8-A12B 1 tema-8a12b_012224.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549 

FORM 8-A 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934 

 

TEMA ETF TRUST

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   See below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     

Brookfield Place, 200 Vesey Street, Suite 24106

New York, New York

  10281
(Address of principal executive offices)   (Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of each exchange

on which each class is to be registered

  I.R.S. Employer Identification No.

Shares of beneficial interest, no par value, of:

 

       
Tema Neuroscience and Mental Health ETF - MNTL   NASDAQ Stock Market LLC   93-3969416

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

 

Securities Act registration statement file number to which this form relates: 333-267188

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

   
 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of Tema Neuroscience and Mental Health ETF, a series of Tema ETF Trust (the “Registrant”), is incorporated herein by reference to Pre-Effective Amendment No. 13 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on October 19, 2023. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.
   
1.Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 31, 2022.
  
2.Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on April 21, 2023.
  
3.Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on December 19, 2022.

 

 

SIGNATURE

 

Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

  TEMA ETF TRUST  
  (Registrant)  
       
  Date: January 22, 2024  
  By: /s/ Matthew Keeling  
  Name: Matthew Keeling  
  Title: President