-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFTYHXKdbPQjbRsvcCAEanrCFHZKmMV9ggxTfBiBLetZZvysDXT5RwW7gjy2U8VB dw0tckRoNK8TYoFL+Bj7aA== 0000019520-04-000006.txt : 20040102 0000019520-04-000006.hdr.sgml : 20040101 20040102122621 ACCESSION NUMBER: 0000019520-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031230 FILED AS OF DATE: 20040102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHATTEM INC CENTRAL INDEX KEY: 0000019520 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 620156300 STATE OF INCORPORATION: TN FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 BUSINESS PHONE: 4238214571 MAIL ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 FORMER COMPANY: FORMER CONFORMED NAME: CHATTEM DRUG & CHEMICAL CO DATE OF NAME CHANGE: 19790111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR A ALEXANDER II CENTRAL INDEX KEY: 0001156153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05905 FILM NUMBER: 04500647 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANGOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 31421 4 1 tay111.xml X0201 4 2003-12-30 0 0000019520 CHATTEM INC CHTT 0001156153 TAYLOR A ALEXANDER II 4080 JENKINS ROAD CHATTANOOGA TN 31421 1 1 0 0 President and COO Common Shares 2003-12-30 4 M 0 4000 4.9350 A 155350.000 D Common Shares 2003-12-30 4 S 0 4000 19.5015 D 151350.000 D Common Shares 2003-12-31 4 M 0 16648 4.9350 A 167998.000 D Common Shares 2003-12-31 4 S 0 14648 18.5000 D 153350.000 D Common Shares 2003-12-31 4 S 0 1600 18.5200 D 151750.000 D Common Shares 2003-12-31 4 S 0 100 18.5210 D 151650.000 D Common Shares 2003-12-31 4 S 0 100 18.7000 D 151550.000 D Common Shares 2003-12-31 4 S 0 200 18.7300 D 151350.000 D Common Shares 2216.000 I By 401(k) Common Shares 420.000 I By Daughter Common Shares 12000.000 I By IRA Common Shares 1830.000 I By Son Common Shares 3000.000 I By Wife 1998 Stock Option (Right to Buy) 4.9350 2003-12-30 4 M 0 4000 0 D 2002-04-26 2011-04-26 Common Shares 4000.00 213600.00 D 1998 Stock Option (Right to Buy) 4.9350 2003-12-31 4 M 0 16648 0 D 2002-04-26 2011-04-26 Common Shares 16648.00 196952.00 D 2003 Stock Option Plan (right to buy) 14.5000 2004-05-29 2013-05-29 Common Shares 125000.00 125000.00 D Call option (obligation to sell) 28.9355 2003-10-03 2003-10-03 Common Shares 25000.00 2.00 D Put option (right to sell) 12.0565 2003-10-03 2003-10-03 Common Shares 25000.00 2.00 D Shares held by reporting person as custodian under the Tennessee Uniform Transfers to Minors Act. Options vest in four equal annual installments beginning on the first exercise date. The reporting person entered into a zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised, and the other option will expire. If neither option is in the money on the expiration date, both options will expire. /s/ Taylor II, A. Alexander 2004-01-02 -----END PRIVACY-ENHANCED MESSAGE-----