0001415889-25-009750.txt : 20250402 0001415889-25-009750.hdr.sgml : 20250402 20250402180012 ACCESSION NUMBER: 0001415889-25-009750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250401 FILED AS OF DATE: 20250402 DATE AS OF CHANGE: 20250402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON JOHN WENDELL CENTRAL INDEX KEY: 0001207433 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 25806574 MAIL ADDRESS: STREET 1: C/O MICROSOFT CORPORATION STREET 2: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-04022025_060405.xml X0508 4 2025-04-01 0001943896 Rubrik, Inc. RBRK 0001207433 THOMPSON JOHN WENDELL C/O RUBRIK INC. 3495 DEER CREEK ROAD PALO ALTO CA 94304 true false false false 1 Class A Common Stock 2025-04-01 4 C 0 9009 0 A 10007 I By John and Sandra Thompson Trust Class A Common Stock 2025-04-01 4 S 0 2600 59.55 D 7407 I By John and Sandra Thompson Trust Class A Common Stock 2025-04-01 4 S 0 5909 60.39 D 1498 I By John and Sandra Thompson Trust Class A Common Stock 2025-04-01 4 S 0 500 61.15 D 998 I By John and Sandra Thompson Trust Class B Common Stock 2025-04-01 4 C 0 9009 D Class A Common Stock 9009 917410 I By John and Sandra Thompson Trust Class B Common Stock Class A Common Stock 24999 24999 D The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.01 to $59.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.04 to $61.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. /s/ Larry Guo, Attorney-in-Fact 2025-04-02