SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Berg Shawn

(Last) (First) (Middle)
2600 MCCORMICK DRIVE, SUITE 200

(Street)
CLEARWATER FL 33759

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2022
3. Issuer Name and Ticker or Trading Symbol
MARINEMAX INC [ HZO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Digital Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock - need to add amount after RSUs vest 9/30 3,743 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (1) (1) Common Stock 2,036 (2) D
Restricted Stock Units (3) (3) Common Stock 1,000 (2) D
Restricted Stock Units (4) (4) Common Stock 5,000 (2) D
Restricted Stock Units (5) (5) Common Stock 5,000 (2) D
Restricted Stock Units (6) (6) Common Stock 3,607 (2) D
Restricted Stock Units (7) (7) Common Stock 1,802 (2) D
Restricted Stock Units (8) (8) Common Stock 906 (2) D
Explanation of Responses:
1. The performance based restricted stock units vest on September 30, 2024. These units were awarded based on performance criteria previously established and tied to inventory management and operations.
2. Each restricted stock unit represents a contingent right to receive one share of Marinemax, Inc. Common Stock.
3. These restricted stock units where granted on November 29, 2018 vested November 29, 2022.
4. These restricted stock units were granted on December 3, 2019 vest on December 3, 2023.
5. These restricted stock units were granted on December 2, 2020 and vest on December 2, 2024.
6. These restricted stock units where granted on October 1, 2021 and vest on September 30, 2024.
7. These restricted stock units where granted on November 6, 2020 and vested 1/3 annual beginning September 30, 2021.
8. These restricted stock units where granted on November 19, 2021 and vest 1/3 annual beginning September 30, 2022.
Remarks:
Anthony E. Cassella, Jr., Attorney-in-Fact for Shawn Berg 10/11/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.