144: Filer Information
Filer CIK | 0002011770 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0002011770 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Solowin Holdings, Ltd. |
SEC File Number | 001-41776 |
Address of Issuer | Room 1910-1912A, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, HONG KONG 00000 |
Phone | 852-3428-3893 |
Name of Person for Whose Account the Securities are To Be Sold | Vulcan Worldwide Holdings Limited |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% shareholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Ordinary Share | Futu Securities International (HONG KONG) Limited Unit C1-2, 13/F, United Centre, 95 Queensway, Admiralty, K3 00000 | 1000000 | 13100000.00 | 15980000 | 05/10/2024 | Nasdaq Stock Market |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Ordinary Share | 06/09/2022 | (1) | Ling Ngai Lok | 3960000 | 06/09/2022 | Cash |
Nothing to Report |
Remarks | On July 27, 2021, Solowin issued 49,999 ordinary shares, $1.00 par value, to Ling Ngai Lok. On June 9, 2022, Ling Ngai Lok transferred 16,500 shares to Vulcan Worldwide Holdings Limited. On December 7, 2022, (i) each of the then existing issued and unissued shares of par value of $1.00 each of Solowin was subdivided into 10,000 shares of par value of $0.0001 each of Solowin; and (ii) the authorized share capital of Solowin was increased to $100,000 divided into 1,000,000,000 shares of $0.0001 each. On the same day, Vulcan Worldwide Holdings Limited surrendered 161,040,000 Ordinary Shares, each of a par value of $0.0001 per share, to Solowin. As a result of the surrender, Vulcan Worldwide Holdings Limited holds 3,960,000 Ordinary Shares, each of a par value of $0.0001 per share. |
Date of Notice | 05/08/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Xiaohang Zhang |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |