208 SH DFND 5 43 0 187165 ALGONQUIN PWR UTILS CORP COMMON 015857105 4804 440375 SH DFND 8 431763 0 8612 ALGONQUIN PWR UTILS CORP COMMON 015857105 343 31443 SH DFND 1 0 0 31443 ALGONQUIN PWR UTILS CORP COMMON 015857105 7 678 SH DFND 2 0 0 678 ALGONQUIN PWR UTILS CORP COMMON 015857105 1287 117974 SH DFND 15 117974 0 0 ALGONQUIN PWR UTILS CORP COMMON 015857105 543 49754 SH DFND 2 49754 0 0 ALGONQUIN PWR UTILS CORP COMMON 015857105 26554 2433874 SH DFND 4 2433874 0 0 ALGONQUIN PWR UTILS CORP PREF CONV 015857873 1298 34263 SH DFND 5 32663 0 1600 ALGONQUIN PWR UTILS CORP PREF CONV 015857873 1799 47500 SH DFND 5 47500 0 0 ALIBABA GROUP HLDG LTD ADR 01609W102 3779 47239 SH OTR 13 0 47239 0 ALIBABA GROUP HLDG LTD ADR 01609W102 13 157 SH OTR 4 0 157 0 ALIBABA GROUP HLDG LTD ADR 01609W102 1485 18560 SH OTR 2 18560 0 0 ALIBABA GROUP HLDG LTD ADR 01609W102 92 1144 SH OTR 1 0 0 1144 ALIBABA GROUP HLDG LTD ADR 01609W102 3340 41751 SH DFND 2 41751 0 0 ALIBABA GROUP HLDG LTD ADR 01609W102 36174 452229 SH DFND 2 434091 0 18138 ALIBABA GROUP HLDG LTD ADR 01609W102 34052 425702 SH DFND 5 36043 0 389659 ALIBABA GROUP HLDG LTD ADR 01609W102 3559 44491 SH DFND 4 2880 0 41611 ALIBABA GROUP HLDG LTD ADR 01609W102 504380 6305543 SH DFND 5 6305543 0 0 ALIBABA GROUP HLDG LTD ADR 01609W102 219 2744 SH DFND 1 0 0 2744 ALIBABA GROUP HLDG LTD OPTION 01609W902 160468 2006100 SH Call DFND 5 2006100 0 0 ALIBABA GROUP HLDG LTD OPTION 01609W952 516663 6459100 SH Put DFND 5 6459100 0 0 ALICO INC COMMON 016230104 97 3425 SH DFND 2 3425 0 0 ALIGHT INC COMMON 01626W101 7 1000 SH DFND 5 0 0 1000 ALIGHT INC COMMON 01626W101 989 134936 SH DFND 4 133759 0 1177 ALIGHT INC COMMON 01626W101 12 1609 SH DFND 6 1609 0 0 ALIGHT INC COMMON 01626W101 1360 185549 SH DFND 2 185549 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 363 1752 SH OTR 1 0 0 1752 ALIGN TECHNOLOGY INC COMMON 016255101 1 3 SH OTR 2 0 0 3 ALIGN TECHNOLOGY INC COMMON 016255101 23569 113801 SH DFND 5 1061 0 112740 ALIGN TECHNOLOGY INC COMMON 016255101 6783 32749 SH DFND 2 29414 0 3335 ALIGN TECHNOLOGY INC COMMON 016255101 12104 58444 SH DFND 4 37446 0 20998 ALIGN TECHNOLOGY INC COMMON 016255101 145 698 SH DFND 10 698 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 34 165 SH DFND 19 165 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 154 742 SH DFND 2 742 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 1798 8681 SH DFND 8 4098 3351 1232 ALIGN TECHNOLOGY INC COMMON 016255101 530 2557 SH DFND 1 5 0 2552 ALIGN TECHNOLOGY INC COMMON 016255101 84 405 SH DFND 16 405 0 0 ALIGN TECHNOLOGY INC OPTION 016255901 14767 71300 SH Call DFND 5 71300 0 0 ALIGNMENT HEALTHCARE INC COMMON 01625V104 858 72427 SH DFND 5 0 0 72427 ALIGNMENT HEALTHCARE INC COMMON 01625V104 370 31231 SH DFND 4 30844 0 387 ALIGNMENT HEALTHCARE INC COMMON 01625V104 546 46095 SH DFND 2 46095 0 0 ALIGOS THERAPEUTICS INC COMMON 01626L105 2 1415 SH DFND 4 0 0 1415 ALIGOS THERAPEUTICS INC COMMON 01626L105 3 2387 SH DFND 6 2387 0 0 ALITHYA GROUP INC 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0 2444 0 AMEREN CORP COMMON 023608102 7823 97123 SH OTR 2 96808 