0001415889-25-017256.txt : 20250613 0001415889-25-017256.hdr.sgml : 20250613 20250613171605 ACCESSION NUMBER: 0001415889-25-017256 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250528 FILED AS OF DATE: 20250613 DATE AS OF CHANGE: 20250613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Choudary Kiran Kumar CENTRAL INDEX KEY: 0002020220 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 251047704 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4/A 1 form4a-06132025_090601.xml X0508 4/A 2025-05-28 2025-05-30 0001943896 Rubrik, Inc. RBRK 0002020220 Choudary Kiran Kumar C/O RUBRIK INC. 3495 DEER CREEK ROAD PALO ALTO CA 94304 false true false false Chief Financial Officer 1 Class A Common Stock 2025-05-28 4 C 0 2000 0 A 555665 D Stock Option (Right to Buy) 7.99 2025-05-28 4 M 0 2000 0 D 2028-09-17 Class B Common Stock 2000 76450 D Class B Common Stock 2025-05-28 4 M 0 2000 0 A Class A Common Stock 2000 2000 D Class B Common Stock 2025-05-28 4 C 0 2000 0 D Class A Common Stock 2000 0 D The transaction reported on this Form 4/A was effected pursuant to a Rule 10b5-1 trading plan, adopted January 15, 2025. 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. /s/ Larry Guo, Attorney-in-Fact 2025-06-13