0001415889-25-021921.txt : 20250814 0001415889-25-021921.hdr.sgml : 20250814 20250814165034 ACCESSION NUMBER: 0001415889-25-021921 CONFORMED SUBMISSION TYPE: SCHEDULE 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250814 DATE AS OF CHANGE: 20250814 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SCHEDULE 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94510 FILM NUMBER: 251220459 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lightspeed Venture Partners IX, L.P. CENTRAL INDEX KEY: 0001539061 ORGANIZATION NAME: EIN: 981031932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G/A BUSINESS ADDRESS: STREET 1: 2200 SAND HILL RAOD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL RAOD CITY: MENLO PARK STATE: CA ZIP: 94025 SCHEDULE 13G/A 1 primary_doc.xml SCHEDULE 13G/A 0001104659-24-119273 0001539061 XXXXXXXX LIVE 2 Class A Common Stock, $0.000025 par value 06/30/2025 0001943896 RUBRIK, INC. 781154109 3495 Deer Creek Road Palo Alto CA 94304 Rule 13d-1(d) Lightspeed Venture Partners IX, L.P. b E9 0.00 5549816.00 0.00 5549816.00 5549816.00 4.0 PN Lightspeed General Partner IX, L.P. b E9 0.00 5549816.00 0.00 5549816.00 5549816.00 4.0 PN Lightspeed Ultimate General Partner IX, Ltd. b E9 0.00 5549816.00 0.00 5549816.00 5549816.00 4.0 OO Lightspeed SPV I, LLC b DE 0.00 2507457.00 0.00 2507457.00 2507457.00 1.8 OO Lightspeed SPV I-B, LLC b DE 0.00 1973511.00 0.00 1973511.00 1973511.00 1.5 OO Lightspeed SPV I-C, LLC b DE 0.00 1381358.00 0.00 1381358.00 1381358.00 1.0 OO LS SPV Management, LLC b DE 0.00 5862326.00 0.00 5862326.00 5862326.00 4.2 OO Lightspeed Venture Partners Select II, L.P. b E9 0.00 1288410.00 0.00 1288410.00 1288410.00 1.0 PN Lightspeed General Partner Select II, L.P. b E9 0.00 1288410.00 0.00 1288410.00 1288410.00 1.0 PN Lightspeed Ultimate General Partner Select II, Ltd. b E9 0.00 1288410.00 0.00 1288410.00 1288410.00 1.0 OO Lightspeed Venture Partners X, L.P. b E9 0.00 101659.00 0.00 101659.00 101659.00 0.1 PN Lightspeed General Partner X, L.P. b E9 0.00 101659.00 0.00 101659.00 101659.00 0.1 PN Lightspeed Ultimate General Partner X, Ltd. b E9 0.00 101659.00 0.00 101659.00 101659.00 0.1 OO Lightspeed Management Company, L.L.C. b DE 0.00 0.00 0.00 0.00 0.00 0.0 OO Barry Eggers b X1 415424.00 12802211.00 415424.00 12802211.00 13217635.00 9.1 IN Ravi Mhatre b X1 552162.00 12802211.00 552162.00 12802211.00 13354373.00 9.1 IN Peter Nieh b X1 515423.00 12802211.00 515423.00 12802211.00 13317634.00 9.1 IN RUBRIK, INC. 3495 Deer Creek Road, Palo Alto, CA, 94304. The names of the persons filing this report (collectively, the "Reporting Persons") are: Lightspeed Venture Partners IX, L.P. ("Lightspeed IX") Lightspeed General Partner IX, L.P. ("LGP IX") Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") Lightspeed SPV I, LLC ("Lightspeed SPV I") Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B") Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C") LS SPV Management, LLC ("LS SPV") Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II") Lightspeed General Partner Select II, L.P. ("LGP Select II") Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") Lightspeed Venture Partners X, L.P. ("Lightspeed X") Lightspeed General Partner X, L.P. ("LGP X") Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") Lightspeed Management Company, L.L.C. ("LMC") Barry Eggers ("Eggers") Ravi Mhatre ("Mhatre") Peter Nieh ("Nieh") The Reporting Persons expressly disclaim status as a "group" for purposes of this Schedule 13G. c/o Lightspeed Venture Partners 2200 Sand Hill Road Menlo Park, CA 94025 Lightspeed IX Cayman Islands LGP IX Cayman Islands LUGP IX Cayman Islands Lightspeed SPV I Delaware Lightspeed SPV I-B Delaware Lightspeed SPV I-C Delaware LS SPV Delaware Lightspeed Select II Cayman Islands LGP Select II Cayman Islands LUGP Select II Cayman Islands Lightspeed X Cayman Islands LGP X Cayman Islands LUGP X Cayman Islands LMC Delaware Eggers United States Mhatre United States Nieh United States Y Row 9 of each Reporting Person's cover page to this Schedule 13G sets forth the aggregate number of shares of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. The Reporting Persons' ownership of the Issuer's securities consists of (i) 5,549,816 shares of Class B common stock directly held by Lightspeed IX; (ii) 2,507,457 shares of Class B common stock directly held by Lightspeed SPV I; (iii) 1,973,511 shares of Class B common stock directly