8-A12B 1 form8-a12b.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Roma Green Finance Limited

(Exact name of registrant as specified in its charter)

 

 

Cayman Islands   Not Applicable

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

Flat 605, 6/F., Tai Tung Building, 8 Fleming Road, Wanchai, Hong Kong   Not Applicable
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 


Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

Ordinary shares,

par value US$0.001 per share

 

The Nasdaq Stock Market LLC

(The Nasdaq Capital Market)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

333-272555

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are the ordinary shares, par value $0.001 per share (“Ordinary Shares”) of Roma Green Finance Limited (the “Registrant”). The description of the Ordinary Shares set forth under the caption “Description of Share Capital” in the prospectus forming a part of the Registration Statement on Form F-1, as initially filed with the Securities and Exchange Commission on June 9, 2023 (Registration No. 333-272555), as amended, including any form of prospectus contained therein pursuant to Rule 424(b) under the Securities Act of 1933, as amended, (the “Registration Statement”) to which this Form 8-A relates is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such description and that is subsequently filed is hereby also incorporated by reference herein.

 

The Ordinary Shares to be registered hereby have been approved for listing on the Nasdaq Stock Market under the symbol “ROMA.”

 

Item 2. Exhibits.

 

No exhibits are required to be filed as the securities being registered hereby are being registered on an exchange on which no other securities of the Registrant are registered and the securities being registered hereby are not being registered pursuant to Section 12(g) of the Exchange Act.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  ROMA GREEN FINANCE LIMITED
     
  By: /s/ Luk Huen Ling Claire
  Name: Luk Huen Ling Claire
  Title: Chairlady, Executive Director and Chief Executive Officer

 

Date: December 7, 2023

 

[Signature Page to Form 8-A]