0001415889-24-029926.txt : 20241219 0001415889-24-029926.hdr.sgml : 20241219 20241219200009 ACCESSION NUMBER: 0001415889-24-029926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241217 FILED AS OF DATE: 20241219 DATE AS OF CHANGE: 20241219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN MARK D CENTRAL INDEX KEY: 0001309507 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 241564732 MAIL ADDRESS: STREET 1: C/O QUALCOMM INCORPORATED STREET 2: 5775 MOREHOUSE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-12192024_081205.xml X0508 4 2024-12-17 0001943896 Rubrik, Inc. RBRK 0001309507 MCLAUGHLIN MARK D C/O RUBRIK INC. 3495 DEER CREEK ROAD PALO ALTO CA 94304 true false false false 0 Restricted Stock Units 2024-12-17 4 M 0 16666 0 D 2029-11-28 Class B Common Stock 16666 16668 D Class B Common Stock 2024-12-17 4 M 0 16666 A Class A Common Stock 16666 33332 D Class B Common Stock Class A Common Stock 21228 21228 I By McLaughlin Revocable Living Trust Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2023, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. /s/ Larry Guo, Attorney-in-Fact 2024-12-19