0 315 AMEREN CORP COMMON 023608102 5 59 SH OTR 4 59 0 0 AMEREN CORP COMMON 023608102 884 10975 SH OTR 1 9440 0 1535 AMEREN CORP COMMON 023608102 71711 890269 SH DFND 2 870010 0 20259 AMEREN CORP COMMON 023608102 3 32 SH DFND 2 32 0 0 AMEREN CORP COMMON 023608102 26533 329403 SH DFND 8 231790 74320 23293 AMEREN CORP COMMON 023608102 14173 175951 SH DFND 11 175951 0 0 AMEREN CORP COMMON 023608102 54998 682777 SH DFND 5 2484 0 680293 AMEREN CORP COMMON 023608102 10167 126220 SH DFND 10 126220 0 0 AMEREN CORP COMMON 023608102 506713 6290659 SH DFND 4 5730628 0 560031 AMEREN CORP COMMON 023608102 177 2194 SH DFND 19 2194 0 0 AMEREN CORP COMMON 023608102 736 9135 SH DFND 16 9135 0 0 AMEREN CORP COMMON 023608102 1806 22420 SH DFND 15 22420 0 0 AMEREN CORP COMMON 023608102 1222 15169 SH DFND 1 14608 0 561 AMERESCO INC COMMON 02361E108 535 8054 SH DFND 5 7458 0 596 AMERESCO INC COMMON 02361E108 1155 17381 SH DFND 2 17381 0 0 AMERESCO INC COMMON 02361E108 12 185 SH DFND 6 185 0 0 AMERESCO INC COMMON 02361E108 1223 18400 SH DFND 16 18400 0 0 AMERESCO INC COMMON 02361E108 852 12812 SH DFND 4 12665 0 147 AMERESCO INC COMMON 02361E108 320 4810 SH DFND 15 4810 0 0 AMERICA FIRST MULTIFAMILY IN COMMON 02364V206 200 11561 SH DFND 5 11561 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 25 1527 SH OTR 4 0 1527 0 AMERICA MOVIL SAB DE CV ADR 02364W105 7675 466011 SH DFND 5 169036 0 296975 AMERICA MOVIL SAB DE CV ADR 02364W105 29448 1787973 SH DFND 4 519811 0 1268162 AMERICA MOVIL SAB DE CV ADR 02364W105 2405 146047 SH DFND 8 75269 0 70778 AMERICA MOVIL SAB DE CV ADR 02364W105 3842 233300 SH DFND 10 233300 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 2268 137701 SH DFND 2 137701 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 27066 1643372 SH DFND 5 1643372 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 0 2 SH DFND 2 2 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 74 4513 SH DFND 15 4513 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 542 32886 SH 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0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 26215 303235 SH DFND 2 301051 0 2184 AMERICAN ELEC PWR CO INC COMMON 025537101 116 1346 SH DFND 6 1346 0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 97155 1123829 SH DFND 4 1045733 0 78096 AMERICAN ELEC PWR CO INC COMMON 025537101 103 1193 SH DFND 1 95 0 1098 AMERICAN ELEC PWR CO INC COMMON 025537101 136 1573 SH DFND 5 1573 0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 29788 344569 SH DFND 5 24889 0 319680 AMERICAN ELEC PWR CO INC COMMON 025537101 41 471 SH DFND 2 436 0 35 AMERICAN ELEC PWR CO INC COMMON 025537101 1539 17804 SH DFND 15 17804 0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 716 8283 SH DFND 19 8283 0 0 AMERICAN ELEC PWR CO INC OPTION 025537901 10348 119700 SH Call DFND 5 119700 0 0 AMERICAN ELEC PWR CO INC OPTION 025537951 6622 76600 SH Put DFND 5 76600 0 0 AMERICAN ELEC PWR CO INC PREF CONV 02557T307 1426 28812 SH DFND 5 28812 0 0 AMERICAN EQTY INVT LIFE HLD COMMON 025676206 1 27 SH OTR 1 0 0 27 AMERICAN EQTY INVT LIFE HLD 