0001415889-24-028546.txt : 20241206 0001415889-24-028546.hdr.sgml : 20241206 20241206175947 ACCESSION NUMBER: 0001415889-24-028546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241204 FILED AS OF DATE: 20241206 DATE AS OF CHANGE: 20241206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Choudary Kiran Kumar CENTRAL INDEX KEY: 0002020220 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 241533436 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-12062024_101243.xml X0508 4 2024-12-04 0001943896 Rubrik, Inc. RBRK 0002020220 Choudary Kiran Kumar C/O RUBRIK INC. 3495 DEER CREEK ROAD PALO ALTO CA 94304 false true false false Chief Financial Officer 1 Class A Common Stock 2024-12-04 4 C 0 1000 0 A 374760 D Class A Common Stock 2024-12-04 4 S 0 1800 51.51 D 372960 D Class A Common Stock 2024-12-06 4 S 0 30000 65.78 D 342960 D Stock Option (Right to Buy) 7.99 2024-12-04 4 M 0 1000 0 D 2028-09-17 Class B Common Stock 1000 90450 D Class B Common Stock 2024-12-04 4 M 0 1000 A Class A Common Stock 1000 1000 D Class B Common Stock 2024-12-04 4 C 0 1000 D Class A Common Stock 1000 0 D This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. /s/ Larry Guo, Attorney-in-Fact 2024-12-06