0001519695-19-000134.txt : 20190805
0001519695-19-000134.hdr.sgml : 20190805
20190805174824
ACCESSION NUMBER: 0001519695-19-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190801
FILED AS OF DATE: 20190805
DATE AS OF CHANGE: 20190805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Michael Scott
CENTRAL INDEX KEY: 0001533360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39009
FILM NUMBER: 19999790
MAIL ADDRESS:
STREET 1: 200 LAKE STREET EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TCF FINANCIAL CORP
CENTRAL INDEX KEY: 0000019612
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 382022454
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 W. FORT STREET
STREET 2: SUITE 1800
CITY: DETROIT
STATE: MI
ZIP: 48226
BUSINESS PHONE: 800-867-9757
MAIL ADDRESS:
STREET 1: 333 W. FORT STREET
STREET 2: SUITE 1800
CITY: DETROIT
STATE: MI
ZIP: 48226
FORMER COMPANY:
FORMER CONFORMED NAME: CHEMICAL FINANCIAL CORP
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-08-01
0000019612
TCF FINANCIAL CORP
TCF
0001533360
Jones Michael Scott
333 W FORT STREET
SUITE 1800
DETROIT
MI
48226
0
1
0
0
EVP, Regional Banking
Common Stock
2019-08-01
4
A
0
25877
A
25877
D
Common Stock
2019-08-01
4
A
0
34147
A
34147
D
Common Stock
2019-08-01
4
A
0
11365.634
A
11365.634
I
By KSOP as of 06/30/2019
Common Stock
2019-08-01
4
A
0
12588.77
A
12588.77
I
By SERP Trust as of 06/30/2019
Common Stock
2019-08-01
4
A
0
13209.0624
A
13209.0624
I
Deferred Stock Comp. Plan
Common Stock
2019-08-01
4
A
0
39582
A
39582
I
Revocable Trust
Reflects unvested restricted common shares of TCF Financial Corporation, a Michigan corporation ("new TCF", formerly known as Chemical Financial Corporation), received in exchange for 50,930 unvested restricted common shares of TCF Financial Corporation, a Delaware corporation ("Legacy TCF"), at the effective time of the merger of Legacy TCF into new TCF (the "Merger"), pursuant to the agreement and plan of merger (the "Merger Agreement") between Legacy TCF and new TCF. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF, with cash paid in lieu of fractional shares.
Reflects service-based restricted stock units of new TCF received in exchange for 67,206 service-based restricted stock units of Legacy TCF, at the effective time of the Merger, pursuant to the Merger Agreement. Service-based restricted stock units of new TCF are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF rounded, as applicable, to the nearest whole share.
The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Received in exchange for 22,368.891 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF.
Received in exchange for 24,776.166 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF.
The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
Received in exchange for 25,996.9739 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF.
Received in exchange for 77,903 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF, with cash paid in lieu of fractional shares.
The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share.
Michael S. Jones by POA Kirk D. Johnson
2019-08-05