-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEJYOEAlzhJaF13TmkwdASruTTAbwzfBpQ+USYq4ZBDcBUORB6QcGsBui6HB+8NG +Rhqqe09Vry+0+eKapspkQ== 0000019617-03-000512.txt : 20031209 0000019617-03-000512.hdr.sgml : 20031209 20031209144849 ACCESSION NUMBER: 0000019617-03-000512 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-107207 FILM NUMBER: 031044676 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 424B2 1 ps9.htm MTN PS 9 Pricing Supplement No 9

Pricing Supplement No. 9 Dated December 5, 2003
(To Prospectus dated August 19, 2003 and
Prospectus Supplement dated October 27, 2003)

Rule 424(b)(2)
File No. 333-107207
CUSIP #: 46627B AG6

J.P. MORGAN CHASE & CO.

[   ]

JPMorgan Chase Senior Notes, Series D
Due Nine Months of More from Date of Issue

[ X ]

JPMorgan Chase Subordinated Notes, Series B
Due Nine Months or More from Date of Issue

 

Aggregate Principal Amount:
Price to Public:
Agent's Commission:
Proceeds to Company:
Dealers' Concession:

 

$  8,598,000
100.00%
1.75%
$  8,447,535
1.60%

Agents

Aggregate
Principal Amount
To be Purchased

UBS Financial Services Inc.
Merrill Lynch & Co.
Wachovia Securities
Edward D. Jones & Co., L.P.
A.G. Edwards & Sons, Inc.
McDonald Investments Inc.
Charles Schwab & Co., Inc.
Morgan Keegan & Company, Inc.
Raymond James

$  2,951,000
$  1,986,000
$  1,170,000
$  1,012,000
$     872,000
$     250,000
$     242,000
$       95,000
$       20,000

Original Issue Date:

December 10, 2003

Stated Maturity:

December 15, 2013

Form:  [ X ]   Book-entry   [   ]  Certificated

Currency:  U.S. Dollars

[ X ]  Fixed Rate Note:

5.25%

Interest will be computed on the basis of:

[   ] the actual number of days elapsed in a year of 360 days
[ X ] a 360-day year of twelve 30-day months
[   ] Other

[  ]  Floating Rate Note:

[   ] CD
[   ] Treasury Rate

[   ]Commercial Paper Rate
[   ] Prime Rate

[   ] Federal Funds Rate
[   ] CMT

[   ] LIBOR

The interest factor for each day will be computed by dividing the interest rate in effect on that day by:

[   ] the actual number of days elapsed in a year
[   ] 360
[   ] Other

Index Maturity: N/A

Annual Interest Rate: N/A

 

Frequency of Changes in Interest Rate:

[   ] Daily
[   ] Quarterly

[   ] Weekly
[   ] Semi-Annually

[   ] Monthly
[   ] Annually

Interest Payment Dates:  Monthly on the 15th commencing January 15, 2004.

Interest Determination Dates: N/A

Interest Reset Dates:   N/A

Spread (+/-):   N/A

Multiplier:  N/A 

Maximum Interest Rate:  N/A

Minimum Interest Rate:  N/A

Survivor's Option: (Yes/No) No - Not applicable for Subordinated Notes

Right of Issuer to Redeem Notes or of Holder to Require Repayment of Notes

The Notes may be redeemed prior to the Stated Maturity Date at the option of J.P. Morgan Chase & Co. in whole but not in part at a price equal to 100% of the principal amount being redeemed, beginning December 15, 2005, and on each monthly interest payment date thereafter. Notice of redemption will be given not less than 30 nor more than 60 calendar days prior to the redemption date.

Other Terms:

Capitalized terms used herein without definition have the meanings ascribed to them in the Prospectus Supplement and Prospectus.

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