X0206 3 2023-05-15 0 0001627282 CaliberCos Inc. CWD 0001953125 LEUNG JADE 8901 E. MOUNTAIN VIEW ROAD SUITE 150 SCOTTSDALE AZ 85258 0 1 0 0 CFO Class A Common Stock 154050 D Employee Stock Options (right to buy) 3.36 2017-01-01 2026-01-16 Class A Common Stock 386436 D Employee Stock Options (right to buy) 5.85 2020-12-31 2029-12-31 Class A Common Stock 59452 D Employee Stock Options (right to buy) 6.49 2022-01-01 2031-01-01 Class A Common Stock 5421 D Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting. Of such RSUs (i) 118,903 were granted December 31, 2021, and are fully vested; (ii) 5,421 were granted on December 31, 2021, and vest one-quarter on each of February 19, 2022, 2023, 2024 and 2025; and (iii) 29,726 were granted April 1, 2022, vest one-quarter on April 1, 2023, and 1/36th per month thereafter. Employee stock options (right to buy)("Options") granted January 1, 2016. Such Options are fully vested. Options granted December 31, 2019 pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. The Options vest one-quarter on the first anniversary date of the grant and 1/36th per month thereafter until fully vested on December 31, 2023. Options granted January 1, 2021 pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. The Options vest one-quarter on the first anniversary date of the grant and 1/36th per month thereafter until fully vested on January 1, 2025. /s/ Jade Leung 2023-05-15