held by Lightspeed SPV I-B; (iv) 1,381,358 shares of Class B common stock directly held by Lightspeed SPV I-C; (v) 1,288,410 shares of Class B common stock directly held by Lightspeed Select II; (vi) 101,659 shares of Class B common stock held directly by Lightspeed X; (vii) 415,424 shares of Class A common stock held by Eggers; (viii) 552,162 shares of Class A common stock held by Mhatre; and (ix) 515,423 shares of Class A common stock held by Nieh. LUGP IX serves as the sole general partner of LGP IX, which serves as the sole general partner of Lightspeed IX; LS SPV serves as the manager of each of Lightspeed SPV I, Lightspeed SPV I-B and Lightspeed SPV I-C; LUGP Select II serves as the sole general partner of LGP Select II, which serves as the sole general partner of Lightspeed Select II; and LUGP X serves as the sole general partner of LGP X, which serves as the sole general partner of Lightspeed X. Eggers, Mhatre and Nieh are directors of each of LGP IX, LUGP Select II and LUGP X and the managing members of each of LS SPV and LMC and share voting and dispositive power over the shares held by the foregoing entities. Row 11 of each Reporting Person's cover page to this Schedule 13G sets forth the percentages of the securities of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. The percentage set forth in each Row 11 is based upon the sum of (i) 123,563,326 shares of the Issuer's Class A common stock outstanding as of May 31, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the "SEC") on June 9, 2025, and (ii) 9,641,000 shares of Class A common stock issued subsequent to May 31, 2025 upon conversion of shares of Class B common stock by the Reporting Persons, in each case, adjusted in accordance with rules of the SEC, to give effect to the full conversion of Class B common stock beneficially owned by such Reporting Person. Row 5 of each Reporting Person's cover page to this Schedule 13G sets forth the sole power to vote or to direct the vote of securities of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. Row 6 of each Reporting Person's cover page to this Schedule 13G sets forth the shared power to vote or to direct the vote of securities of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. Row 7 of each Reporting Person's cover page to this Schedule 13G sets forth the sole power to dispose or to direct the disposition of securities of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. Row 8 of each Reporting Person's cover page to this Schedule 13G sets forth the shared power to dispose or to direct the disposition of securities of the Issuer beneficially owned by such Reporting Person as of June 30, 2025 and is incorporated by reference. Y Y Y Y Y Y Exhibit 99.1 Joint Filing Agreement Joint Filing Agreement (incorporated herein by reference to Exhibit 99.1 to Schedule 13G, filed on May 15, 2025). Lightspeed Venture Partners IX, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed General Partner IX, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed Ultimate General Partner IX, Ltd. /s/ Ravi Mhatre 08/14/2025 Lightspeed SPV I, LLC /s/ Ravi Mhatre 08/14/2025 Lightspeed SPV I-B, LLC /s/ Ravi Mhatre 08/14/2025 Lightspeed SPV I-C, LLC /s/ Ravi Mhatre 08/14/2025 LS SPV Management, LLC /s/ Ravi Mhatre 08/14/2025 Lightspeed Venture Partners Select II, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed General Partner Select II, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed Ultimate General Partner Select II, Ltd. /s/ Ravi Mhatre 08/14/2025 Lightspeed Venture Partners X, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed General Partner X, L.P. /s/ Ravi Mhatre 08/14/2025 Lightspeed Ultimate General Partner X, Ltd. /s/ Ravi Mhatre 08/14/2025 Lightspeed Management Company, L.L.C. /s/ Ravi Mhatre 08/14/2025 Barry Eggers /s/ Barry Eggers 08/14/2025 Ravi Mhatre /s/ Ravi Mhatre 08/14/2025 Peter Nieh /s/ Peter Nieh 08/14/2025 Note 1: By Lightspeed General Partner IX, L.P., its General Partner, By Lightspeed Ultimate General Partner IX, Ltd., its General Partner, By Ravi Mhatre, Director Note 2: By Lightspeed General Partner Select II, L.P., its General Partner, By Lightspeed Ultimate General Partner Select II, Ltd., its General Partner, By Ravi Mhatre, Director Note 3: By Lightspeed General Partner X, L.P., its General Partner, By Lightspeed Ultimate General Partner X, Ltd., its General Partner, By Ravi Mhatre, Director