-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dxnkno68bcZalNkglr2IFiNVarepWPMKgJQ1Q8aZVxyD6cLQiUEC/9v7lTObx0ZE 2kgsbabuojCPcooZHSS8dQ== 0000019520-03-000036.txt : 20031203 0000019520-03-000036.hdr.sgml : 20031203 20031203142910 ACCESSION NUMBER: 0000019520-03-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHATTEM INC CENTRAL INDEX KEY: 0000019520 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 620156300 STATE OF INCORPORATION: TN FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 BUSINESS PHONE: 4238214571 MAIL ADDRESS: STREET 1: 1715 W 38TH ST CITY: CHATTANOOGA STATE: TN ZIP: 37409 FORMER COMPANY: FORMER CONFORMED NAME: CHATTEM DRUG & CHEMICAL CO DATE OF NAME CHANGE: 19790111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANFORD PHILIP H CENTRAL INDEX KEY: 0001156140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05905 FILM NUMBER: 031034984 BUSINESS ADDRESS: STREET 1: C/O CHATTEM INC STREET 2: 1715 WEST 38TH STREET CITY: CHATTANOOGA STATE: TN ZIP: 37409 BUSINESS PHONE: 4238212037 MAIL ADDRESS: STREET 1: C/O CHATTEM INC STREET 2: 1715 WEST 38TH STREET CITY: CHATTANOOGA STATE: TN ZIP: 37409 4 1 san105.xml X0201 4 2003-12-01 0 0000019520 CHATTEM INC CHTT 0001156140 SANFORD PHILIP H THE KRYSTAL CO., 10TH FLOOR THE KRYSTAL BUILDING CHATTANOOGA TN 37402 1 0 0 0 Common Shares 2003-12-01 4 A 0 561 16.0200 A 27711.000 D 1999 Stock Option Plan (Right to Buy) 18.1250 2000-04-14 2009-04-14 Common Shares 10000.00 10000.00 D 1999 Stock Option Plan (Right to Buy) 6.9688 2001-04-19 2010-04-19 Common Shares 2000.00 2000.00 D 1999 Stock Option Plan (Right to Buy) 4.6600 2002-04-18 2011-04-18 Common Shares 2000.00 2000.00 D 1999 Stock Option Plan (Right to Buy) 13.5500 2003-04-17 2012-04-17 Common Shares 4000.00 4000.00 D 1999 Stock Option Plan (Right to Buy) 15.0100 2004-04-16 2013-04-16 Common Shares 2000.00 2000.00 D Call option (obligation to sell) 28.1317 2003-10-03 2003-10-03 Common Shares 24000.00 2.00 D Put option (right to sell) 14.0659 2003-10-03 2003-10-03 Common Shares 24000.00 2.00 D At the election of the reporting person, these shares were issued to the reporting person under the 1999 Stock Option Plan for Non-Employee directors in lieu of cash director fees. Options vest in four equal annual installments beginning on the first exercise date. The reporting person entered into a zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised, and the other option will expire. If neither option is in the money on the expiration date, both options will expire. By: Alec Taylor, Attorney-in-fact 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----