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721182 AMERICAN EXPRESS CO COMMON 025816109 5624 41685 SH DFND 5 41685 0 0 AMERICAN EXPRESS CO COMMON 025816109 3341 24764 SH DFND 19 24764 0 0 AMERICAN EXPRESS CO COMMON 025816109 3742 27738 SH DFND 15 25165 0 2573 AMERICAN EXPRESS CO COMMON 025816109 12486 92547 SH DFND 11 92547 0 0 AMERICAN EXPRESS CO COMMON 025816109 12268 90934 SH DFND 10 90934 0 0 AMERICAN EXPRESS CO OPTION 025816909 27481 203700 SH Call DFND 5 203700 0 0 AMERICAN EXPRESS CO OPTION 025816959 21046 156000 SH Put DFND 5 156000 0 0 AMERICAN FINL GROUP INC OHIO COMMON 025932104 22 175 SH DFND 8 175 0 0 AMERICAN FINL GROUP INC OHIO COMMON 025932104 4 32 SH DFND 2 32 0 0 AMERICAN FINL GROUP INC OHIO COMMON 025932104 13 102 SH DFND 5 50 0 52 AMERICAN FINL GROUP INC OHIO COMMON 025932104 2769 22524 SH DFND 5 22524 0 0 AMERICAN FINL GROUP INC OHIO COMMON 025932104 768 6246 SH DFND 6 6246 0 0 AMERICAN FINL GROUP INC OHIO COMMON 025932104 8531 69400 SH DFND 4 53300 0 16100 AMERICAN FINL GROUP INC OHIO COMMON 025932104 8114 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03027X100 3541 16495 SH DFND 8 11085 3400 2010 AMERICAN TOWER CORP NEW COMMON 03027X100 224 1045 SH DFND 10 1045 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 74224 345709 SH DFND 4 266362 0 79347 AMERICAN TOWER CORP NEW COMMON 03027X100 1035 4819 SH DFND 1 82 0 4737 AMERICAN TOWER CORP NEW COMMON 03027X100 9110 42430 SH DFND 22 42430 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 5158 24025 SH DFND 15 24025 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 88138 410517 SH DFND 5 37633 0 372884 AMERICAN TOWER CORP NEW COMMON 03027X100 1726 8040 SH DFND 2 8040 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 118 550 SH DFND 19 550 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 90 418 SH DFND 16 418 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 16765 78087 SH DFND 6 78087 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 29719 138420 SH DFND 5 138420 0 0 AMERICAN TOWER CORP NEW OPTION 03027X900 20482 95400 SH Call DFND 5 95400 0 0 AMERICAN TOWER CORP NEW OPTION 03027X950 11293 52600 SH Put DFND 5 52600 0 0 AMERICAN VANGUARD CORP COMMON 030371108 385 20569 SH DFND 4 20441 0 128 AMERICAN VANGUARD CORP COMMON 030371108 298 15955 SH DFND 2 15955 0 0 AMERICAN VANGUARD CORP COMMON 030371108 342 18308 SH DFND 5 18308 0 0 AMERICAN WELL CORP COMMON 03044L105 3 701 SH OTR 1 0 0 701 AMERICAN WELL CORP COMMON 03044L105 450 125350 SH DFND 2 125350 0 0 AMERICAN WELL CORP COMMON 03044L105 327 90971 SH DFND 4 90074 0 897 AMERICAN WELL CORP COMMON 03044L105 5 1500 SH DFND 5 0 0 1500 AMERICAN WOODMARK CORPORATIO COMMON 030506109 276 6288 SH DFND 4 6212 0 76 AMERICAN WOODMARK CORPORATIO COMMON 030506109 324 7397 SH DFND 5 5 0 7392 AMERICAN WOODMARK CORPORATIO COMMON 030506109 396 9028 SH DFND 2 9028 0 0 AMERICAN WOODMARK CORPORATIO COMMON 030506109 528 12028 SH DFND 5 12028 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 1500 11523 SH OTR 2 11523 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 532 4091 SH OTR 13 0 4091 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 