-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoT7ZZULRyMCdglnI52Plt92qS6uTsvqPMmdULtyDXudyVBsbFUnaHGRrDHp/fBd 9oA6M+9wTgOizA4Q7+/bOQ== 0000019617-07-000013.txt : 20070109 0000019617-07-000013.hdr.sgml : 20070109 20070109114956 ACCESSION NUMBER: 0000019617-07-000013 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rauchenberger Louis CENTRAL INDEX KEY: 0001385254 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 07519553 BUSINESS ADDRESS: BUSINESS PHONE: 212-270-6000 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 rau942.xml X0202 3 2006-12-31 0 0000019617 J P MORGAN CHASE & CO JPM 0001385254 Rauchenberger Louis JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 100172070 0 1 0 0 Corporate Controller Common Stock 59271 D Common Stock 2079.7387 I By 401(k) Stock Appreciation Rights 34.7800 2015-10-20 Common Stock 50000 D Stock Option (Right to Buy) 51.2200 2003-01-18 2011-01-18 Common Stock 13343 D Stock Options (Right to Buy) 35.3886 2000-12-22 2008-07-15 Common Stock 22200 D Stock Options (Right to Buy) 36.6808 2000-12-22 2009-07-19 Common Stock 29600 D Stock options (Right to Buy) 36.8500 2003-01-17 2012-01-17 Common Stock 14410 D Stock Options (Right to Buy) 21.8700 2005-01-25 2013-02-12 Common Stock 17576 D Stock Options (Rights to Buy) 29.1724 2000-12-22 2007-07-13 Common Stock 14800 D Stock Options (Rights to Buy) 51.2200 2005-12-30 2011-01-18 Common Stock 58571 D SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Vests annually in halves beginning on January 18, 2003. Vests annually in thirds beginning January 17, 2003. Vests annually in halves beginning January 25, 2005. By: /s/ Anthony Horan under POA 2007-01-09 -----END PRIVACY-ENHANCED MESSAGE-----