-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GWXkTgr7cSu8hiyPF3QCCSIp3Z40eTQjla1JygA/hUGu42Yu4ZrVNL+b13imBGCw TaiJaOqSkys/1n3mgJ1MAQ== 0000019617-06-000004.txt : 20060103 0000019617-06-000004.hdr.sgml : 20060102 20060103150622 ACCESSION NUMBER: 0000019617-06-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051221 FILED AS OF DATE: 20060103 DATE AS OF CHANGE: 20060103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley John F CENTRAL INDEX KEY: 0001347655 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 06502139 BUSINESS ADDRESS: BUSINESS PHONE: 212-270-6000 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 3 1 bra749.xml X0202 3 2005-12-21 0 0000019617 J P MORGAN CHASE & CO JPM 0001347655 Bradley John F JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 100172070 0 1 0 0 Director of Human Resources Common Stock 100801.1724 D Common Stock 5516.4771 I By 401(k) Stock Appreciation Right 39.9600 2014-02-11 Common Stock 14640.0000 D Stock Appreciation Rights 34.7800 2015-10-20 Common Stock 25000.0000 D Stock Option (Right to Buy) 51.2200 2003-01-18 2011-01-18 Common Stock 29979.0000 D Stock Options (Right to Buy) 35.3886 2000-12-22 2008-07-15 Common Stock 55500.0000 D Stock options (Right to Buy) 36.8500 2003-01-17 2012-01-17 Common Stock 29309.0000 D Stock Options (Rights to Buy) 51.2200 2007-01-18 2011-01-18 Common Stock 87857.0000 D Stock Options (Rights to Buy) 20.4392 2000-12-22 2006-01-13 Common Stock 20350.0000 D Stock Options (Rights to Buy) 29.1724 2000-12-22 2007-07-13 Common Stock 22200.0000 D Stock Options (Rights to Buy) 36.6808 2000-12-22 2009-07-19 Common Stock 66600.0000 D Vests in two equal annual installments beginning January 25, 2006. SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Vests annually in halves beginning on January 18, 2003. Vests annually in thirds beginning January 17, 2003. These options were granted pursuant to the Growth Performance Incentive Program under the Corporation's Long Term Incentive Plan and 1/2 will become exercisable on 1/25/2003 if Cumulative Fully Diluted Cash Operating Earnings Per Share, excluding JPMorgan Partners and extraordinary events, (EPS) equals $8.50 for 2001 and 2002; an additional 1/2 will become exercisable on 1/25/2003 if EPS equals $8.50 for 2001 and 2002 and if at least two major business units achieve their cumulative Shareholder Value Added goals for 2001 and 2002. Alternatively, this 1/2 will become exercisable on 1/25/2003 if EPS of $9.00 has been achieved for 2001 and 2002. If the foregoing $8.50 EPS goal is not achieved, 30% will become exercisable on 1/25/2003 if at least two of the major business units achieve their cumulative Shareholder Value Added goals for 2001 and 2002. All options that do not become exercisable on 1/25/2003 will become exercisable on 1/18/2007. By: /s/ Anthony Horan under POA 2006-01-03 -----END PRIVACY-ENHANCED MESSAGE-----