108 831 SH OTR 1 0 0 831 AMERICAN WTR WKS CO INC NEW COMMON 030420103 11878 91259 SH DFND 4 79005 0 12254 AMERICAN WTR WKS CO INC NEW COMMON 030420103 16406 126044 SH DFND 2 125791 0 253 AMERICAN WTR WKS CO INC NEW COMMON 030420103 397 3051 SH DFND 1 1716 0 1335 AMERICAN WTR WKS CO INC NEW COMMON 030420103 318 2441 SH DFND 15 2441 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 2993 22994 SH DFND 5 22994 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 940 7224 SH DFND 6 7224 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 23187 178141 SH DFND 5 121047 0 57094 AMERICAN WTR WKS CO INC NEW COMMON 030420103 18 137 SH DFND 19 137 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 1893 14545 SH DFND 2 14545 0 0 AMERICAN WTR WKS CO INC NEW COMMON 030420103 97 749 SH DFND 8 749 0 0 AMERICAS CAR-MART INC COMMON 03062T105 201 3300 SH DFND 2 3300 0 0 AMERICAS CAR-MART INC COMMON 03062T105 479 7855 SH DFND 5 7855 0 0 AMERICAS CAR-MART INC COMMON 03062T105 130 2131 SH DFND 4 2102 0 29 AMERICOLD REALTY TRUST INC COMMON 03064D108 1 35 SH OTR 1 0 0 35 AMERICOLD REALTY TRUST INC COMMON 03064D108 4121 167523 SH DFND 15 167523 0 0 AMERICOLD REALTY TRUST INC COMMON 03064D108 4490 182535 SH DFND 5 1655 0 180880 AMERICOLD REALTY TRUST INC COMMON 03064D108 6869 279231 SH DFND 2 279204 0 27 AMERICOLD REALTY TRUST INC COMMON 03064D108 32606 1325465 SH DFND 4 1324126 0 1339 AMERICOLD REALTY TRUST INC COMMON 03064D108 34 1379 SH DFND 6 1379 0 0 AMERICOLD REALTY TRUST INC COMMON 03064D108 244 9906 SH DFND 8 9906 0 0 AMERICOLD REALTY TRUST INC COMMON 03064D108 5424 220468 SH DFND 5 220468 0 0 AMERICOLD REALTY TRUST INC COMMON 03064D108 68 2780 SH DFND 1 0 0 2780 AMERIPRISE FINL INC COMMON 03076C106 1431 5681 SH OTR 2 5555 0 126 AMERIPRISE FINL INC COMMON 03076C106 103 409 SH OTR 1 0 0 409 AMERIPRISE FINL INC COMMON 03076C106 1115 4426 SH OTR 4 0 0 4426 AMERIPRISE FINL INC COMMON 03076C106 77 306 SH DFND 6 306 0 0 AMERIPRISE FINL INC COMMON 03076C106 43200 171461 SH DFND 8 121300 17328 32833 AMERIPRISE FINL INC COMMON 03076C106 353 1402 SH DFND 16 1402 0 0 AMERIPRISE FINL INC COMMON 03076C106 321 1275 SH DFND 1 960 0 315 AMERIPRISE FINL INC COMMON 03076C106 726764 2884556 SH DFND 4 2729079 0 155477 AMERIPRISE FINL INC COMMON 03076C106 3592 14257 SH DFND 5 14257 0 0 AMERIPRISE FINL INC COMMON 03076C106 399 1583 SH DFND 2 1483 0 100 AMERIPRISE FINL INC COMMON 03076C106 5347 21223 SH DFND 10 6104 0 15119 AMERIPRISE FINL INC COMMON 03076C106 66790 265094 SH DFND 2 221023 0 44071 AMERIPRISE FINL INC COMMON 03076C106 2755 10934 SH DFND 5 3605 0 7329 AMERIPRISE FINL INC COMMON 03076C106 38 149 SH DFND 19 149 0 0 AMERIPRISE FINL INC COMMON 03076C106 471 1868 SH DFND 15 1868 0 0 AMERIS BANCORP COMMON 03076K108 22 499 SH OTR 2 0 0 499 AMERIS BANCORP COMMON 03076K108 1 19 SH OTR 1 0 0 19 AMERIS BANCORP COMMON 03076K108 9118 203946 SH DFND 4 143164 0 60782 AMERIS BANCORP COMMON 03076K108 115 2578 SH DFND 5 0 0 2578 AMERIS BANCORP COMMON 03076K108 2120 47409 SH DFND 2 11097 0 36312 AMERIS BANCORP COMMON 03076K108 1790 40041 SH DFND 5 40041 0 0 AMERIS