0001213900-23-091377.txt : 20231130 0001213900-23-091377.hdr.sgml : 20231130 20231130142401 ACCESSION NUMBER: 0001213900-23-091377 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Garden Stage Ltd CENTRAL INDEX KEY: 0001954269 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-41879 FILM NUMBER: 231455166 BUSINESS ADDRESS: STREET 1: 201, 2/F, CHINA INSURANCE GROUP BUILDING STREET 2: 141 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000 BUSINESS PHONE: 00852 2688 6333 MAIL ADDRESS: STREET 1: 201, 2/F, CHINA INSURANCE GROUP BUILDING STREET 2: 141 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000 8-A12B 1 ea188981-8a12b_gardenstage.htm FOR REGISTRATION OF CERTAIN CLASSES

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

GARDEN STAGE LIMITED
(Exact name of registrant as specified in its charter)

 

Cayman Islands   6199   Not Applicable

(State or other jurisdiction of
incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(IRS. Employer
Identification Number)

 

Room 201, 2/F, China Insurance Group Building
141 Des Voeux Road Central
Central, Hong Kong
Tel: +852 2688 6333
(Address of principal executive offices)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered   Name of each exchange on which each class is to be registered
Ordinary Share, par value $0.0001 per share   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333- 273053

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The description of the ordinary shares, par value $0.0001 per share, of GARDEN STAGE LIMITED (the “Registrant”) to be registered hereunder is set forth under the heading “Description of Share Capital” in the Registrant’s Registration Statement on Form F-1 (File No. 333-273053) originally filed with the Securities and Exchange Commission on June 30, 2023, as amended by any amendments to such Registration Statement and by any prospectus subsequently filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which information is incorporated herein by reference.

 

Item 2. Exhibits.

 

Pursuant to the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: November 30, 2023

 

  GARDEN STAGE LIMITED
     
  By: /s/ Sze Ho, CHAN
  Name:  Sze Ho, CHAN
  Title: Chief Executive Officer and Director

 

 

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