0000019617-11-000240.txt : 20111004 0000019617-11-000240.hdr.sgml : 20111004 20111004162257 ACCESSION NUMBER: 0000019617-11-000240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWN JAMES S CENTRAL INDEX KEY: 0001185064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 111123824 MAIL ADDRESS: STREET 1: 222 N LASALLE STREET STREET 2: STE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-30 0 0000019617 J P MORGAN CHASE & CO JPM 0001185064 CROWN JAMES S JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 2011-09-30 4 A 0 1743.0278 30.12 A 237546.1411 D Common Stock 559705 I By Partnership (Crown Fund II) Common Stock 10803 I By Spouse Common Stock 16571 I By Trust for child (HCC Trust) Common Stock 3500 I By Trust for child (SOHC Trust) Common Stock 12256 I By Trust for child (VSC Trust) Common Stock 5813 I By Trust for child (WAHC Trust) Common Stock 8872 I By IRA Common Stock 1547123 I By Partnership (Areljay) Common Stock 2884154 I By Partnership (Henry Crown & Co) Common Stock 6019813 I By Partnership (The Crown Fund) Common Stock 1570 I By Spouse's IRA Common Stock 168305 I By Trust (Crown) Deferral of quarterly retainer, payable in common stock following termination of service as director. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Anthony Horan under POA 2011-10-04