BANCORP COMMON 03076K108 1530 34220 SH DFND 6 34220 0 0 AMERISAFE INC COMMON 03071H100 342 7309 SH DFND 4 7220 0 89 AMERISAFE INC COMMON 03071H100 50 1071 SH DFND 5 0 0 1071 AMERISAFE INC COMMON 03071H100 488 10443 SH DFND 2 10443 0 0 AMERISAFE INC COMMON 03071H100 741 15849 SH DFND 5 15849 0 0 AMERISOURCEBERGEN CORP COMMON 03073E105 747 5523 SH OTR 2 5420 0 103 AMERISOURCEBERGEN CORP COMMON 03073E105 643 4749 SH OTR 1 3879 0 870 AMERISOURCEBERGEN CORP COMMON 03073E105 8 57 SH OTR 4 0 57 0 AMERISOURCEBERGEN CORP COMMON 03073E105 690 5096 SH OTR 13 0 5096 0 AMERISOURCEBERGEN CORP COMMON 03073E105 875985 6472952 SH DFND 4 6306803 0 166149 AMERISOURCEBERGEN CORP COMMON 03073E105 43392 320636 SH DFND 2 314426 0 6210 AMERISOURCEBERGEN CORP COMMON 03073E105 16875 124695 SH DFND 5 5686 0 119009 AMERISOURCEBERGEN CORP COMMON 03073E105 465 3439 SH DFND 2 3439 0 0 AMERISOURCEBERGEN CORP COMMON 03073E105 11 84 SH DFND 10 84 0 0 AMERISOURCEBERGEN CORP COMMON 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0 AMETEK INC COMMON 031100100 2447 21577 SH DFND 6 21577 0 0 AMETEK INC COMMON 031100100 33699 297146 SH DFND 2 292504 0 4642 AMGEN INC COMMON 031162100 385 1706 SH OTR 13 0 1706 0 AMGEN INC COMMON 031162100 806 3576 SH OTR 1 2050 0 1526 AMGEN INC COMMON 031162100 2948 13081 SH OTR 2 11796 0 1285 AMGEN INC COMMON 031162100 5 20 SH OTR 4 0 20 0 AMGEN INC COMMON 031162100 76152 337851 SH DFND 2 335293 0 2558 AMGEN INC COMMON 031162100 922765 4093899 SH DFND 4 3840054 0 253845 AMGEN INC COMMON 031162100 2296 10185 SH DFND 6 10185 0 0 AMGEN INC COMMON 031162100 576 2557 SH DFND 1 90 0 2467 AMGEN INC COMMON 031162100 123677 548699 SH DFND 5 56064 0 492635 AMGEN INC COMMON 031162100 11622 51561 SH DFND 2 51561 0 0 AMGEN INC COMMON 031162100 138 612 SH DFND 10 612 0 0 AMGEN INC COMMON 031162100 71 315 SH DFND 19 315 0 0 AMGEN INC COMMON 031162100 184410 818147 SH DFND 8 806807 7377 3963 AMGEN INC COMMON 031162100 445 1976 SH DFND 16 0 0 1976 AMGEN INC COMMON 031162100 3999 17744 SH DFND 15 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0 12620 AON PLC COMMON G0403H108 9 32 SH OTR 11 0 32 0 AON PLC COMMON G0403H108 61 226 SH OTR 4 0 226 0 AON PLC COMMON G0403H108 50395 188131 SH DFND 5 4667 0 183464 AON PLC COMMON G0403H108 41180 153732 SH DFND 2 109470 0 44262 AON PLC COMMON G0403H108 40 150 SH DFND 6 150 0 0 AON PLC COMMON G0403H108 312014 1164796 SH DFND 4 1056902 0 107894 AON PLC COMMON G0403H108 13012 48577 SH DFND 8 29018 13975 5584 AON PLC COMMON G0403H108 877 3275 SH DFND 10 3275 0 0 AON PLC COMMON G0403H108 2218 8280 SH DFND 1 30 0 8250 AON PLC COMMON G0403H108 13167 49154 SH DFND 11 49154 0 0 AON PLC COMMON G0403H108 117 436 SH DFND 19 436 0 0 AON PLC COMMON G0403H108 869 3244 SH DFND 15 3244 0 0 AON PLC COMMON G0403H108 461 1720 SH DFND 16 1720 0 0 AON PLC OPTION G0403H908 4715 17600 SH Call DFND 5 17600 0 0 AON PLC OPTION G0403H958 1714 6400 SH Put DFND 5 6400 0 0 AP ACQUISITION CORP COMMON G04058106 445 43800 SH DFND 4 43800 0 0 APA CORPORATION COMMON 03743Q108 349 10210 SH OTR 2 150 0 10060 APA 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