-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M671KyYenau2af+qCs0IW7xSO3ed1+hrhxKFk05sYv58uvbaXNietatSa03CnF3y mH8/eJk+OOVoa0efTqi1Jw== 0000019520-07-000120.txt : 20070810 0000019520-07-000120.hdr.sgml : 20070810 20070810161402 ACCESSION NUMBER: 0000019520-07-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070808 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHATTEM INC CENTRAL INDEX KEY: 0000019520 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 620156300 STATE OF INCORPORATION: TN FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 BUSINESS PHONE: 4238214571 MAIL ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 FORMER COMPANY: FORMER CONFORMED NAME: CHATTEM DRUG & CHEMICAL CO DATE OF NAME CHANGE: 19790111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUERRY ALEXANDER ZAN III CENTRAL INDEX KEY: 0001156154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05905 FILM NUMBER: 071045526 BUSINESS ADDRESS: BUSINESS PHONE: 4238212037 MAIL ADDRESS: STREET 1: C/O CHATTEM INC STREET 2: 1715 WEST 38TH STREET CITY: CHATTANOOGA STATE: TN ZIP: 37409 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-08-08 0 0000019520 CHATTEM INC CHTT 0001156154 GUERRY ALEXANDER ZAN III 1715 WEST 38TH STREET CHATTANOOGA TN 37409 1 1 0 0 Chairman and CEO Common Stock 2007-08-08 4 M 0 60000 14.5 A 322882 D Common Stock 2007-08-08 4 S 0 60000 65.17 D 262882 D Common Stock 2007-08-09 4 M 0 10000 14.5 A 272882 D Common Stock 2007-08-09 4 S 0 10000 67.88 D 262882 D Common Stock 5561 I Indirect 2003 Stock Option (right to buy) 14.5 2007-08-08 4 M 0 60000 D 2004-05-29 2013-05-29 Common Stock 60000 10000 D 2003 Stock Option (right to buy) 14.5 2007-08-09 4 M 0 10000 D 2004-05-29 2013-05-29 Common Stock 10000 0 D 2003 Stock Option (right to buy) 28.39 2005-04-27 2014-04-27 Common Stock 60000 60000 D 2005 Stock Option (right to buy) 38.07 2007-01-30 2012-01-30 Common Stock 50000 50000 D 2005 Stock Option (right to buy) 42.09 2005-11-30 2012-04-20 Common Stock 65000 65000 D 2005 Stock Option (right to buy) 59.77 2008-04-25 2013-04-25 Common Stock 57500 57500 D Call Option (Obligation to sell) 53.0525 2007-10-12 Common Stock 50000 50000 D Call Option (Obligation to sell) 54.6139 2007-11-07 Common Stock 30000 30000 D Long Puts (right to sell) 35.289 2007-10-12 2007-10-12 Common Stock 50000 50000 D Long Puts (right to sell) 36.379 2007-11-07 2007-11-07 Common Stock 30000 30000 D Shares held by reporting person through Employer 401(k) Plan. Not applicable Options vest in four equal annual installments beginning on the first exercise date. Effective November 30, 2005, the options were fully vested pursuant to an amendment to the grant agreement under which such options were granted. The reporting person entered into a zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised, and the other option will expire. If neither option is in the money on the expiration date, both options will expire. Alexander (Zan) Guerry III 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----